IPO Underwriters of the Week: December 14 – 18 / plus “how-to” IPO webinar

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ATHERSYS, INC / NEW S-3 Aspire Capital Fund, LLC ~ ~
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC. S-1 Aspire Capital Fund, LLC ~ ~
AZURE POWER GLOBAL LTD F-1 Barclays Capital Inc. ~ ~
KEMPHARM, INC S-1 Cowen and Company, LLC RBC Capital Markets, LLC Canaccord Genuity Inc. / Oppenheimer & Co. Inc.
COLLEGIUM PHARMACEUTICAL, INC S-1 Jefferies LLC Piper Jaffray & Co. William Blair & Company, L.L.C. / Needham & Company, LLC / Janney Montgomery Scott LLC
ISIGN SOLUTIONS INC. S-1 Joseph Gunnar & Co., LLC ~ ~
CELLECTAR BIOSCIENCES, INC. S-1 Ladenburg Thalmann & Co. Inc. ~ ~
U.S. STEM CELL, INC. S-1 Magna Equities II, LLC ~ ~
WESTERN DIGITAL CORP S-4 Merrill Lynch, Pierce, Fenner & Smith Inc. ~ ~
SECUREWORKS CORP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Barclays Capital Inc. / Citigroup Global Markets Inc. / Credit Suisse Securities (USA) LLC / RBC Capital Markets, LLC / UBS Securities LLC / Pacific Crest Securities / Stifel, Nicolaus & Company, Inc. / SunTrust Robinson Humphrey, Inc. / William Blair & Company, L.L.C
BATS GLOBAL MARKETS, INC. S-1 Morgan Stanley & Co. LLC Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. / Credit Suisse Securities (USA) LLC / Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Jefferies LLC / Barclays Capital Inc. / Nomura Securities International Inc. / Sandler O’Neill & Partners, L.P.
VERTICAL CAPITAL INCOME FUND N-2 Northern Lights Distributors, LLC ~ ~
HEBRON TECHNOLOGY CO., LTD F-1 QMIS Finance Group ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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