IPO Underwriters of the Week(s): May 30 – June 10 / plus Reg A+ Form 1-A Worksheet

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ATOSSA GENETICS INC S-1 Aspire Capital Fund, LLC ~ ~
JELD-WEN HOLDING INC S-1 Barclays Capital Inc. Citigroup Global Markets Inc. Credit Suisse Securities LLC / J.P. Morgan Securities LLC
BANK OF MONTREAL-CAN; VAULTED GOLD BULLION TRUST S-1 BMO Capital Markets Corp. ~ ~
KADMON HOLDINGS LLC S-1 Citigroup Global Markets Inc. Jefferies LLC JMP Securities LLC / H.C. Wainwright & Co., LLC
SYROS PHARMACEUTICALS INC S-1 Cowen and Company, LLC Piper Jaffray & Co. JMP Securities LLC / Wedbush Securities Inc.
AC IMMUNE SA F-1 Credit Suisse Securities (USA) LLC Jefferies LLC Leerink Partners LLC
GLOBAL BLOOD THERAPEUTICS INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Cowen and Company, LLC / Wedbush Securities Inc.
BANCORP 34 INC S-1 Keefe, Bruyette & Woods, Inc. ~ ~
IMMUNOCELLULAR THERAPEUTICS LTD S-1 Maxim Group LLC ~ ~
VALVOLINE INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Morgan Stanley & Co. LLC
BLUE COAT INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC / Goldman, Sachs & Co. / Jefferies LLC / UBS Securities LLC / RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Cowen and Company, LLC / Pacific Crest Securities / Piper Jaffray & Co. / William Blair & Company, LLC
LINE CORP F-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC / Nomura Securities International, Inc.
NUVEEN AMT- FREE MUNICIPAL VALUE FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN MINNESOTA MUNICIPAL INCOME FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND N-2 Nuveen Securities, LLC ~ ~
IMPINJ INC S-1 RBC Capital Markets, LLC Pacific Crest Securities Piper Jaffray & Co. / Needham & Company, LLC / Canaccord Genuity Inc.
OTTAWA BANCORP INC S-1 Sandler O’Neill & Partners, L.P ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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