IPO Underwriters of the Week: Feb 29 – March 4

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ATKORE INTERNATIONAL GROUP INC. S-1 Credit Suisse Securities LLC Deutsche Bank Securities Inc. J.P. Morgan Securities LLC / UBS Securities LLC / Citigroup Global Markets Inc. / RBC Capital Markets, LLC / Wells Fargo Securities, LLC
NATIONAL GENERAL HOLDINGS CORP. S-4 First Acceptance Corporation ~ ~
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 GWFS Equities, Inc. ~ ~
NEXPOINT DISCOUNT YIELD FUND N-2 Highland Capital Funds Distributor, Inc. ~ ~
NEXPOINT ENERGY OPPORTUNITIES FUND N-2 Highland Capital Funds Distributor, Inc. ~ ~
NEXPOINT HEALTHCARE OPPORTUNITIES FUND N-2 Highland Capital Funds Distributor, Inc. ~ ~
RANDOLPH BANCORP, INC. S-1 Keefe, Bruyette & Woods, Inc. ~ ~
COTTONWOOD MULTIFAMILY REIT I, INC. 1-A Orchard Securities, LLC ~ ~
HARBORONE BANCORP, INC. S-1 Sandler O’Neill & Partners, L.P. ~ ~
HUNTING DOG CAPITAL CORP. S-1 W. R. Hambrecht + Co., LLC ~ ~
NEWSBEAT SOCIAL, INC. 1-A W.R. Hambrecht & Co., LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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