IPO Underwriters of the Week: October 19 – 23 / plus CLE credit REG A+ webinar

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

CLE_BANNER

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
METABOLIX, INC. S-1 Aspire Capital Fund, LLC ~ ~
LIGHTBRIDGE CORP S-1 Aspire Capital Fund, LLC ~ ~
NOBLE MIDSTREAM PARTNERS LP S-1 Barclays Capital Inc. Robert W. Baird & Co. Inc. J.P. Morgan Securities LLC
PMV ACQUISITION CORP. S-1 Cantor Fitzgerald & Co. ~ ~
MERUS B.V. F-1 Citigroup Global Markets Inc. Jefferies LLC. Guggenheim Securities, LLC / Wedbush Securities Inc.
KURA ONCOLOGY, INC. S-1 Citigroup Global Markets Inc. Leerink Partners LLC. JMP Securities LLC / Oppenheimer & Co. Inc.
BALLAST POINT BREWING & SPIRITS, INC. S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC Robert W. Baird & Co. Inc. / BMO Capital Markets Corp. / Cowen and Company, LLC / Nomura Securities International, Inc.
TRUCK HERO, INC. S-1 J.P. Morgan Securities LLC Robert W. Baird & Co. Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. / KeyBanc Capital Markets Inc. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / SunTrust Robinson Humphrey, Inc.
VIVENTIA BIO INC. F-1 Leerink Partners LLC Cowen and Company, LLC Guggenheim Securities, LLC
ONCONOVA THERAPEUTICS, INC. S-1 Lincoln Park ~ ~
NUVEEN MUNICIPAL 2021 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN MUNICIPAL 2023 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s