Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
| Registrant | Form | Underwriter 1 | Underwriter 2 | Underwriter 3 + |
| M III ACQUISITION CORP. | S-1 | Cantor Fitzgerald & Co. | – | – |
| CF CORP | S-1 | Citigroup Global Markets Inc. | Merrill Lynch, Pierce, Fenner & Smith Inc. | Credit Suisse Securities (USA) LLC |
| PERFORMANCE HEALTH HOLDINGS CORP | S-1 | Credit Suisse Securities (USA) LLC | Jefferies LLC | Robert W. Baird & Co. Inc. / UBS Securities LLC / William Blair & Company, L.L.C. / SunTrust Robinson Humphrey, Inc. |
| NEXPOINT MERGER ARBITRAGE FUND | N-2 | Highland Capital Funds Distributor, Inc. | ~ | ~ |
| GEMPHIRE THERAPEUTICS INC. | S-1 | Jefferies LLC | Cowen and Company, LLC | Canaccord Genuity Inc. / Roth Capital Partners, LLC |
| VIVEVE MEDICAL, INC. | S-1 | Ladenburg Thalmann & Co. Inc. | ~ | ~ |
| PHASERX, INC. | S-1 | Laidlaw & Company (UK) Ltd. | ~ | ~ |
| MORGAN CREEK GLOBAL EQUITY LONG/SHORT INSTITUTIONAL FUND | N-2 | Morgan Creek Global Equity Long/Short Institutional Fund | ~ | ~ |
Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.
Click here to review the week’s IPOs and active securities law firms.
Have a great week.
