IPO Underwriters of the Week: April 11 – 15

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CANTERBURY PARK HOLDING CORP S-4 Associated Capital Group, Inc. ~ ~
ADVANCEPIERRE FOODS HOLDINGS, INC. S-1 Barclays Capital Inc. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC
BLACKROCK HEALTH SCIENCES TRUST N-2 BlackRock Investments, LLC ~ ~
MASSROOTS, INC. S-1 Chardan Capital Markets, LLC ~ ~
CEMTREX INC S-3 Chardan Capital Markets, LLC ~ ~
EPIZYME, INC. S-3 Cowen and Company, LLC ~ ~
INTELLIA THERAPEUTICS, INC. S-1 Credit Suisse Securities (USA) LLC Jefferies LLC Leerink Partners LLC / Wedbush Securities Inc.
INSPIREMD, INC. S-1 Dawson James Securities, Inc. ~ ~
PARNELL PHARMACEUTICALS HOLDINGS LTD F-1 Ladenburg Thalmann & Co. Inc. ~ ~
AMBIENT WATER CORP S-1 River North Equity, LLC ~ ~
EL CAPITAN PRECIOUS METALS INC S-1 River North Equity, LLC ~ ~
MIDLAND STATES BANCORP, INC. S-1 Sandler O’Neill & Partners, L.P. Keefe, Bruyette & Woods, Inc. D.A. Davidson & Co. / Stephens, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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