IPOs and Transactions: Nov 9 – 13 including Reg A+ “how-to” video presentation

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Rock Creek Pharmaceuticals Inc. w/ Foley & Lardner LLP, Monster Digital Inc. w/ Manatt, Phelps & Phillips LLP and Schiff Hardin LLP and Turnpoint Medical Devices Inc. w/ Szaferman, Lakind, Blumstein & Blader, PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

emailREGA

Law firm / advisor Registrant Symbol Form Exchange
Atlassian Corporation PLC ATLASSIAN CORP PLC ~ F-1 ~
Barnes & Thornburg LLP 1ST SOURCE CORP SRCE S-3 NASDAQ
Bass, Berry & Sims PLC AAC HOLDINGS, INC. AAC S-3 NYSE
Bracewell & Giuliani LLP VERITEX HOLDINGS, INC. VBTX S-3 NASDAQ
Bryan Cave LLP OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE
Cooley LLP ATLASSIAN CORP PLC ~ F-1 ~
Cooley LLP ATARA BIOTHERAPEUTICS, INC. ATRA S-3 NASDAQ
Cooley LLP CALITHERA BIOSCIENCES, INC. CALA S-3 NASDAQ
Cooley LLP OREXIGEN THERAPEUTICS, INC. OREX S-3 NASDAQ
DLA Piper LLP DETERMINE, INC. DTRM S-3 NASDAQ
Duane Morris LLP GULFMARK OFFSHORE INC GLF S-3 NYSE
Faegre Baker Daniels LLP ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 NASDAQ
Fenwick & West LLP AMYRIS, INC. AMRS S-3 NASDAQ
Foley & Lardner LLP ROCK CREEK PHARMACEUTICALS, INC. RCPI S-1 OTC Markets
Fried, Frank, Harris, Shriver & Jacobson LLP KKR & CO. L.P. KKR S-3 NYSE
Goodwin Procter LLP ATLASSIAN CORP PLC ~ F-1 ~
Great American Life Insurance Company GREAT AMERICAN LIFE INSURANCE CO ~ S-1 ~
Greenberg Traurig, LLP INPELLIS, INC. ~ S-1 ~
Holland & Knight LLP INPELLIS, INC. ~ S-1 ~
Horwitz + Armstrong LLP GREAT COIN, INC. ~ 1-A ~
J.M. Walker & Associates, Attorneys At Law LUX ENERGY CORP SWMM S-1 OTC Markets
Jones Day ARKWIN INDUSTRIES INC ~ S-4 ~
K&L Gates LLP SURGIQUEST INC ~ S-1 ~
Kane Kessler, P.C. NORTHWEST BIOTHERAPEUTICS INC NWBO S-3 NASDAQ
King & Spalding LLP AMERIQUEST, INC. ~ S-1 ~
Latham & Watkins LLP SURGIQUEST INC ~ S-1 ~
Lowenstein Sandler LLP CORBUS PHARMACEUTICALS HOLDINGS, INC. CRBP S-3 NASDAQ
Manatt, Phelps & Phillips LLP MONSTER DIGITAL, INC. ~ S-1 ~
Morgan, Lewis & Bockius LLP PROTEON THERAPEUTICS INC PRTO S-3 NASDAQ
Morris, Manning & Martin, LLP STEADFAST APARTMENT REIT III, INC. ~ S-11 ~
Morrison & Foerster LLP ELEVATE CREDIT, INC. ~ S-1 ~
Morrison & Foerster LLP PROTALIX BIOTHERAPEUTICS, INC. PLX S-3 NYSE
Nelson Mullins Riley & Scarborough LLP INPELLIS, INC. ~ S-1 ~
Olshan Frome Wolosky LLP REMARK MEDIA, INC. MARK S-3 NASDAQ
Orrick, Herrington & Sutcliffe LLP ELEVATE CREDIT, INC. ~ S-1 ~
Perkins Coie LLP PUGET ENERGY INC /WA ~ S-4 ~
Robinson & Cole LLP GROWGENERATION CORP. ~ S-1 ~
Schiff Hardin LLP MONSTER DIGITAL, INC. ~ S-1 ~
Sichenzia Ross Friedman Ference LLP TROVAGENE, INC. TROV S-3 NASDAQ
Skadden, Arps, Slate, Meagher & Flom LLP DUNDON CAPITAL ACQUISITION CORP ~ S-1 ~
Spencer Fane LLP HOOPER HOLMES INC HH S-1 NYSE
Stepp Law Corporation INFINITY (INT’L) TRAVEL HOLDINGS INC. ~ S-1 ~
Stradley Ronon Stevens & Young, LLP GUIDEMARK ALTERNATIVE LENDING INCOME FUND ~ N-2 ~
Szaferman, Lakind, Blumstein & Blader, PC TURNPOINT MEDICAL DEVICES, INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC MAGNEGAS CORP MNGA S-3 NASDAQ
Uranium Energy Corp. URANIUM ENERGY CORP UEC S-3 NYSE
V Financial Group, LLC BRITISH CAMBRIDGE, INC. ~ S-1 ~
Vinson & Elkins L.L.P. ARC LOGISTICS PARTNERS LP ARCX S-3 NYSE
Vinson & Elkins L.L.P. RICE MIDSTREAM PARTNERS LP RMP S-1 NYSE
Voya Retirement Insurance and Annuity Company VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~
Wachtell, Lipton, Rosen & Katz DUNDON CAPITAL ACQUISITION CORP ~ S-1 ~
Wiggin and Dana LLP HUDSON TECHNOLOGIES INC /NY HDSN S-3 NASDAQ
Willkie Farr & Gallagher LLP LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE
Wilson Sonsini Goodrich & Rosati, P.C. AMERIQUEST, INC. ~ S-1 ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

 

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