IPOs and Transactions: October 5 – 9

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Energy XXI LTD w/ Vinson & Elkins LLP, Sevion Therapeutics Inc. w/ Morgan, Lewis & Bockius LLP, PLX Pharma Inc. w/ Ellenoff Grossman & Schole LLP and CASI Pharmaceuticals Inc. w/ Arnold & Porter LLP.


Confidential and uncomplicated for M&A. Click here.

Law firm / advisor Registrant Symbol Form Exchange
Alston & Bird LLP LHC GROUP, INC LHCG S-3 NASDAQ
Andrews Kurth LLP PBF LOGISTICS LP PBFX S-3 NYSE
Armstrong Flooring, Inc. ARMSTRONG FLOORING, INC. ~ 10-12B ~
Arnold & Porter LLP CASI PHARMACEUTICALS, INC. CASI S-3 NASDAQ
AuraSource, Inc. AURASOURCE, INC. ARAO S-1 OTC Markets
Bracewell & Giuliani LLP PROSPERITY BANCSHARES INC PB S-4 NYSE
Brian F. Faulkner, A Professional Law Corporation TBC GLOBAL NEWS NETWORK, INC. TGLN 10-12G OTC Markets
Bryan Cave LLP OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE
Clifford Chance US LLP NORDIC REALTY TRUST, INC. ~ S-11 ~
Cooley LLP INSTRUCTURE INC ~ S-1 ~
Cooley LLP VOYAGER THERAPEUTICS, INC. ~ S-1 ~
Cooley LLP WAVE LIFE SCIENCES PTE LTD ~ S-1 ~
David M. Ehrlich & Associates TBC GLOBAL NEWS NETWORK, INC. TGLN 10-12G OTC Markets
Davis Graham & Stubbs LLP SAMSON OIL & GAS LTD SSN S-3 NYSE
Davis Polk & Wardwell LLP INTERACTIVE DATA HOLDINGS CORP ~ S-1 ~
Davis Polk & Wardwell LLP LOANDEPOT, INC. ~ S-1 ~
Davis Polk & Wardwell LLP MURPHY OIL CORP /DE MUR S-3 NYSE
DLA Piper LLP XTERA COMMUNICATIONS, INC. ~ S-1 ~
Dorsey & Whitney LLP AMEDICA CORP AMDA S-3 NASDAQ
Ellenoff Grossman & Schole LLP METASTAT, INC. MTST S-1 OTC Markets
Ellenoff Grossman & Schole LLP PLX PHARMA INC. ~ S-1 ~
Godfrey & Kahn, S.C. DULUTH HOLDINGS INC. ~ S-1 ~
Goodwin Procter LLP VOYAGER THERAPEUTICS, INC. ~ S-1 ~
Gracin & Marlow, LLP SYNTHETIC BIOLOGICS, INC. SYN S-3 NYSE
Groundfloor Finance Inc. GROUNDFLOOR FINANCE INC. ~ 1-A ~
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP VITAE PHARMACEUTICALS, INC VTAE S-3 NASDAQ
Ingevity Corporation INGEVITY CORP ~ 10-12B ~
Jackson Walker L.L.P. PLX PHARMA INC. ~ S-1 ~
John D. Thomas, P.C. MUSIC OF YOUR LIFE INC MYLI S-1 OTC Markets
Joseph I. Emas YAPPN CORP. YPPN S-1 OTC Markets
Kaplan Voekler Cunningham & Frank, PLC MEDALIST DIVERSIFIED REIT, INC. ~ 1-A ~
Katten Muchin Rosenman LLP META FINANCIAL GROUP INC CASH S-3 NASDAQ
Kaye Scholer LLP ACCUSHARES TRUST I ~ S-1 ~
Kirkland & Ellis LLP LOANDEPOT, INC. ~ S-1 ~
Latham & Watkins LLP DULUTH HOLDINGS INC. ~ S-1 ~
Latham & Watkins LLP HC2 HOLDINGS, INC. HCHC S-3 NYSE
Latham & Watkins LLP SHAKE SHACK INC. SHAK S-1 NYSE
Latham & Watkins LLP VIEWRAY, INC. VRAY S-1 OTC Markets
Law Office Of Clifford J. Hunt, P.A. EUROSPORT ACTIVE WORLD CORP ~ S-1 ~
Loeb & Loeb LLP METASTAT, INC. MTST S-1 OTC Markets
Luse Gorman, PC NORTHFIELD BANCORP, INC. ~ S-4 ~
Mayer Brown LLP PATRIOT NATIONAL, INC. PN S-1 NYSE
Mette, Evans & Woodside P.C. FNB CORP/FL/ FNB S-4 NYSE
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. WAVE LIFE SCIENCES PTE LTD ~ S-1 ~
Morgan, Lewis & Bockius LLP DELCATH SYSTEMS, INC. DCTH S-3 NASDAQ
Morgan, Lewis & Bockius LLP SEVION THERAPEUTICS, INC. SVON S-1 OTC Markets
Morrison & Foerster LLP REAL INDUSTRY, INC. RELY S-3 NASDAQ
Nason, Yeager, Gerson, White & Lioce, P.A. GELTECH SOLUTIONS, INC. GLTC S-1 OTC Markets
Nelson Mullins Riley & Scarborough, LLP EQUITY BANCSHARES INC ~ S-1 ~
Norton Rose Fulbright US LLP EQUITY BANCSHARES INC ~ S-1 ~
O’Melveny & Myers LLP PACIFIC MERCANTILE BANCORP PMBC S-3 NASDAQ
OncoCyte Corporation ONCOCYTE CORP ~ 10-12G ~
Pillsbury Winthrop Shaw Pittman LLP XTERA COMMUNICATIONS, INC. ~ S-1 ~
Reed Smith LLP FNB CORP FNB S-4 NYSE
Sheppard, Mullin, Richter & Hampton LLP LOANDEPOT, INC. ~ S-1 ~
Sidley Austin LLP VERITIV CORP VRTV S-3 NYSE
Simpson Thacher & Bartlett LLP INTERACTIVE DATA HOLDINGS CORP ~ S-1 ~
Simpson Thacher & Bartlett LLP PATRIOT NATIONAL, INC. PN S-1 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP TRIANGLE PETROLEUM CORP TPLM S-3 NYSE
Stroock & Stroock & Lavan LLP PBF LOGISTICS LP PBFX S-3 NYSE
Sullivan & Cromwell LLP CNH INDUSTRIAL CAPITAL AMERICA LLC ~ S-4 ~
Sullivan & Cromwell LLP FNB CORP FNB S-4 NYSE
Thompson & Knight LLP PROSPERITY BANCSHARES INC PB S-4 NYSE
Vinson & Elkins L.L.P. ANTERO MIDSTREAM PARTNERS LP AM S-1 NYSE
Vinson & Elkins L.L.P. ENERGY XXI LTD EXXI S-3 NASDAQ
Waller Lansden Dortch & Davis, LLP CAMP RECOVERY CENTERS, L.P. ~ S-4 ~
Wilmer Cutler Pickering Hale and Dorr LLP TOKAI PHARMACEUTICALS INC TKAI S-3 NASDAQ
Wilson Sonsini Goodrich & Rosati, PC INSTRUCTURE INC ~ S-1 ~
Windels Marx Lane & Mittendorf, LLP NORTHFIELD BANCORP, INC. ~ S-4 ~
Winston & Strawn LLP NORDIC REALTY TRUST, INC. ~ S-11 ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

 

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s