IPOs and Transactions: February 1 – 5 / plus 2016 SEC Reporting Rules guidebooks

There were 32 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Moleculin Biotech Inc. w DLA Piper LLP and Schiff Hardin LLP, Vuzix Corp w/ Sichenzia Ross Friedman Ference LLP and Reg A+ registration Beautykind Holdings Inc. w/ Szaferman, Lakind, Blumstein & Blader, PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
ALJ Regional Holdings, Inc. ALJ REGIONAL HOLDINGS INC ~ 10-12B ~
Anderson Hayes, P.C. INNERSCOPE ADVERTISING AGENCY, INC. ~ S-1 ~
Cadwalader, Wickersham & Taft LLP ASHFORD HOSPITALITY PRIME, INC. AHP S-3 REIT
Clifford Chance US LLP NORTHSTAR REAL ESTATE CAPITAL INCOME FUND-T ~ N-2 ~
Clifford Chance US LLP NORTHSTAR REAL ESTATE CAPITAL INCOME MASTER FUND ~ N-2 ~
Cooley LLP TRACON PHARMACEUTICALS, INC. TCON S-3 Biotech.
Cooley LLP ENPHASE ENERGY, INC. ENPH S-3 Semi-conductor
Dechert LLP APOLLO MULTI SECTOR INCOME FUND ~ N-2 ~
Dechert LLP APOLLO MULTI SECTOR INCOME FUND A ~ N-2 ~
Dechert LLP APOLLO MULTI SECTOR INCOME FUND B ~ N-2 ~
Dechert LLP EGALET CORP EGLT S-3 Biotech.
DLA Piper LLP MOLECULIN BIOTECH, INC. ~ S-1 ~
Dorsey & Whitney LLP CORVEL CORP CRVL S-3 Insurance
Greenberg Traurig. P.A. ST JOE CO JOE S-3 Real Estate Dev.
Heartland Payment Systems, Inc. GLOBAL PAYMENTS INC GPN S-4 Bus. Services
Highlands REIT, Inc. HIGHLANDS REIT, INC. ~ 10-12G ~
Keith N. Hamilton Attorney at Law, PLLC ALL SOFT GELS INC ~ S-1 ~
Kruse Landa Maycock & Ricks, LLC CANNASYS INC MJTK S-1 ~
Lowenstein Sandler LLP CYTODYN INC CYDY S-1 ~
Mayer Brown LLP BAXALTA INC BXLT S-1 Biotech.
O’Neal Law Office HIP CUISINE INC. ~ S-1 ~
Schiff Hardin LLP MOLECULIN BIOTECH, INC. ~ S-1 ~
Securities Compliance Group, Ltd. LENG UNIVERSAL, INC. ~ S-1 ~
Shearman & Sterling LLP ALJ REGIONAL HOLDINGS INC ~ 10-12B ~
Sichenzia Ross Friedman Ference LLP VUZIX CORP VUZI S-3 Elec. Equipment
Sidley Austin LLP BAXALTA INC BXLT S-1 Biotech.
Simpson Thacher & Bartlett LLP GLOBAL PAYMENTS INC GPN S-4 Bus. Services
Skadden, Arps, Slate, Meagher & Flom LLP COLONY GLOBAL ACQUISITION CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP BAXALTA INC BXLT S-1 Biotech.
Sonfield & Sonfield ARISTOCRAT GROUP CORP. ASCC S-1 ~
Sutherland Asbill & Brennan LLP UNITED STATES OIL FUND, LP USO S-3 Closed-End Fund
Szaferman, Lakind, Blumstein & Blader, PC NUTRITIONAL HIGH INTERNATIONAL INC ~ F-1 ~
Szaferman, Lakind, Blumstein & Blader, PC BEAUTYKIND HOLDINGS, INC. ~ 1-A ~
TRACON Pharmaceuticals, Inc. TRACON PHARMACEUTICALS, INC. TCON S-3 Biotech.
Vinson & Elkins L.L.P. RSP PERMIAN, INC. RSPP S-4 Oil / Gas Drilling & Explor.
Wachtell, Lipton, Rosen & Katz GLOBAL PAYMENTS INC GPN S-4 Bus. Services
Weil, Gotshal & Manges LLP COLONY GLOBAL ACQUISITION CORP. ~ S-1 ~
Weintraub Tobin Chediak Coleman Grodin, Law Corp. ADAMIS PHARMACEUTICALS CORP ADMP S-3 Drug Delivery
Wilson Sonsini Goodrich & Rosati, P.C. AVINGER INC AVGR S-3 Medical App. / Equip.
Winston & Strawn LLP VERSUS CAPITAL MULTI-MANAGER REAL ESTATE INCOME FUND LLC VCMIX N-2 ~

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