IPOs and Transactions: Nov 30 – Dec 4 plus new M&A whitepaper

There were 30 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Titan Pharmaceuticals with w/ Loeb & Loeb LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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NEW WHITEPAPER –  M&A: Good practices and bad pitfalls. Click here.

Law firm / advisor Registrant Symbol Form Type Exchange
Alston & Bird LLP BANK OF THE OZARKS INC OZRK S-4 NASDAQ
Austin Legal Group WRAPMAIL, INC. WRAP S-1 OTC Markets
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC FRANKLIN FINANCIAL NETWORK INC. FSB S-3 NYSE
Bank of the Ozarks, Inc. BANK OF THE OZARKS INC OZRK S-4 NASDAQ
Befumo & Schaeffer, PLLC FUNDTHATCOMPANY ~ S-1 ~
Blank Rome LLP SPECIAL OPPORTUNITIES FUND, INC. SPE N-2 NYSE
Community & Southern Holdings, Inc. BANK OF THE OZARKS INC OZRK S-4 NASDAQ
DLA Piper LLP NEOTHETICS, INC. NEOT S-3 NASDAQ
Faegre Baker Daniels LLP ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-1 NASDAQ
First Niagara Financial Group, Inc. KEYCORP /NEW/ KEY S-4 NYSE
Fortive Corporation FORTIVE CORP ~ 10-12B ~
Galena Biopharma, Inc. GALENA BIOPHARMA, INC. GALE S-3 NASDAQ
Germer PLLC TRECORA RESOURCES TREC S-3 NYSE
Grow Solutions Holdings, Inc. GROW SOLUTIONS HOLDINGS, INC. GRSO S-1 OTC Markets
Holland & Knight LLP PACIFIC PREMIER BANCORP INC PPBI S-4 NASDAQ
Hunton & Williams LLP CENTERSTATE BANKS, INC. CSFL S-4 NASDAQ
Kutak Rock LLP BANK OF THE OZARKS INC OZRK S-4 NASDAQ
Latham & Watkins LLP LANDMARK INFRASTRUCTURE PARTNERS LP LMRK S-3 NASDAQ
Latham & Watkins LLP VIRGIN AMERICA INC. VA S-3 NASDAQ
Loeb & Loeb LLP TITAN PHARMACEUTICALS INC TTNP S-3 NASDAQ
Manatt, Phelps & Phillips, LLP STREETSHARES, INC. ~ 1-A ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. NEPHROGENEX, INC. NRX S-3 NASDAQ
Norton Rose Fulbright US LLP UNIVERSAL HEALTH REALTY INCOME TRUST UHT S-3 NYSE
Original Source Music ORIGINAL SOURCE MUSIC, INC. ~ 10-12G ~
Orrick, Herrington & Sutcliffe LLP REDWOOD MORTGAGE INVESTORS IX ~ S-11 ~
Paesano Akkashian Apkarian, PC AMERICAN HOUSING INCOME TRUST, INC. AHIT S-11 OTC Markets
Park Avenue Group E-QURE CORP. ~ S-1 ~
Pillsbury Winthrop Shaw Pittman LLP MEDICINOVA INC MNOV S-3 NASDAQ
Pillsbury Winthrop Shaw Pittman LLP OPEXA THERAPEUTICS, INC. OPXA S-3 NASDAQ
Richards Layton & Finger, PA TARGA RESOURCES CORP. TRGP S-4 NYSE
Securities Compliance Group, Ltd. SUPPORTING SMALL BUSINESS, INC. ~ S-1 ~
Simpson Thacher & Bartlett LLP KEYCORP /NEW/ KEY S-4 NYSE
Smith Mackinnon, PA CENTERSTATE BANKS, INC. CSFL S-4 NASDAQ
Stuart Moore, Attorneys At Law PACIFIC PREMIER BANCORP INC PPBI S-4 NASDAQ
Sullivan & Cromwell LLP KEYCORP /NEW/ KEY S-4 NYSE
Sullivan & Worcester LLP FIVE STAR QUALITY CARE INC FVE S-3 NYSE
Thomas J. Craft, Jr., Esq. E-QURE CORP. ~ S-1 ~
TroyGould PC GALENA BIOPHARMA, INC. GALE S-3 NASDAQ
Vinson & Elkins LLP RICE DRILLING B LLC ~ S-4 ~
Vinson & Elkins LLP TARGA RESOURCES CORP. TRGP S-4 NYSE
Virgin America Inc. VIRGIN AMERICA INC. VA S-3 NASDAQ

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Click here to review the week’s underwriters.

Have a great week.

 

 

 

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