IPO Underwriters of the Week: November 2 – 6

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
RELYPSA INC S-3 Cantor Fitzgerald & Co. ~ ~
DURECT CORP S-3 Cantor Fitzgerald & Co. ~ ~
DERMIRA, INC. S-3 Cowen and Company, LLC ~ ~
THRESHOLD PHARMACEUTICALS INC S-3 Cowen and Company, LLC ~ ~
SHIMMICK CONSTRUCTION COMPANY, INC. S-1 FBR Capital Markets & Co. ~ ~
TURNING POINT BRANDS, INC. S-1 FBR Capital Markets & Co. ~ ~
VIRTU FINANCIAL, INC. S-1 Goldman, Sachs & Co. ~ ~
MESOBLAST LTD F-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Maxim Group LLC / Ladenburg Thalmann & Co. Inc.
FITBIT INC S-1 Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Citigroup Global Markets Inc. / SunTrust Robinson Humphrey, Inc. / Piper Jaffray & Co. / RBC Capital Markets, LLC / Stifel, Nicolaus & Company, Inc.
HABIT RESTAURANTS, INC. S-1 Piper Jaffray & Co. Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

 

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