IPOs and Transactions: September 28 – October 2

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Albany Molecular Research Inc. w/ Goodwin Procter LLP, WPCS International Inc. w/ K&L Gates LLP, Brilliant Sands Inc. w/ Law Office of Douglas M. Berman PLLC, Capricor Therapeutics Inc. w/ Paul Hastings LLP and Nownews Digital Media Technology CO LTD w/ Sichenzia Ross Friedman Ference LLP.


Confidential and uncomplicated for M&A. Click here.

Law firm / Advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP FERRELLGAS PARTNERS L P FGP S-3 NYSE
Baker Botts L.L.P. SCHLUMBERGER LTD /NV/ SLB S-4 NYSE
Barclay Damon, LLP RELMADA THERAPEUTICS, INC. RLMD S-3 OTC Markets
Bernstein Shur, Sawyer & Nelson FSI LOW BETA ABSOLUTE RETURN FUND ~ N-2 ~
Booth Udall Fuller MOMENTOUS HOLDINGS CORP. ~ S-1 ~
Booth Udall Fuller EARTH DRAGON RESOURCES INC. ~ 10-12G ~
Cravath, Swaine & Moore LLP ANTHEM, INC. ANTM S-4 NYSE
Cravath, Swaine & Moore LLP SCHLUMBERGER LTD /NV/ SLB S-4 NYSE
Davis Polk & Wardwell LLP IPALCO ENTERPRISES, INC. ~ S-4 ~
Davis Polk & Wardwell LLP NB CAPITAL ACQUISITION CORP. ~ S-1 ~
Davis Polk & Wardwell LLP ADVANCED ACCELERATOR APPLICATIONS S.A. ~ F-1 ~
Dechert LLP MUZINICH PRIVATE CAPITAL, INC. ~ 10-12G ~
Dechert LLP ADVANCED ACCELERATOR APPLICATIONS S.A. ~ F-1 ~
Dechert LLP REAVES UTILITY INCOME FUND UTG N-2 NYSE
DLA Piper LLP LAUREATE EDUCATION, INC. ~ S-1 ~
DLA Piper LLP FLASR, INC. FLSR S-1 OTC Markets
Fulbright & Jaworski LLP HARVEST NATURAL RESOURCES, INC. HNR S-3 NYSE
Gary R. Henrie Attorney at Law SILC HOLDINGS LLC ~ 1-A ~
Gewerter & Dowling VEGAS RENTAL DEVELOPMENT INC ~ S-11 ~
Goodwin Procter LLP MYOKARDIA INC ~ S-1 ~
Goodwin Procter LLP ALBANY MOLECULAR RESEARCH INC AMRI S-3 NASDAQ
Greenberg Traurig, LLP NB CAPITAL ACQUISITION CORP. ~ S-1 ~
Hand & Hand SHIKA DAM ~ 10-12G ~
Hand & Hand MEDIA ASSETS GROUP, INC. ~ 1-A ~
Haneberg, PLC WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-3 NASDAQ
Haynes and Boone, LLP EXCO RESOURCES INC XCO S-3 NYSE
Hunt Law Group KMRB ACQUISITION CORP. II ~ 10-12G ~
J.M. Walker & Associates Attorneys At Law CPSM, INC. ~ S-1 ~
JMS Law Group, PLLC ELITE DATA SERVICES, INC. DEAC S-1 OTC Markets
Jones Day GUIDED THERAPEUTICS INC GTHP S-1 OTC Markets
K&L Gates LLP WPCS INTERNATIONAL INC WPCS S-3 NASDAQ
Kirkland & Ellis LLP MIDSTATES PETROLEUM COMPANY, INC. MPO S-4 NYSE
Latham & Watkins LLP MYOKARDIA INC ~ S-1 ~
Latham & Watkins LLP IGNYTA, INC. RXDX S-3 NASDAQ
Law Office of Douglas M. Berman, PLLC BRILLIANT SANDS INC ~ S-1 ~
Loev Law Firm, PC VERTEX ENERGY INC. VTNR S-1 NASDAQ
Novi & Wilkin Attorneys at Law KOKICARE, INC. ~ S-1 ~
Olshan Frome Wolosky LLP HANDY & HARMAN LTD. HNH S-3 NASDAQ
Paul Hastings LLP CAPRICOR THERAPEUTICS, INC. CAPR S-3 NASDAQ
Paul Hastings LLP NOVATEL WIRELESS INC MIFI S-3 NASDAQ
Pepper Hamilton LLP PDI INC PDII S-3 NASDAQ
Peterson & Company LLP ALGAE DYNAMICS CORP. ~ S-1 ~
Securities Compliance Group, Ltd. FOUR ENERGIES INC ~ S-1 ~
Sichenzia Ross Friedman Ference LLP NOWNEWS DIGITAL MEDIA TECHNOLOGY CO. LTD. NDMT S-1 OTC Markets
Simpson Thacher & Bartlett LLP LAUREATE EDUCATION, INC. ~ S-1 ~
Sullivan & Cromwell LLP DIME COMMUNITY BANCSHARES INC DCOM S-3 NASDAQ
Sutherland Asbill & Brennan LLP MEMBERS LIFE INSURANCE CO ~ S-1 ~
White & Case LLP ANTHEM, INC. ANTM S-4 NYSE
Windels Marx Lane & Mittendorf, LLP CONNECTONE BANCORP, INC. CNOB S-4 NASDAQ

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

 

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s