IPO Underwriters of the Week: April 18 – 22 / plus “Age of Activism” whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
M III ACQUISITION CORP. S-1 Cantor Fitzgerald & Co.
CF CORP S-1 Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities (USA) LLC
PERFORMANCE HEALTH HOLDINGS CORP S-1 Credit Suisse Securities (USA) LLC Jefferies LLC Robert W. Baird & Co. Inc. / UBS Securities LLC / William Blair & Company, L.L.C. / SunTrust Robinson Humphrey, Inc.
NEXPOINT MERGER ARBITRAGE FUND N-2 Highland Capital Funds Distributor, Inc. ~ ~
GEMPHIRE THERAPEUTICS INC. S-1 Jefferies LLC Cowen and Company, LLC Canaccord Genuity Inc. / Roth Capital Partners, LLC
VIVEVE MEDICAL, INC. S-1 Ladenburg Thalmann & Co. Inc. ~ ~
PHASERX, INC. S-1 Laidlaw & Company (UK) Ltd. ~ ~
MORGAN CREEK GLOBAL EQUITY LONG/SHORT INSTITUTIONAL FUND N-2 Morgan Creek Global Equity Long/Short Institutional Fund ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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