Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
| Registrant | Form | Underwriter 1 | Underwriter 2 | Underwriter 3 + |
| METABOLIX, INC. | S-1 | Aspire Capital Fund, LLC | ~ | ~ |
| LIGHTBRIDGE CORP | S-1 | Aspire Capital Fund, LLC | ~ | ~ |
| NOBLE MIDSTREAM PARTNERS LP | S-1 | Barclays Capital Inc. | Robert W. Baird & Co. Inc. | J.P. Morgan Securities LLC |
| PMV ACQUISITION CORP. | S-1 | Cantor Fitzgerald & Co. | ~ | ~ |
| MERUS B.V. | F-1 | Citigroup Global Markets Inc. | Jefferies LLC. | Guggenheim Securities, LLC / Wedbush Securities Inc. |
| KURA ONCOLOGY, INC. | S-1 | Citigroup Global Markets Inc. | Leerink Partners LLC. | JMP Securities LLC / Oppenheimer & Co. Inc. |
| BALLAST POINT BREWING & SPIRITS, INC. | S-1 | Goldman, Sachs & Co. | Morgan Stanley & Co. LLC | Robert W. Baird & Co. Inc. / BMO Capital Markets Corp. / Cowen and Company, LLC / Nomura Securities International, Inc. |
| TRUCK HERO, INC. | S-1 | J.P. Morgan Securities LLC | Robert W. Baird & Co. Inc. | Merrill Lynch, Pierce, Fenner & Smith Inc. / KeyBanc Capital Markets Inc. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / SunTrust Robinson Humphrey, Inc. |
| VIVENTIA BIO INC. | F-1 | Leerink Partners LLC | Cowen and Company, LLC | Guggenheim Securities, LLC |
| ONCONOVA THERAPEUTICS, INC. | S-1 | Lincoln Park | ~ | ~ |
| NUVEEN MUNICIPAL 2021 TARGET TERM FUND | N-2 | Nuveen Securities, LLC | ~ | ~ |
| NUVEEN MUNICIPAL 2023 TARGET TERM FUND | N-2 | Nuveen Securities, LLC | ~ | ~ |
Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.
Have a great week.
