IPO Underwriters of the Week: November 16 – 20

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

NEW WHITEPAPER –  M&A: Good practices and bad pitfalls. Click here.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
PULTE ACQUISITION CORP. S-1 Chardan Capital Markets, LLC ~ ~
ONCBIOMUNE PHARMACEUTICALS, INC S-1 Lincoln Park Capital Fund, LLC ~ ~
AXION POWER INTERNATIONAL, INC. S-1 Maxim Group LLC ~ ~
YIRENDAI LTD. F-1 Morgan Stanley & Co. International PLC Credit Suisse Securities (USA) LLC China Renaissance Securities (Hong Kong) Limited / Needham & Company, LLC
CAPNIA, INC. S-1 Sabby Management, LLC ~ ~
TRILINC GLOBAL IMPACT FUND LLC S-1 SC Distributors, LLC ~ ~
GROWLIFE, INC. S-1 TCA Global Credit Master Fund, LP ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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