IPOs and Transactions: March 14 – 18 / plus IPO workflow whitepaper

There were 24 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Gourmet Renee LLC w/ Graydon Head & Ritchey LLP, Highlands REIT Inc. w/ Katten Muchin Rosenman LLP and Kirk & Nice Suburban Chapel Inc w/ Vinson & Elkins LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
AXA Equitable Life Insurance Company AXA EQUITABLE LIFE INSURANCE CO ~ S-3 ~
Barnes & Thornburg LLP HORIZON BANCORP /IN/ HBNC S-4 Regional Banks
Cooley LLP FLEX PHARMA, INC. FLKS S-3 Biotech
Cooley LLP OREXIGEN THERAPEUTICS, INC. OREX S-3 Drug
Disclosure Law Group, PC VISTAGEN THERAPEUTICS, INC. VSTA S-1 ~
DLA Piper LLP ARALEZ PHARMACEUTICALS INC. ARLZ S-3 ~
Goodwin Procter LLP ANTHERA PHARMACEUTICALS INC ANTH S-3 Biotech
Graydon Head & Ritchey LLP GOURMET RENEE, LLC ~ 1-A ~
Katten Muchin Rosenman LLP HIGHLANDS REIT, INC. ~ 10-12G ~
Loeb & Loeb LLP MOXIAN, INC. MOXC S-1 Internet
Loeb & Loeb LLP NEMAURA MEDICAL INC. NMRD S-3 Medical App & Equip
Luse Gorman, PC BRIDGE BANCORP INC BDGE S-3 Regional Banks
Macdonald Tuskey ARMEAU BRANDS INC. ~ S-1 ~
Morrison & Foerster LLP CHEMFIRST INC ~ S-4 ~
Morrison & Foerster LLP CATALYST BIOSCIENCES, INC. CBIO S-3 Biotech
Rockhill Pinnick LLP HORIZON BANCORP /IN/ HBNC S-4 Regional Banks
Ropes & Gray LLP TRINSEO S.A. TSE S-3 Rubber & Plastics
Schiff Hardin LLP ANIXTER INTERNATIONAL INC AXE S-4 Industrial Equip
Sheppard Mullin Richter & Hampton LLP GIGA TRONICS INC GIGA S-3 Sci & Tech Instruments
Shumaker, Loop & Kendrick, LLP HORIZON BANCORP /IN/ HBNC S-4 Regional Banks
Sutherland Asbill & Brennan LLP MONY LIFE INSURANCE CO OF AMERICA ~ S-1 ~
Vinson & Elkins L.L.P. KIRK & NICE SUBURBAN CHAPEL INC ~ S-4 ~
Vinson & Elkins L.L.P. CRESTWOOD EQUITY PARTNERS LP CEQP S-3 Oil & Gas Pipelines
Williams Mullen PC CARDINAL FINANCIAL CORP CFNL S-3 Regional Banks
Willkie Farr & Gallagher LLP LEVEL 3 COMMUNICATIONS INC LVLT S-4 Diversified Comms
Woods Oviatt Gilman LLP LYONS BANCORP INC LYBC 1-A ~
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP VISTAGEN THERAPEUTICS, INC. VSTA S-1 ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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