Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3 +|
|M III ACQUISITION CORP.||S-1||Cantor Fitzgerald & Co.||–||–|
|CF CORP||S-1||Citigroup Global Markets Inc.||Merrill Lynch, Pierce, Fenner & Smith Inc.||Credit Suisse Securities (USA) LLC|
|PERFORMANCE HEALTH HOLDINGS CORP||S-1||Credit Suisse Securities (USA) LLC||Jefferies LLC||Robert W. Baird & Co. Inc. / UBS Securities LLC / William Blair & Company, L.L.C. / SunTrust Robinson Humphrey, Inc.|
|NEXPOINT MERGER ARBITRAGE FUND||N-2||Highland Capital Funds Distributor, Inc.||~||~|
|GEMPHIRE THERAPEUTICS INC.||S-1||Jefferies LLC||Cowen and Company, LLC||Canaccord Genuity Inc. / Roth Capital Partners, LLC|
|VIVEVE MEDICAL, INC.||S-1||Ladenburg Thalmann & Co. Inc.||~||~|
|PHASERX, INC.||S-1||Laidlaw & Company (UK) Ltd.||~||~|
|MORGAN CREEK GLOBAL EQUITY LONG/SHORT INSTITUTIONAL FUND||N-2||Morgan Creek Global Equity Long/Short Institutional Fund||~||~|
Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.
Click here to review the week’s IPOs and active securities law firms.
Have a great week.