IPO Underwriters of the Week: March 21 – 25

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
MOUNTAIN TOP 81, LLC 1-A AltaVista Capital Markets, LLC ~ ~
AXA EQUITABLE LIFE INSURANCE CO S-3 AXA Advisors, LLC AXA Distributors, LLC ~
CELLULAR BIOMEDICINE GROUP, INC. S-3 Cantor Fitzgerald & Co. ~ ~
NEXPOINT DISTRESSED STRATEGIES FUND N-2 Highland Capital Funds Distributor, Inc. ~ ~
NEXPOINT LATIN AMERICAN OPPORTUNITIES FUND N-2 Highland Capital Funds Distributor, Inc. ~ ~
BAXALTA INC S-4 J.P. Morgan Securities LLC Baxter International Inc. ~
MGM GROWTH PROPERTIES LLC S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities L.L.C. Morgan Stanley & Co. LLC / Evercore Group L.L.C. / Barclays Capital Inc. / Citigroup Global Markets Inc. / Deutsche Bank Securities Inc.
CASTLE A M & CO S-3 Raging Capital Management, LLC ~ ~
COMMUNITY HEALTHCARE TRUST INC S-11 Sandler O’Neill & Partners, L.P. Evercore Group L.L.C. SunTrust Robinson Humphrey, Inc. / BB&T Capital Markets, a division of BB&T Securities, LLC / Janney Montgomery Scott LLC / Oppenheimer & Co. Inc.
TIAA-CREF LIFE INSURANCE CO S-1 TIAA-CREF Individual & Institutional Services, LLC ~ ~
ISHARES COMMODITY OPTIMIZED TRUST S-1 UBS Securities LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities aw firms.

Have a great week.

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