IPOs and Transactions: May 2 – 6 / plus “Age of Activism” whitepaper

There were 49 transactions filed with the SEC last week.

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

V_MM-activist700

Law firm / advisor Registrant Symbol Form Industry
Abrams, Fensterman, Fensterman, Formato, Ferraro & Wolf, LLP BRISSET BEER INTERNATIONAL INC BOIG S-1 Financial Administration
Achison Inc ACHISON INC ~ S-1 ~
Aduro Biotech, Inc. ADURO BIOTECH INCORPORATED ADRO S-3 ~
Bryan Cave LLP BERRY PLASTICS ACQUISITION CORP BERY S-4 Containers & Packaging
Cassidy & Associates, Attorneys At Law AGATE ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law COLLINS ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law CORAL ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law DIAMOND ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law GARNET ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law JADE ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law OPAL ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law PEARL ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law RUBY ISLAND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys At Law TOPAZ ISLAND ACQUISITION CORP ~ 10-12G ~
Clifford Chance US LLP CORPORATE PROPERTY ASSOCIATES 19 – GLOBAL INC ~ S-11 ~
Cooley LLP NANT HEALTH LLC ~ S-1 ~
Cooley LLP ADURO BIOTECH INCORPORATED ADRO S-3 ~
Cooley LLP CARDICA INC CRDC S-3 Medical Equipment
Cravath, Swaine & Moore LLP AMPLIFY SNACK BRANDS INC BETR S-1 ~
Day Pitney LLP INDEPENDENT BANK CORP INDB S-4 Banks
DLA Piper LLP ANNALY CAPITAL MANAGEMENT INC NLY S-4 Mortgage REITs
Dorsey & Whitney LLP LUCAS ENERGY INC LEI S-1 Exploration & Production
Ellenoff Grossman & Schole LLP TEARLAB CORP TEAR S-1 Medical Equipment
Ellenoff Grossman & Schole LLP INVENTERGY GLOBAL INCORPORATED EONC S-1 Telecomm. Equipment
Foley & Lardner LLP NATIONAL RESEARCH CORP NRCIB S-3 Business Support Services
Goodwin Procter LLP AMPLIFY SNACK BRANDS INC BETR S-1 ~
Hogan Lovells US LLP ANNALY CAPITAL MANAGEMENT INC NLY S-4 Mortgage REITs
Hunton & Williams LLP OHIO POWER CO ~ S-3 Conventional Electricity
John Adams Smart El JOHN ADAMS SMART EL ~ 10-12B ~
K&L Gates LLP ENER-CORE INC ENCR S-1 Internet
Latham & Watkins LLP WEST COLTON RAIL TERMINAL LLC USDP S-3 Railroads
Ledgewood Law FINTECH ACQUISITION CORP FNTCU S-4 ~
Luse Gorman, PC INDEPENDENT BANK CORP INDB S-4 Banks
Matheau J. W. Stout, Esq. ATLAN MEDIA INC ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. BELLEROPHON THERAPEUTICS INC BLPH S-3 ~
Ocean Thermal Energy Corporation OCEAN THERMAL ENERGY CORP ~ 10-12G ~
Proskauer Rose LLP PREFERRED APARTMENT COMMUNITIES INC APTS S-3 Residential REITs
Proskauer Rose LLP HELIUS MEDICAL TECHNOLOGIES INC HSM S-1 Specialty Finance
Pryor Cashman LLP INVENTERGY GLOBAL INCORPORATED EONC S-1 Telecomm. Equipment
Raines Feldman LLP AETHLON MEDICAL INC EJU S-3 Medical Equipment
Robert Brantl, Esq. SPIRAL TOYS INC ROCP S-1 Clothing & Accessories
Ropes & Gray LLP AKEBIA THERAPEUTICS INC AKBA S-3 Biotechnology
Simpson Thacher & Bartlett LLP ARES MANAGEMENT LP ARES S-3 Asset Managers
Squire Patton Boggs LLP NUVERRA ENVIRONMENTAL SOLUTIONS INCORPORATED NES S-3 Waste & Disposal Services
Squire Patton Boggs LLP NUVERRA ENVIRONMENTAL SOLUTIONS INCORPORATED NES S-1 Waste & Disposal Services
Steven James Davis, Esq. GLOBAL COSMETICS INC ~ S-1 ~
Sutherland Asbill & Brennan LLP AB PRIVATE CREDIT INVESTORS CORP ~ 10-12G ~
TearLab Corp. TEARLAB CORP TEAR S-1 Medical Equipment
Transamerica Advisors Life Insurance Company TRANSAMERICA ADVISORS LIFE INSURANCE CO ~ S-3 Life Insurance
US Alliance Corporation US ALLIANCE CORP ~ 10-12G ~
USD Partners LP WEST COLTON RAIL TERMINAL LLC USDP S-3 Railroads
Venable LLP CORPORATE PROPERTY ASSOCIATES 19 – GLOBAL INC ~ S-11 ~
Vinson & Elkins L.L.P. ENVIVA PARTNERS LP EVA S-3 ~
Vinson & Elkins L.L.P. DOMINION MIDSTREAM PARTNERS LP DM S-3 Pipelines
Vinson & Elkins L.L.P. ECO-STIM ENERGY SOLUTIONS INCORPORATED ESES S-3 Software
Wachtell, Lipton, Rosen & Katz ANNALY CAPITAL MANAGEMENT INC NLY S-4 Mortgage REITs
Wachtell, Lipton, Rosen & Katz DOLLAR TREE INC. FDO;DLTR S-4 Specialty Retailers
Wilson Sonsini Goodrich & Rosati PC TEARLAB CORP TEAR S-1 Medical Equipment
Wilson Sonsini Goodrich & Rosati, P.C. NANT HEALTH LLC ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. BARRACUDA NETWORKS INC CUDA S-3 Computer Services
Yum! China Holding, Inc. YUM! CHINA HOLDING INC ~ 10-12B ~

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Click here to review the week’s underwriters.

Have a great week.

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