IPOs and Transactions: Nov 2 – 6 including Reg A+ “how-to” video presentation

There were 39 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Threshold Pharmaceuticals Inc. w/ Cooley LLP, Fundrise REIT LLC w/ Goodwin Procter LLP and MGT Capital Investments Inc. w/ Sichenzia Ross Friedman Ference LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

emailREGA

Law firm / Advisor Registrant Symbol Form Exchange
Accelera Innovations Fund I, Inc. ACCELERA INNOVATIONS FUND I, INC ~ 1-A ~
AdvantaMeds Solutions USA Fund I, Inc. ADVANTAMEDS SOLUTIONS USA FUND I, INC. ~ 1-A ~
Akin Gump Strauss Hauer & Feld LLP JOE’S JEANS INC. JOEZ S-4 NASDAQ
Alston & Bird LLP MOODY NATIONAL REIT I, INC. ~ S-3 ~
Chapman and Cutler LLP ELKHORN DORSEY WRIGHT TACTICAL EQUITY INCOME FUND ~ N-2 ~
Cleary Gottlieb Steen & Hamilton LLP DARWIN HOLDINGS LTD ~ S-4 ~
Cooley LLP MIRATI THERAPEUTICS, INC. MRTX S-3 NASDAQ
Cooley LLP THRESHOLD PHARMACEUTICALS INC THLD S-3 NASDAQ
Cooley LLP VERSARTIS, INC. VSAR S-3 NASDAQ
Davis Polk & Wardwell LLP VIRTU FINANCIAL, INC. VIRT S-1 NASDAQ
DLA Piper LLP AXOGEN, INC. AXGN S-3 NASDAQ
DLA Piper LLP RESOURCE APARTMENT REIT III, INC. ~ S-11 ~
Dorsey & Whitney LLP GREAT BASIN SCIENTIFIC, INC. GBSN S-1 NASDAQ
Faegre Baker Daniels LLP DETERMINE, INC. DTRM S-3 NASDAQ
Fenwick & West LLP DERMIRA, INC. DERM S-3 NASDAQ
Fenwick & West LLP FITBIT INC FIT S-1 NYSE
Fox Rothschild LLP BLUE CALYPSO, INC. BCYP S-1 OTC Markets
Fried, Frank, Harris, Shriver & Jacobson LLP MEDIA GENERAL INC MEG S-4 NYSE
Gary R. Henrie, Esq. BLUE SKY MEDIA CORP BKYM S-1 OTC Markets
Gibson, Dunn & Crutcher LLP HABIT RESTAURANTS, INC. HABT S-1 NASDAQ
Gibson, Dunn & Crutcher LLP SPECTRA ENERGY PARTNERS, LP SEP S-3 NYSE
Gibson, Dunn & Crutcher LLP TURNING POINT BRANDS, INC. ~ S-1 ~
Goodwin Procter LLP FITBIT INC FIT S-1 NYSE
Goodwin Procter LLP FUNDRISE REAL ESTATE INVESTMENT TRUST, LLC ~ 1-A ~
Graubard Miller SHIMMICK CONSTRUCTION COMPANY, INC. ~ S-1 ~
Greenberg Traurig, P.A. THERAPEUTICSMD, INC. TXMD S-3 NYSE
Hunton & Williams LLP INDIANA MICHIGAN POWER CO ~ S-3 ~
K&L Gates LLP IRADIMED CORP IRMD S-3 NASDAQ
Kilpatrick Townsend & Stockton LLP RJ REYNOLDS TOBACCO HOLDINGS INC ~ S-4 ~
Latham & Watkins LLP RELYPSA INC RLYP S-3 NASDAQ
Lowenstein Sandler LLP GREAT BASIN SCIENTIFIC, INC. GBSN S-1 NASDAQ
Mayer Brown LLP OCWEN FINANCIAL CORP OCN S-4 NYSE
Milbank, Tweed, Hadley & McCloy LLP TURNING POINT BRANDS, INC. ~ S-1 ~
Minter Ellison MESOBLAST LTD MBLTY F-1 OTC Markets
Morgan, Lewis & Bockius LLP OM ASSET MANAGEMENT PLC OMAM S-3 NYSE
Morrison & Foerster LLP DURECT CORP DRRX S-3 NASDAQ
Nelson Mullins Riley & Scarborough LLP SHIMMICK CONSTRUCTION COMPANY, INC. ~ S-1 ~
Nevada Agency and Transfer Company LIBERTY STAR URANIUM & METALS CORP. LBSR S-1 OTC Markets
Parsons/ Burnett/ Bjordahl/ Hume, LLP KILLER WAVES HAWAII, INC ~ S-1 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP VIRTU FINANCIAL, INC. VIRT S-1 NASDAQ
Ropes & Gray LLP HABIT RESTAURANTS, INC. HABT S-1 NASDAQ
Santa Fe Petroleum, Inc. SANTA FE PETROLEUM, INC. SFPI 10-12G OTC Markets
Sichenzia Ross Friedman Ference LLP MGT CAPITAL INVESTMENTS INC MGT S-1 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK MULTI-ASSET TAX MANAGED 2021 DEFINED TRUST ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP DARWIN HOLDINGS LTD ~ S-4 ~
Skadden, Arps, Slate, Meagher & Flom LLP MESOBLAST LTD MBLTY F-1 OTC Markets
Wilson Law AMBIENT WATER CORP AWGI S-1 OTC Markets
Wilson Sonsini Goodrich & Rosati, P.C. MESOBLAST LTD MBLTY F-1 OTC Markets

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

 

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s