IPOs and Transactions: Feb 29 – March 4 / plus merger “quick guide”

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Hunting Dog Capital Corp w/ Sutherland Asbill & Brennan LLP, Rewalk Robotics LTD w/ White & Case LLP and Goldfarb Seligman & Co, Aytu Bioscience Inc w/ Wyrick Robbins Yates & Ponton LLP and Reg A+ registration for Newsbeat Social Inc. w/ Ellenoff Grossman & Schole LLP

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Baker & Hostetler LLP STATE AUTO FINANCIAL CORP STFC S-3 Insurance
Bass, Berry & Sims PLC PINNACLE FINANCIAL PARTNERS INC PNFP S-3 Regional Banks
Briggs and Morgan, PA GREAT WESTERN BANCORP, INC. GWB S-4 Money Center Banks
Choate, Hall & Stewart LLP AGENUS INC AGEN S-3 Bio-technology
Daniel H. Luciano, Esq. RESULTS BASED OUTSOURCING INC ~ S-1 ~
Debevoise & Plimpton LLP ATKORE INTERNATIONAL GROUP INC. ~ S-1 ~
DLA Piper LLP COTTONWOOD MULTIFAMILY REIT I, INC. ~ 1-A ~
Dorsey & Whitney LLP GREAT BASIN SCIENTIFIC, INC. GBSN S-1 Medical Laboratories & Research
Dorsey & Whitney LLP US GEOTHERMAL INC HTM S-3 Diversified Utilities
Easton Pharmaceuticals Inc. EASTON PHARMACEUTICALS INC. EAPH 1-A ~
Ellenoff Grossman & Schole LLP NEWSBEAT SOCIAL, INC. ~ 1-A ~
Getelman Corp. GETELMAN CORP. ~ S-1 ~
Goldfarb Seligman & Co. REWALK ROBOTICS LTD. RWLK S-3 Medical Appl. & Equip.
Goodwin Procter LLP HARBORONE BANCORP, INC. ~ S-1 ~
Goodwin Procter LLP RANDOLPH BANCORP, INC. ~ S-1 ~
Husch Blackwell LLP TORTOISE MLP FUND, INC. ~ N-2 ~
Husch Blackwell LLP TORTOISE ENERGY INFRASTRUCTURE CORP ~ N-2 Closed-End Fund – Equity
Incorp Services, Inc. WIKE CORP. ~ S-1 ~
InfraREIT, Inc. INFRAREIT, INC. HIFR S-3 REIT – Diversified
Latham & Watkins LLP ATKORE INTERNATIONAL GROUP INC. ~ S-1 ~
Latham & Watkins LLP ENTELLUS MEDICAL INC ENTL S-3 Medical Instruments & Supplies
Latham & Watkins LLP PHILLIPS 66 PARTNERS LP PSXP S-3 Oil & Gas Refining & Marketing
Linton Enterprises Inc. LINTON INC ~ S-1 ~
Locke Lord LLP NATIONAL GENERAL HOLDINGS CORP. NGHC S-4 Insurance
Luse Gorman, PC HARBORONE BANCORP, INC. ~ S-1 ~
Luse Gorman, PC RANDOLPH BANCORP, INC. ~ S-1 ~
Mel Free El MEL FREE EL ~ 10-12B ~
Morris, Manning & Martin, LLP NEXPOINT DISCOUNT YIELD FUND ~ N-2 ~
Morris, Manning & Martin, LLP NEXPOINT ENERGY OPPORTUNITIES FUND ~ N-2 ~
Morris, Manning & Martin, LLP NEXPOINT HEALTHCARE OPPORTUNITIES FUND ~ N-2 ~
Nyemaster Goode, PC GREAT WESTERN BANCORP, INC. GWB S-4 Money Center Banks
Perkins Coie LLP INTREPID POTASH, INC. IPI S-3 Agricultural Chemicals
Primmer Piper Eggleston & Cramer PC UNION BANKSHARES INC UNB S-3 Regional Banks
Registered Agents Inc. RIZZEN INC. ~ S-1 ~
Ropes & Gray LLP NEXPOINT CREDIT STRATEGIES FUND NHF N-2 Closed-End Fund – Debt
Sidley Austin LLP NATIONAL GENERAL HOLDINGS CORP. NGHC S-4 Insurance
Simpson Thacher & Bartlett LLP TRANSUNION TRU S-3 Business Services
Skadden, Arps, Slate, Meagher & Flom LLP DOWDUPONT INC. ~ S-4 ~
Stinson Leonard Street LLP INTL FCSTONE INC. INTL S-3 Investment Brokerage – National
Stradley Ronon Stevens & Young, LLP CUSTOMERS BANCORP, INC. CUBI S-3 Regional Banks
Sullivan & Cromwell LLP HUNTINGTON BANCSHARES INC/MD HBAN S-4 Regional Banks
Sutherland Asbill & Brennan LLP GREAT WEST LIFE & ANNUITY INSURANCE CO ~ S-1 ~
Sutherland Asbill & Brennan LLP HANCOCK PARK CORPORATE INCOME, INC. ~ 10-12G ~
Sutherland Asbill & Brennan LLP HUNTING DOG CAPITAL CORP. ~ S-1 ~
Sutherland Asbill & Brennan LLP OWL ROCK CAPITAL CORP ~ 10-12G ~
Sutherland Asbill & Brennan LLP PROTECTIVE LIFE INSURANCE CO ~ S-3 ~
Vinson & Elkins L.L.P. RANGE RESOURCES CORP RRC S-4 Independent Oil & Gas
Wachtell, Lipton, Rosen & Katz HUNTINGTON BANCSHARES INC/MD HBAN S-4 Regional Banks
Weil, Gotshal & Manges LLP DOWDUPONT INC. ~ S-4 ~
White & Case LLP REWALK ROBOTICS LTD. RWLK S-3 Medical Appl. & Equip.
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE, INC AYTU S-1 ~

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Click here to review the week’s underwriters.

Have a great week.

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