IPO Underwriters of the Week: October 5 – 9

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
PATRIOT NATIONAL, INC. S-1 BMO Capital Markets Corp. J.P. Morgan Securities LLC ~
VOYAGER THERAPEUTICS, INC. S-1 Cowen and Company, LLC Piper Jaffray & Co. Nomura Securities International, Inc. / Wedbush Securities Inc.
METASTAT, INC. S-1 H.C. Wainwright & Co., LLC ~ ~
WAVE LIFE SCIENCES PTE LTD S-1 Jefferies LLC Leerink Partners LLC ~
EQUITY BANCSHARES INC S-1 Keefe, Bruyette & Woods, Inc. Stephens Inc. ~
GELTECH SOLUTIONS, INC. S-1 Lincoln Park Capital Fund, LLC ~ ~
PLX PHARMA INC. S-1 Maxim Group LLC ~ ~
INSTRUCTURE INC S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Jefferies LLC / Needham & Company, LLC / Oppenheimer & Co. Inc. / Raymond James & Associates, Inc.
LOANDEPOT, INC. S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Wells Fargo Securities, LLC / Barclays Capital Inc. / UBS Securities LLC / BMO Capital Markets Corp.
INTERACTIVE DATA HOLDINGS CORP S-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc, / UBS Securities LLC / Citigroup Global Markets Inc. / Credit Suisse Securities (USA) LLC / Deutsche Bank Securities Inc. / Evercore Group L.L.C. / Goldman, Sachs & Co. / Wells Fargo Securities, LLC
XTERA COMMUNICATIONS, INC. S-1 Needham & Company, LLC Cowen and Company, LLC BMO Capital Markets Corp.
MEDALIST DIVERSIFIED REIT, INC. 1-A TBD Underwriters Counsel ~ ~
DULUTH HOLDINGS INC. S-1 William Blair & Company, L.L.C. Robert W. Baird & Co. Inc. Raymond James & Associates, Inc. / BMO Capital Markets Corp.
NORDIC REALTY TRUST, INC. S-11 Wunderlich Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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