IPOs and Transactions: January 25 – 29 / plus 2016 SEC Reporting Rules guidebooks

There were 37 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Transgenomic, Inc. w/ Paul Hastings LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
360 Sports, Inc. 360 SPORTS, INC. ~ 1-A ~
Affinion Group Holdings, Inc. AFFINION GROUP HOLDINGS, INC. ~ 10-12G ~
Bowles Rice LLP UNITED BANKSHARES INC/WV UBSI S-4 Regional Banks
Bryan Cave LLP COASTAL BANKING CO INC CBCO 1-A ~
Chicago Housing REIT, Inc. CHICAGO HOUSING REIT, INC. ~ 1-A ~
Clark Wilson LLP ALKALINE WATER CO INC WTERD S-1 ~
Clyde Snow & Sessions, PC PREMIER BIOMEDICAL INC BIEI S-1 ~
Cole Capital COLE OFFICE & INDUSTRIAL REIT (CCIT III), INC. ~ S-11 ~
Covington & Burling LLP UNITED BANKSHARES INC/WV UBSI S-4 Regional Banks
Davis Polk & Wardwell LLP L BRANDS, INC. LB S-4 Apparel Stores
Dorsey & Whitney LLP CHS INC CHSCP S-1 ~
Dorsey & Whitney LLP TACTILE SYSTEMS TECHNOLOGY INC ~ S-1 ~
Drinker Biddle & Reath LLP AEOLUS PHARMACEUTICALS, INC. AOLS S-1 ~
Faegre Baker Daniels LLP TACTILE SYSTEMS TECHNOLOGY INC ~ S-1 ~
Freshfields Bruckhaus Deringer US LLP SILVER RUN ACQUISITION CORP ~ S-1 ~
Gibson, Dunn & Crutcher LLP SILICON GRAPHICS INTERNATIONAL CORP SGI S-3 Diversified Comp. Sys.
Goodwin Procter LLP NEOS THERAPEUTICS, INC. NEOS S-1 Drugs
Jolie Kahn, Esq. AXION POWER INTERNATIONAL, INC. AXPW S-1 Industrial Elec. Equip.
JSBarkats, PLLC POMM INC. ~ 1-A ~
K&L Gates LLP METLIFE INSURANCE CO USA ~ S-3 ~
K&L Gates LLP XG SCIENCES INC ~ S-1 ~
Kirkland & Ellis LLP INFINIUM SOFTWARE INC ~ S-4 ~
Kirkland & Ellis LLP EXELON CORP EXC S-4 Diversified Utilities
Law Offices of Aaron A. Grunfeld & Associates SECOND SIGHT MEDICAL PRODUCTS INC EYES S-1 Med. App. & Equip.
Law Offices of Scott D. Marchant, Esq. US EXPORT, INC. ~ S-1 ~
Legal & Compliance, LLC IEG HOLDINGS CORP IEGH S-1 ~
Maynard, Cooper & Gale, P.C. HEALTHSOUTH CORP HLS S-4 Spec. Health
McGuireWoods LLP CLEVELAND BIOLABS INC CBLI S-3 Biotech.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEOS THERAPEUTICS, INC. NEOS S-1 Drugs
Morris, Manning & Martin LLP COLE OFFICE & INDUSTRIAL REIT (CCIT III), INC. ~ S-11 ~
Parr Brown Gee & Loveless ULURU INC. ULUR S-1 ~
Paul Hastings LLP TRANSGENOMIC INC TBIO S-3 ~
Plush Corporation PLUSH CORP ~ S-1 ~
Richardson & Associates HYGEN INDUSTRIES, INC. ~ 1-A ~
Sichenzia Ross Friedman Ference LLP MABVAX THERAPEUTICS HOLDINGS, INC. MBVX S-1 ~
Sichenzia Ross Friedman Ference LLP SUSGLOBAL ENERGY CORP. ~ S-4 ~
Sidley Austin LLP CARE CAPITAL PROPERTIES, INC. CCP S-11 REIT
Spencer Fane LLP PARNELL PHARMACEUTICALS HOLDINGS LTD PARN F-1 Drugs
Stepp Law Corp. ROYAL COUNTRY CLUB & RECREATION HOLDINGS, INC. ~ S-1 ~
Trowbridge Taylor Sidoti LLP UNITED GROUP FUND, INC ~ 1-A ~
V Financial Group, LLC HEMP NATURALS, INC. ~ 1-A ~
Wachtell, Lipton, Rosen & Katz MOHEGAN TRIBAL GAMING AUTHORITY ~ S-4 ~
Weil, Gotshal & Manges LLP SILVER RUN ACQUISITION CORP ~ S-1 ~

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