IPOs and Transactions: Nov 16 – 29 plus new whitepaper

There were 35 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Fuda Group (USA) Corp w/ Cassidy & Associates, Vadkin Financial Corp w/ Skadden, Arps, Slate, Meagher & Flom LLP and Brooks, Pierce, McLendon, Humphrey & Leonard LLP and Reg A+ registration w/ Groundfloor Finance Inc.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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NEW WHITEPAPER –  M&A: Good practices and bad pitfalls. Click here.

Law firm / advisor Registrant Symbol Form Exchange
Aabaco Holdings, Inc. AABACO HOLDINGS, INC. ~ 10-12B ~
Arnold & Porter LLP ENDOLOGIX INC /DE/ ELGX S-4 NASDAQ
Baker Botts L.L.P. JONES ENERGY HOLDINGS, LLC ~ S-4 ~
Befumo & Schaeffer, PLLC MESSAGEBGONE, INC. ~ S-1 ~
Booth Udall Fuller, PLC EMEDIA GROUP INC. ~ S-1 ~
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP YADKIN FINANCIAL CORP YDKN S-4 NYSE
Cassidy & Associates FUDA GROUP (USA) CORP ~ S-1 ~
Choate, Hall & Stewart LLP AGENUS INC AGEN S-3 NASDAQ
Davis Polk & Wardwell LLP ROPER TECHNOLOGIES INC ROP S-3 NYSE
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV LLC ~ N-2 ~
DLA Piper LLP NET 1 UEPS TECHNOLOGIES INC UEPS S-3 NASDAQ
Gallagher & Kennedy, P.A. ISORAY, INC. ISR S-3 NYSE
Golenbock Eiseman Assor Bell & Peskoe LLP PULTE ACQUISITION CORP. ~ S-1 ~
Greenberg Traurig, LLP TRILINC GLOBAL IMPACT FUND LLC ~ S-1 ~
Groundfloor Finance Inc. GROUNDFLOOR FINANCE INC. ~ 1-A ~
Hogan Lovells US LLP 21ST CENTURY FOX AMERICA, INC. ~ S-4 ~
HomeAway, Inc. EXPEDIA, INC. EXPE S-4 NASDAQ
Horwitz + Armstrong, LLP GROWLIFE, INC. ~ S-1 ~
John D. Thomas, P.C. MUSIC OF YOUR LIFE INC MYLI S-1 OTC Markets
Jolie Kahn, Esq. AXION POWER INTERNATIONAL, INC. AXPW S-1 NASDAQ
Jones Day FUEL OUTDOOR LLC ~ S-4 ~
Latham & Watkins LLP ISLAND CREEK COAL CO ~ S-4 ~
Legal & Compliance, LLC ONCBIOMUNE PHARMACEUTICALS, INC OBMP S-1 OTC Markets
Levinson, Gritter & DiGiore LLP ICTV BRANDS INC. ICTV S-3 OTC Markets
Loeb & Loeb LLP PULTE ACQUISITION CORP. ~ S-1 ~
Morris, Manning and Martin, LLP TRILINC GLOBAL IMPACT FUND LLC ~ S-1 ~
NewBridge Bancorp YADKIN FINANCIAL CORP YDKN S-4 NYSE
Paul A. Krulisky, Attorney at Law MEDICO INTERNATIONAL INC. ~ S-1 ~
Perkins Coie LLP TRIBUNE PUBLISHING CO TPUB S-3 NYSE
Ropes & Gray LLP PSIVIDA CORP. PSDV S-3 NASDAQ
Sequential Brands Group, Inc. SINGER MADELINE HOLDINGS, INC. ~ S-3 ~
Simpson Thacher & Bartlett LLP YIRENDAI LTD. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP YIRENDAI LTD. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP YADKIN FINANCIAL CORP YDKN S-4 NYSE
Stradling Yocca Carlson & Rauth ENDOLOGIX INC /DE/ ELGX S-4 NASDAQ
Thompson & Knight LLP WARREN RESOURCES INC WRES S-3 NASDAQ
TriVascular Technologies, Inc. ENDOLOGIX INC /DE/ ELGX S-4 NASDAQ
Troutman Sanders LLP PRGX GLOBAL, INC. PRGX S-3 NASDAQ
V Financial Group, LLC DSWISS INC ~ S-1 ~
Vinson & Elkins L.L.P. GLOBAL PARTNERS LP GLP S-3 NYSE
Wachtell, Lipton, Rosen & Katz EXPEDIA, INC. EXPE S-4 NASDAQ
White White & Van Etten PC CPS TECHNOLOGIES CORP/DE/ CPSH S-3 NASDAQ
Wilson Sonsini Goodrich & Rosati, P.C. EXPEDIA, INC. EXPE S-4 NASDAQ
Wilson Sonsini Goodrich & Rosati, PC CAPNIA, INC. CAPN S-1 NASDAQ

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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