IPOs and Transactions: October 19 – 23 / plus CLE credit Reg A+ webinar

There were 35 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Neurometrix Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Bionik Laboratories Corp. w/ Ruskin Moscou Faltischek PC, Innodata Inc. w/ Folger & Folger, Hometown International Inc. and Traqer Corp w/ Szaferman, Lakind, Blumstein & Blader, PC.

CLE_BANNER

Law firm / Advisor Registrant Symbol Form Exchange
Andrews Kurth LLP NOBLE MIDSTREAM PARTNERS LP ~ S-1 ~
Bart and Associates LLC AFS HOLDINGS, INC. ~ S-1 ~
Chameleon Media Group, Inc. CHAMELEON MEDIA GROUP INC ~ 1-A ~
Chapman and Cutler LLP NUVEEN MUNICIPAL 2021 TARGET TERM FUND ~ N-2 ~
Chapman and Cutler LLP NUVEEN MUNICIPAL 2023 TARGET TERM FUND ~ N-2 ~
CMX Gold & Silver Corp. CMX GOLD & SILVER CORP. ~ 1-A ~
Cooley LLP BALLAST POINT BREWING & SPIRITS, INC. ~ S-1 ~
Cooley LLP MERUS B.V. ~ F-1 ~
Cooley LLP KURA ONCOLOGY, INC. KURO S-1 OTC Markets
Covington & Burling LLP SYNCHRONY FINANCIAL SYF S-4 NYSE
DLA Piper LLP EVERI GAMES HOLDING INC. ~ S-4 ~
Eaton Vance Senior Floating-Rate Trust EATON VANCE SENIOR FLOATING RATE TRUST ~ N-2 ~
Eaton Vance Senior Income Trust EATON VANCE SENIOR INCOME TRUST EVF N-2 NYSE
Ellenoff Grossman & Schole LLP PMV ACQUISITION CORP. ~ S-1 ~
Eversheds B.V. MERUS B.V. ~ F-1 ~
Fogler, Rubinoff LLP VIVENTIA BIO INC. ~ F-1 ~
Folger & Folger INNODATA INC INOD S-3 NASDAQ
Goodwin Procter LLP TRUCK HERO, INC. ~ S-1 ~
Goodwin Procter LLP METABOLIX, INC. MBLX S-1 NASDAQ
Graubard Miller PMV ACQUISITION CORP. ~ S-1 ~
Hogan Lovells US LLP LIGHTBRIDGE CORP LTBR S-1 NASDAQ
K&L Gates LLP NUVEEN MUNICIPAL 2021 TARGET TERM FUND ~ N-2 ~
K&L Gates LLP NUVEEN MUNICIPAL 2023 TARGET TERM FUND ~ N-2 ~
Kunzman & Bollinger, Inc. ATLAS GROWTH PARTNERS, L.P. ~ S-1 ~
Latham & Watkins LLP BALLAST POINT BREWING & SPIRITS, INC. ~ S-1 ~
Latham & Watkins LLP MERUS B.V. ~ F-1 ~
LeClairRyan, PC PARK STERLING CORP PSTB S-4 NASDAQ
Locke Lord LLP NEWSTAR FINANCIAL, INC. NEWS S-3 NASDAQ
Lucent Pharma, Inc. LUCENT PHARMA, INC. ~ S-1 ~
Majesco Entertainment Company MAJESCO ENTERTAINMENT CO COOL S-3 NASDAQ
McGuireWoods LLP PARK STERLING CORP PSTB S-4 NASDAQ
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. VIVENTIA BIO INC. ~ F-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEUROMETRIX, INC. NURO S-1 NASDAQ
Monterey Management Corp. MONTEREY MANAGEMENT, INC. ~ 10-12G ~
Northwest Registered Agent LLC SPELT GROUP CORP. ~ S-1 ~
Paul Hastings LLP ATLAS GROWTH PARTNERS, L.P. ~ S-1 ~
Pepper Hamilton LLP VIVENTIA BIO INC. ~ F-1 ~
Pepper Hamilton LLP ONCONOVA THERAPEUTICS, INC. ONTX S-1 NASDAQ
Proskauer Rose LLP KURA ONCOLOGY, INC. KURO S-1 OTC Markets
Robert J. Huston III, Attorney at Law ESCUE ENERGY INC ESCU S-1 OTC Markets
Ropes & Gray LLP STONE RIDGE TRUST IV ~ N-2 ~
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP. BNKL S-1 OTC Markets
Securities Compliance Group, Ltd. LINKREASE, INC. ~ S-1 ~
Simpson Thacher & Bartlett LLP TRUCK HERO, INC. ~ S-1 ~
Stikeman Elliott LLP VIVENTIA BIO INC. ~ F-1 ~
Szaferman, Lakind, Blumstein & Blader, PC HOMETOWN INTERNATIONAL, INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC TRAQER CORP ~ S-1 ~
Van Doorne N.V. MERUS B.V. ~ F-1 ~
Vinson & Elkins L.L.P. NOBLE MIDSTREAM PARTNERS LP ~ S-1 ~
Vinson & Elkins L.L.P. STONE ENERGY CORP SGY S-3 NYSE
Weil, Gotshal & Manges LLP SYNCHRONY FINANCIAL SYF S-4 NYSE

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Have a great week.

 

 

 

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