IPOs and Transactions: December 14 – 18 / plus “how-to” IPO webinar

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cellectar Biosciences Inc. w/ Ellenoff Grossman & Schole LLP and Foley Hoag LLP, Hebron Technology Co. w/ Kaufman & Canoles, PC and Shumaker, Loop & Kendrick, LLP – and Reg A+ effective filing for Fundrise Equity REIT, LLC w/ Goodwin Procter LLP.

700_email-banner-BNA

Law firm / advisor Registrant Symbol Form Exchange
Advanced Predictive Analytics Holdings, Inc. ADVANCED PREDICTIVE ANALYTICS HOLDINGS, INC. ~ 1-A ~
Baker & Hostetler LLP ENERGY FOCUS, INC/DE EFOI S-3 NASDAQ
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC FRANKLIN FINANCIAL NETWORK INC. FSB S-3 NYSE
Bass, Berry & Sims PLC GLADSTONE CAPITAL CORP GLAD N-2 NASDAQ
Boxx Corporation BOXX CORP ~ 1-A ~
Burns & Levinson LLP HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC. HART S-1 NASDAQ
Cadwalader, Wickersham & Taft LLP SEACOAST BANKING CORP OF FLORIDA SBCF S-4 NASDAQ
Cleary Gottlieb Steen & Hamilton LLP WESTERN DIGITAL CORP WDC S-4 NASDAQ
Cooley LLP CELLADON CORP CLDN S-4 NASDAQ
Cooley LLP KEMPHARM, INC KMPH S-1 NASDAQ
Cooley LLP TREVENA INC TRVN S-3 NASDAQ
Davis Polk & Wardwell LLP BATS GLOBAL MARKETS, INC. ~ S-1 ~
Davis Polk & Wardwell LLP GENERAL ELECTRIC CO GE S-4 NYSE
Davis Polk & Wardwell LLP SECUREWORKS CORP ~ S-1 ~
DLA Piper LLP ARALEZ PHARMACEUTICALS INC. ~ S-4 ~
Edmunds & Williams, P.C. BANK OF THE JAMES FINANCIAL GROUP INC BOTJ S-1 NASDAQ
Ellenoff Grossman & Schole LLP CELLECTAR BIOSCIENCES, INC. CLRB S-1 NASDAQ
Ellenoff Grossman & Schole LLP HEDGEPATH PHARMACEUTICALS, INC. HPPI S-1 OTC Markets
Ellenoff Grossman & Schole LLP QUEST PATENT RESEARCH CORP QPRC S-1 OTC Markets
Foley & Lardner LLP SUNSHINE BANCORP, INC. SBCP S-3 NASDAQ
Foley Hoag LLP CELLECTAR BIOSCIENCES, INC. CLRB S-1 NASDAQ
Gemini Fund Services, LLC VERTICAL CAPITAL INCOME FUND VCAPX N-2 NASDAQ
Gewerter & Dowling,  Attys. at Law WHISKEY ACQUISITION INC. ~ S-1 ~
Goodwin Procter LLP FUNDRISE EQUITY REIT, LLC ~ 1-A ~
Gunster, Yoakley & Stewart, PA SEACOAST BANKING CORP OF FLORIDA SBCF S-4 NASDAQ
Harter Secrest & Emery LLP COPSYNC, INC. COYN S-1 NASDAQ
Hogan Lovells US LLP DENALI HOLDING INC. ~ S-4 ~
Hogan Lovells US LLP SECUREWORKS CORP ~ S-1 ~
Hunton & Williams LLP SOUTHWESTERN ELECTRIC POWER CO ~ S-3 ~
IncSmart.biz Inc. RANCHO SANTA FE MINING, INC. ~ S-1 ~
Interlink Electronics, Inc. INTERLINK ELECTRONICS INC LINK 10-12B OTC Markets
Interval Leisure Group, Inc. INTERVAL LEISURE GROUP, INC. IILG S-4 NASDAQ
Jill Arlene Robbins, P.A. U.S. STEM CELL, INC. USRM S-1 OTC Markets
Jolie Kahn, Esq. S&W SEED CO SANW S-3 NASDAQ
Jones Day ATHERSYS, INC / NEW ATHX S-3 NASDAQ
Jones Walker LLP ORRSTOWN FINANCIAL SERVICES INC ORRF S-3 NASDAQ
Kaufman & Canoles, P.C. HEBRON TECHNOLOGY CO., LTD ~ F-1 ~
Latham & Watkins LLP AZURE POWER GLOBAL LTD ~ F-1 ~
Latham & Watkins LLP COHERUS BIOSCIENCES, INC. CHRS S-3 NASDAQ
Latham & Watkins LLP COLLEGIUM PHARMACEUTICAL, INC COLL S-1 NASDAQ
Latham & Watkins LLP VISTANA SIGNATURE EXPERIENCES, INC. ~ 10-12G ~
Levinson, Gritter & DiGiore LLP ICTV BRANDS INC. ICTV S-1 OTC Markets
Medgenics, Inc. MEDGENICS, INC. MDGN.WT S-3 NYSE
Michael W. Sanders, Attorney at Law HOUSTON AMERICAN ENERGY CORP HUSA S-3 NYSE
Mitchell Silberberg & Knupp LLP VIVEVE MEDICAL, INC. VIVMF S-1 OTC Markets
Morgan, Lewis & Bockius LLP KEMPHARM, INC KMPH S-1 NASDAQ
Norton Rose Fulbright US LLP ECLIPSE RESOURCES CORP ECR S-4 NYSE
O’Melveny & Myers LLP MICROSEMI CORP MSCC S-4 NASDAQ
Pepper Hamilton LLP COLLEGIUM PHARMACEUTICAL, INC COLL S-1 NASDAQ
Pillsbury Winthrop Shaw Pittman LLP CELLADON CORP CLDN S-4 NASDAQ
Pillsbury Winthrop Shaw Pittman LLP ISIGN SOLUTIONS INC. ISGN S-1 OTC Markets
Proskauer Rose LLP COMTECH TELECOMMUNICATIONS CORP /DE/ CMTL S-3 NASDAQ
Ropes & Gray LLP HABIT RESTAURANTS, INC. HABT S-3 NASDAQ
Shartsis Friese, LLP S&W SEED CO SANW S-3 NASDAQ
Shumaker, Loop & Kendrick, LLP HEBRON TECHNOLOGY CO., LTD ~ F-1 ~
Sichenzia Ross Friedman Ference LLP GENIUS BRANDS INTERNATIONAL, INC. GNUS S-1 OTC Markets
Sichenzia Ross Friedman Ference LLP ISIGN SOLUTIONS INC. ISGN S-1 OTC Markets
Simpson Thacher & Bartlett LLP DENALI HOLDING INC. ~ S-4 ~
Simpson Thacher & Bartlett LLP PEABODY ENERGY CORP BTU S-3 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP AZURE POWER GLOBAL LTD ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP BATS GLOBAL MARKETS, INC. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP DENALI HOLDING INC. ~ S-4 ~
Skadden, Arps, Slate, Meagher & Flom LLP MICROSEMI CORP MSCC S-4 NASDAQ
Skadden, Arps, Slate, Meagher & Flom LLP WESTERN DIGITAL CORP WDC S-4 NASDAQ
Sutherland Asbill & Brennan LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 NYSE
Thompson Hine LLP VERTICAL CAPITAL INCOME FUND VCAPX N-2 NASDAQ
Versum Materials, LLC VERSUM MATERIALS, LLC ~ 10-12B ~
Vinson & Elkins L.L.P. ANTERO RESOURCES CORP AR S-4 NYSE
Vinson & Elkins L.L.P. BOARDWALK PIPELINES LP ~ S-3 ~
Weil, Gotshal & Manges LLP GENERAL ELECTRIC CO GE S-4 NYSE
Weil, Gotshal & Manges LLP INTERVAL LEISURE GROUP, INC. IILG S-4 NASDAQ
Womble Carlyle Sandridge & Rice, LLP GEOVAX LABS, INC. GOVX S-1 OTC Markets

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s