IPOs and Transactions: May 9 – 13 / plus “Age of Activism” whitepaper

There were 40 transactions filed with the SEC last week.

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

V_MM-activist700

Law firm / advisor Registrant Symbol Form Industry
AdvanSix Inc. ADVANSIX INC ~ 10-12B ~
Davis, Malm & D’Agostine, P.C. ALTAIR DISPOSAL SERVICES LLC CLH;SFYK S-4 Waste & Disposal Services
Cassidy & Associates AMCHI GENDYNAMY SCIENCE CORP ~ S-1 ~
Hogan Lovells US LLP ARADIGM CORP ARDM S-1 Pharma
Wilmer Cutler Pickering Hale and Dorr LLP ARGOS THERAPEUTICS INC ARGS S-3 Biotech
Conyers Dill & Pearman ATHENE HOLDING LTD ~ S-1 ~
Fried, Frank, Harris, Shriver & Jacobson LLP ATHENE HOLDING LTD ~ S-1 ~
Sidley Austin LLP ATHENE HOLDING LTD ~ S-1 ~
Weil, Gotshal & Manges LLP ATHENE HOLDING LTD ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP BANCROFT FUND LTD BCV N-2 Equity Investment Instruments
Latham & Watkins LLP BLUE BUFFALO PET PRODUCTS INC BUFF S-1 ~
Simpson Thacher & Bartlett LLP BLUE BUFFALO PET PRODUCTS INC BUFF S-1 ~
Goodwin Procter LLP BLUEPRINT MEDICINES CORP BPMC S-3 ~
Kirkland & Ellis LLP CHINA ONLINE EDUCATION GROUP ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP CHINA ONLINE EDUCATION GROUP ~ F-1 ~
Vinson & Elkins L.L.P. ENERGY TRANSFER PARTNERS L.P ETP S-3 Pipelines
Paul Hastings LLP GEVO INC GEVO S-3 Alternative Fuels
Ruffa & Ruffa, P.C. GLOBALINK LTD GOBK S-1 Specialty Finance
Davis Polk & Wardwell LLP GP INVESTMENTS ACQUISITION CORP ~ S-4 ~
Latham & Watkins LLP GP INVESTMENTS ACQUISITION CORP ~ S-4 ~
Maples and Calder GP INVESTMENTS ACQUISITION CORP ~ S-4 ~
Skadden, Arps, Slate, Meagher & Flom LLP GP INVESTMENTS ACQUISITION CORP ~ S-4 ~
Dorsey & Whitney LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Medical Equipment
Ellenoff Grossman & Schole LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Medical Equipment
Horwitz + Armstrong, PC GROWLIFE INC PHOT S-1 Specialty Finance
Lewis Roca Rothgerber Christie LLP GUARANTY BANCORP GBNK S-4 Banks
Shapiro Bieging Barber Otteson LLP GUARANTY BANCORP GBNK S-3 Banks
Shapiro Bieging Barber Otteson LLP GUARANTY BANCORP GBNK S-4 Banks
Ellenoff Grossman & Schole LLP INTERLEUKIN GENETICS INC ILIU S-1 Biotech
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. INTERLEUKIN GENETICS INC ILIU S-1 Biotech
Pillsbury Winthrop Shaw Pittman LLP INVITAE CORPORATION NVTA S-3 ~
Crowell & Moring LLP KEYSTONE SOLUTIONS INC ~ 1-A ~
Office of Richard Rubin KINERJAPAY CORP SFEX S-1 Renewable Energy Equipment
Thomas J. Craft, Jr., Esq. KINERJAPAY CORP SFEX S-1 Renewable Energy Equipment
TroyGould PC LION BIOTECHNOLOGIES INC LBIO S-3 Biotech
Paul, Weiss, Rifkind, Wharton & Garrison LLP MITEL NETWORKS CORP MITL S-4 ~
Wilson Sonsini Goodrich & Rosati, P.C. MITEL NETWORKS CORP MITL S-4 ~
Ellenoff Grossman & Schole LLP NATURAL DESTINY INC ~ S-1 ~
Robinson Brog Leinwand Greene Genovese & Gluck P.C. NXT-ID INC NXTD S-1 ~
Thompson & Knight LLP PENNTEX RESOURCES ILLINOIS INC REXX S-4 Exploration & Production
Latham & Watkins LLP PERFORMANCE FOOD GROUP CO ~ S-1 ~
Simpson Thacher & Bartlett LLP PERFORMANCE FOOD GROUP CO ~ S-1 ~
Davis Graham & Stubbs LLP PERSHING GOLD CORPORATION PGLC S-3 Gold Mining
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC PROVECTUS BIOPHARMACEUTICALS INCORPORATED PVCT S-4 Pharma
Latham & Watkins LLP RAZORBACK L.L.C TLP S-3 Pipelines
Stubbs Alderton & Markiles, LLP RESONANT INC RESN S-3 Telecomm Equipment
Wilson Sonsini Goodrich & Rosati, PC ROCKET FUEL INC FUEL S-3 Software
Ropes & Gray LLP STONE RIDGE TRUST II SRRIX N-2 ~
Norton Rose Fulbright LLP TESCO CORP TESO S-3 ~
Thompson Hine LLP TOTAL INCOME (PLUS) REAL ESTATE FUND ~ N-2 ~
Szaferman, Lakind, Blumstein & Blader, PC UMATRIN HOLDING LIMITED GOOO S-1 Specialty Finance
Goodwin Procter LLP XENETIC BIOSCIENCES INC XBIO S-1 Biotech
Taft Stettinius & Hollister XENETIC BIOSCIENCES INC XBIO S-1 Biotech
Richardson & Associates XREAL INC ~ 1-A ~
Alston & Bird LLP ZAIS FINANCIAL CORP ZFC S-4 Mortgage REITs
Sidley Austin LLP ZAIS FINANCIAL CORP ZFC S-4 Mortgage REITs
Latham & Watkins LLP ZOGENIX INC ZGNX S-3 Pharma

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Click here to review the week’s underwriters.

Have a great week.

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