Monthly Archives: October 2015

“…but more than that – their helpful and friendly attitudes were refreshing. Thank you!”

vintaGE-TROPHYFast turns and spot-on execution has redefined Vintage, helping us to become a top three solution in North America. Our work is highlighted every Monday in our “IPOs and Transactions of the Week” blog and email.  Importantly, our week’s success is further highlighted (and celebrated) by the appreciative notes our operations people receive each day from our clients.

We can’t not share the good news (anonymized for privacy). Sales can offer you full named references.

Here is just a handful of the week’s notes: 

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Kudos to our EDGAR team

Vintage Team, great job!  Many thanks for helping us to get this done with today’s filing date. Thank you again for all of your hard work!  Have a great weekend!

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.Kudos to our XBRL team

Great- thank you very much. I will keep you posted. Your attentiveness and hard work throughout this process has been greatly appreciated.

Thanks for another great quarter.

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.Kudos to the XBRL team

Great, I also want to thank you all for catching my error and correcting (I had the file #s mixed up). Thanks again!!

 


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.Kudos to our Typesetting team

I just want to say “WOW”. If the level of customer service I received over the past 24 hours from the production team is any indication of what is to come from our relationship, I am going to be very spoiled!

[The Vintage team] have been fantastic. Please share my appreciation with everyone involved. I truly appreciate their hard work and quick turnaround on edits, but more than that – their helpful and friendly attitudes were refreshing. Thank you!

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.Kudos to our IPO team

Thank you. And thank you also for the work on this today – it was all very well done. Have a nice weekend..

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Our rebrand was not just a logo change – it was a systemic and cultural reform throughout our operations. Our president, Liam Power, challenged his team to deliver the industry’s intelligent value, measured as fast turns and spot-on execution of services. You can meet Liam Power on this video. 

Thanks to our experts for delivering intelligent value!

Top Securities Law Firms – M&A Q1-Q3 2015

Similar to our weekly IPO and Transactions list, the Thomson Reuters Mergers & Acquisition Review is a treasure-trove of information about the “legal business” role in capital markets – and especially measuring the top firms executing M&A.

M&A activity for US targets is $1.5 trillion during the first nine months of 2015… a 46% increase compared to 2014 and the strongest period for US M&A since 1980. Congratulations to these firms and especially to organizations that selected Vintage for our Virtual Data Room and final EDGAR work.

From the TR M&A report:

Total deal count compared with total value per sector (click image to enlarge)

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Top firms per sector

Law firm / Advisor Total Deals Value ($M) Deal Count Sector Ranking
Latham & Watkins 143,817 26 Healthcare Leader
Gibson Dunn & Crutcher 116,206 10 Healthcare  
Weil Gotshal & Manges 115,016 12 Healthcare  
Cravath, Swaine & Moore 108,588 6 Energy & Power Leader
Gibson Dunn & Crutcher 104,268 6 Energy & Power  
Fried Frank Harris Shriver & Jacobson 97,362 5 Media Leader
Wachtell Lipton Rosen & Katz 95,892 7 Media  
Davis Polk & Wardwell 91,493 14 High Tech Leader
Latham & Watkins 91,084 20 Energy & Power  
DLA Piper LLP 89,166 9 Media  
Skadden 83,686 21 High Tech  
Latham & Watkins 69,882 26 High Tech  
Cravath, Swaine & Moore 55,282 8 Materials Leader
Sullivan & Cromwell 49,694 16 Financial Leader
Davis Polk & Wardwell 47,836 16 Financial  
Wachtell Lipton Rosen & Katz 37,647 24 Financial  
Alston & Bird 35,823 1 Materials  
Munger Tolles & Olson 35,823 1 Materials  
Skadden 31,071 16 Industrials Leader
Davis Polk & Wardwell 27,967 11 Consumer Leader
White & Case LLP 26,135 11 Consumer  
Kirkland & Ellis 24,564 34 Industrials  
Skadden 23,032 7 Consumer  
Fried Frank Harris Shriver & Jacobson 21,727 8 Industrials  
Skadden 14,050 4 Telecomm Leader
Sidley Austin LLP 13,841 3 Real Estate Leader
Simpson Thacher & Bartlett 12,845 5 Real Estate  
Simpson Thacher & Bartlett 12,649 4 Telecomm  
Cravath, Swaine & Moore 11,500 2 Telecomm  
Skadden 10,949 8 Real Estate  

 

Mid-market M&A video session: Marketing, early discussions and deeper dives

Executing your first M&A, no matter what side of the deal you are on, is a complicated venture. Our 3-part video session is a smart and direct primer on the step to assure success.

The complete second session, below, addresses marketing your business, early discussions and deeper dives. Kudos to Michael Schwerdtfeger, Chapman Associates, our expert.

The complete first session, addressing goals, preparation and hiring an intermediary, is viewable here.

In addition to the videos:

Click here for the eBook companion to the video.

Click here for our Five Stages M&A overview.

IPOs and Transactions: October 19 – 23 / plus CLE credit Reg A+ webinar

There were 35 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Neurometrix Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Bionik Laboratories Corp. w/ Ruskin Moscou Faltischek PC, Innodata Inc. w/ Folger & Folger, Hometown International Inc. and Traqer Corp w/ Szaferman, Lakind, Blumstein & Blader, PC.

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Law firm / Advisor Registrant Symbol Form Exchange
Andrews Kurth LLP NOBLE MIDSTREAM PARTNERS LP ~ S-1 ~
Bart and Associates LLC AFS HOLDINGS, INC. ~ S-1 ~
Chameleon Media Group, Inc. CHAMELEON MEDIA GROUP INC ~ 1-A ~
Chapman and Cutler LLP NUVEEN MUNICIPAL 2021 TARGET TERM FUND ~ N-2 ~
Chapman and Cutler LLP NUVEEN MUNICIPAL 2023 TARGET TERM FUND ~ N-2 ~
CMX Gold & Silver Corp. CMX GOLD & SILVER CORP. ~ 1-A ~
Cooley LLP BALLAST POINT BREWING & SPIRITS, INC. ~ S-1 ~
Cooley LLP MERUS B.V. ~ F-1 ~
Cooley LLP KURA ONCOLOGY, INC. KURO S-1 OTC Markets
Covington & Burling LLP SYNCHRONY FINANCIAL SYF S-4 NYSE
DLA Piper LLP EVERI GAMES HOLDING INC. ~ S-4 ~
Eaton Vance Senior Floating-Rate Trust EATON VANCE SENIOR FLOATING RATE TRUST ~ N-2 ~
Eaton Vance Senior Income Trust EATON VANCE SENIOR INCOME TRUST EVF N-2 NYSE
Ellenoff Grossman & Schole LLP PMV ACQUISITION CORP. ~ S-1 ~
Eversheds B.V. MERUS B.V. ~ F-1 ~
Fogler, Rubinoff LLP VIVENTIA BIO INC. ~ F-1 ~
Folger & Folger INNODATA INC INOD S-3 NASDAQ
Goodwin Procter LLP TRUCK HERO, INC. ~ S-1 ~
Goodwin Procter LLP METABOLIX, INC. MBLX S-1 NASDAQ
Graubard Miller PMV ACQUISITION CORP. ~ S-1 ~
Hogan Lovells US LLP LIGHTBRIDGE CORP LTBR S-1 NASDAQ
K&L Gates LLP NUVEEN MUNICIPAL 2021 TARGET TERM FUND ~ N-2 ~
K&L Gates LLP NUVEEN MUNICIPAL 2023 TARGET TERM FUND ~ N-2 ~
Kunzman & Bollinger, Inc. ATLAS GROWTH PARTNERS, L.P. ~ S-1 ~
Latham & Watkins LLP BALLAST POINT BREWING & SPIRITS, INC. ~ S-1 ~
Latham & Watkins LLP MERUS B.V. ~ F-1 ~
LeClairRyan, PC PARK STERLING CORP PSTB S-4 NASDAQ
Locke Lord LLP NEWSTAR FINANCIAL, INC. NEWS S-3 NASDAQ
Lucent Pharma, Inc. LUCENT PHARMA, INC. ~ S-1 ~
Majesco Entertainment Company MAJESCO ENTERTAINMENT CO COOL S-3 NASDAQ
McGuireWoods LLP PARK STERLING CORP PSTB S-4 NASDAQ
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. VIVENTIA BIO INC. ~ F-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEUROMETRIX, INC. NURO S-1 NASDAQ
Monterey Management Corp. MONTEREY MANAGEMENT, INC. ~ 10-12G ~
Northwest Registered Agent LLC SPELT GROUP CORP. ~ S-1 ~
Paul Hastings LLP ATLAS GROWTH PARTNERS, L.P. ~ S-1 ~
Pepper Hamilton LLP VIVENTIA BIO INC. ~ F-1 ~
Pepper Hamilton LLP ONCONOVA THERAPEUTICS, INC. ONTX S-1 NASDAQ
Proskauer Rose LLP KURA ONCOLOGY, INC. KURO S-1 OTC Markets
Robert J. Huston III, Attorney at Law ESCUE ENERGY INC ESCU S-1 OTC Markets
Ropes & Gray LLP STONE RIDGE TRUST IV ~ N-2 ~
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP. BNKL S-1 OTC Markets
Securities Compliance Group, Ltd. LINKREASE, INC. ~ S-1 ~
Simpson Thacher & Bartlett LLP TRUCK HERO, INC. ~ S-1 ~
Stikeman Elliott LLP VIVENTIA BIO INC. ~ F-1 ~
Szaferman, Lakind, Blumstein & Blader, PC HOMETOWN INTERNATIONAL, INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC TRAQER CORP ~ S-1 ~
Van Doorne N.V. MERUS B.V. ~ F-1 ~
Vinson & Elkins L.L.P. NOBLE MIDSTREAM PARTNERS LP ~ S-1 ~
Vinson & Elkins L.L.P. STONE ENERGY CORP SGY S-3 NYSE
Weil, Gotshal & Manges LLP SYNCHRONY FINANCIAL SYF S-4 NYSE

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

 

IPO Underwriters of the Week: October 19 – 23 / plus CLE credit REG A+ webinar

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
METABOLIX, INC. S-1 Aspire Capital Fund, LLC ~ ~
LIGHTBRIDGE CORP S-1 Aspire Capital Fund, LLC ~ ~
NOBLE MIDSTREAM PARTNERS LP S-1 Barclays Capital Inc. Robert W. Baird & Co. Inc. J.P. Morgan Securities LLC
PMV ACQUISITION CORP. S-1 Cantor Fitzgerald & Co. ~ ~
MERUS B.V. F-1 Citigroup Global Markets Inc. Jefferies LLC. Guggenheim Securities, LLC / Wedbush Securities Inc.
KURA ONCOLOGY, INC. S-1 Citigroup Global Markets Inc. Leerink Partners LLC. JMP Securities LLC / Oppenheimer & Co. Inc.
BALLAST POINT BREWING & SPIRITS, INC. S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC Robert W. Baird & Co. Inc. / BMO Capital Markets Corp. / Cowen and Company, LLC / Nomura Securities International, Inc.
TRUCK HERO, INC. S-1 J.P. Morgan Securities LLC Robert W. Baird & Co. Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. / KeyBanc Capital Markets Inc. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / SunTrust Robinson Humphrey, Inc.
VIVENTIA BIO INC. F-1 Leerink Partners LLC Cowen and Company, LLC Guggenheim Securities, LLC
ONCONOVA THERAPEUTICS, INC. S-1 Lincoln Park ~ ~
NUVEEN MUNICIPAL 2021 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN MUNICIPAL 2023 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

The first mile of the Annual Report Journey is, frankly, all about the benjamins

Even during the heavy lifting of “earnings seasons,” we’re now meeting with clients and prospects as they begin preparing for the production of their 2015 annual report and proxy. Amid all the strategic high-value conversations regarding messaging, transparency, engagement, access and compliance – the first words we almost always hear are “I need to save money from last year’s annual report.”

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And that’s why we invite issuers to begin 2015 Annual Report Journey with a benchmark of their 2014 annual report. Yes, it’s a very tactical task, but having that dollar sign well-defined – especially for a tangible element of ink & paper – will define the budget allowances for strategic communications. This is the core of our “Intelligent Value’ mission.

To benchmark last year’s annual report, please upload your 2014 PDF here.

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The journey after your budget is defined:

The Annual Report Journey unifies the three major initiatives within an issuers’ process and subsequently aligns production and tangible products.

STRATEGY

  • Creative & concept
  • Design & create

COMPLIANCE

  • 10-K file with SEC
  • Print & distribute

MARKETING

  • Interactive (online) Annual Report
  • Animated (video) Annual Report

This unification, the Annual Report Journey, can assure cohesive messaging and financial branding while simplifying the transition from traditional print distribution into highly engaging online versions. It can assure that the annual report, a coveted document, reaches each shareholder in the media – analog or digital – they prefer.

Click image to view

Click image to view The Annual Report Journey

It will also eliminate redundancies and identify savings. More benjamins.

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A continual culture of quality for clients’ XBRL

October has developed into a fairly important month for XBRL and for our XBRL clients. A couple points to highlight are below.

The first point is that, to the chagrin of many in Congress, the bill to nix the XBRL requirement for companies below $250 million in revenue has not been considered on the floor. This past May, the Financial Services Committee had approved Rep. Robert Hurt’s proposed bill titled The Small Company Disclosure Simplification Act (H.R. 1965). It is not moving forward at this point.

The Data Coalition reports two factors to the bill’s demise.

One, committee Democrats opposed to the proposal increased from five Financial Services Committee members in 2014 to all Democrats except one last May, including Rep. Maxine Waters (D-CA), the Democratic ranking member of the committee. With a risk that Democrats would oppose H.R. 1965, preventing the fast-track “suspension of the rules” procedure from being used to pass the bill, House leaders may have felt there was not enough floor time for the more laborious processes that must be employed to pass controversial bills.

Two, Senators Mark Warner (D-VA) and Mike Crapo (R-ID) sent a letter to the SEC in July supporting the continued use of XBRL for corporate financial statements. With bipartisan support in the upper chamber for continuing to develop the use of structured data at the SEC, rather than curtail it, House leaders may have concluded that H.R. 1965 would not survive consideration by the Senate Banking Committee even if passed by the House.

When this bill was first introduced, the hard, high costs of XBRL to issuers was the driver, followed-up by a “no one is using it anyway” conversation. Both true, considering the bill relied heavily on a 2012 XBRL “state-of-the-union” report.  Fortunately, as an industry that has matured, we have the pricing and products settled now. Speaking for Vintage, our fleXBRL program solves the exorbitant cost dilemma quite elegantly via our Intelligent Value mission.

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The second point addresses quality – and our drive to make our clients number one for accuracy. We’ve done that, via our XBRL teams expertise working with the DataTracks software. As obvious as it sounds, accuracy is paramount for the Street to adopt XBRL into their systems. The Hurt bill would have “hurt” (sorry) any Street integration of XBRL as the data stream must be full market to deliver it’s promise of uniform, comparable data.

We’ve built a deep culture of quality within Vintage – launched (visually) with our new brand and our promise of Intelligent Value. This Hoffman report is a wonderful third party valuation.

Other links:

Free XBRL quality forum in NYC in November: > https://xbrl.us/events/2015-forum/

A Hurt bill update: > https://irblog.prnewswire.com/2015/04/30/my-take-away-from-rep-hurts-house-financial-services-committee-hearing-if-youre-a-small-cap-still-paying-50k-for-xbrl-call-vintage/

My popular XBRL rant in LinkedIn: >  https://www.linkedin.com/pulse/20141008213022-11679621-congress-has-no-idea-what-xbrl-is-so-let-s-get-rid-of-it

Reg A+ still requires an S-1 level of “data room diligence”

Reg A+ was adopted to facilitate capital-raising by small, emerging growth companies – many who want to avoid the negative perception associated with becoming a public company via a reverse merger or a shell.

Basically, Reg A+ is a simplification of a traditional IPO process – and the robust process of an S-1 registration filing. The Reg A+ offering statement, Form 1-A, consists of three sections.

  • Part I Notification: requires basic information about the issuer and the offering and is predominantly intended to authorize a company’s Reg A+ eligibility.
  • Part II Offering Circular: similar to the prospectus in an S-1 registration statement offering in-depth disclosures – and is the core material for investors.
  • Part III Exhibits: an index and description of required exhibits.

Part II is the meat of the filing and where the company’s working group execute the due diligence, predominantly in a virtual data room, to assess the feasibility of continuing a Reg A+ action.

Much like a traditional IPO S-1, the “mini-IPO” 1-A diligence list is long:

  • Articles, by-laws and resolutions records
  • Assets, both tangible and intangible
  • Bad actor impact
  • Board of directors
  • Client contracts
  • Agreements: consultant, contractor and supplier
  • Corporate governance
  • Environmental law liabilities
  • Financial information: GAAP
  • Insurance coverage
  • Intellectual property
  • Investor relations plans
  • Litigation, past and pending
  • Management agreements and compensation
  • Management biographies
  • Marketing and PR strategies
  • Previous securities offerings
  • Promoters and stock advisors
  • Sales strategies
  • Shareholder information: current ownership
  • Taxes, expected and owed

A transparent diligence process is essential for all parties in the working group. Although the Form 1-A is a lighter process than the S-1, it is absolutely not exempt from Section 10(b) of the ’34 Act forbidding any manipulative, “fraudulent devices and schemes, material misstatements and omissions of any material facts, and acts and practices that operate as a fraud or deceit on any person in connection with the purchase or sale of a security.” All parties in the working can be liable.

We work with companies for both the implementation and training of their virtual data room and the creation and filing of their Form 1-A. Contact us here.

SEC Regulation A+ CLE Webinar Hosted by McDermott Will & Emery and Vintage: October 28

Free CLE webinar to discuss a four-month review of the Reg A+ and tips for a successful “mini-IPO” filing

NEW YORK, OCT 20, 2015 /PRNewswire/ Vintage, the capital markets, corporate services and institutional & fund services division of PR Newswire and the Capital Markets and Securities Practice group at McDermott Will & Emery are pleased to announce a special CLE webinar to help Emerging Growth Companies to understand this important element of the Jumpstart Our Business Startups (JOBS) Act.

Regulation A+: A new capital raising alternative for companies
DATE: October 28, 2015
TIME: 2:00 PM ET
PRE- REGISTRATION HERE: http://bit.ly/CLE-webinar-RegA
LENGTH: 60 minutes

Pre-registration is recommended to save time on event day. You must attend live to receive CLE credit. There is no fee to attend.

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On June 19, 2015, the U.S. SEC adopted final rules and forms for Regulation A+ ~ a significant capital-raising alternative for private companies in the US and Canada. Regulation A+ offering, commonly referred to as a “Mini-IPO, is now being viewed as a faster, less-costly pathway for a company to issue shares as a primary offering. The regulation is having a significant impact on small emerging growth companies.

What’s working? What’s not? As you consider and prepare for a Regulation A+ offering, this webinar will guide you to a better understanding of the process and help you to successfully execute this important milestone for your company.

In this webinar, speakers will discuss:

  • Why raise funds through Regulation A+
  • Eligible issuers and eligible securities
  • Tier 1 and Tier 2 offerings, similarities and comparisons
  • The offering process
  • “Testing the waters”
  • Disclosures, statements and other requirements
  • Blue Sky and state challenges

About McDermott Will & Emery
McDermott Will & Emery is a premier international law firm with a diversified business practice. Numbering more than 1,100 lawyers, we have offices in Boston, Brussels, Chicago, Dallas, Düsseldorf, Frankfurt, Houston, London, Los Angeles, Miami, Milan, Munich, New York, Orange County, Paris, Rome, Seoul, Silicon Valley and Washington, D.C. Further extending our reach into Asia, we have a strategic alliance with MWE China Law Offices in Shanghai. http://www.mwe.com

About Vintage
Vintage, a PR Newswire division, is a top-three provider of full-service regulatory compliance and shareholder communications services, delivered across our three practice areas: Capital Markets, Corporate Services and Institutional & Fund Services. Founded in 2002 and acquired by PR Newswire in 2007, Vintage has evolved to become the industry’s intelligent value choice. We deliver a flexible balance of people, facilities and technology to ensure that regulatory compliance and shareholder communications processes are efficient, transparent and painless. Services include IPO registrations, transactions, virtual data rooms, EDGAR & XBRL filing, typesetting, financial printing and investor relations websites. 

About PR Newswire
PR Newswire is the premier global provider of multimedia platforms that enable marketers, corporate communicators, sustainability officers, public affairs and investor relations officers to leverage content to engage with all their key audiences. Having pioneered the commercial news distribution industry over 60 years ago, PR Newswire today provides end-to-end solutions to produce, optimize and target content — from rich media to online video to multimedia — and then distribute content and measure results across traditional, digital, mobile and social channels. Combining the world’s largest multi-channel, multi-cultural content distribution and optimization network with comprehensive workflow tools and platforms, PR Newswire enables the world’s enterprises to engage opportunity everywhere it exists. PR Newswire serves tens of thousands of clients from offices in the Americas, Europe, Middle East, Africa and the Asia-Pacific region, and is a UBM plc company. 

Media Contact:
Bradley H. Smith
Director of Marketing, IR and Compliance Services
PR Newswire & Vintage
+1 201.942.7157
bradley.smith@prnewswire.com

IPOs and Transactions: October 12 – 16

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Akari Therapeutics PLC w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Amerantus Bioscience Holdings Inc. w/ Sichenzia Ross Friedman Ference LLP and Cyprus Group Inc., Longwood Capital Group II Inc. and Chicago Capital Group Inc. w/ Szaferman, Lakind, Blumstein & Blader, PC.


Confidential and uncomplicated for M&A. Click here.

Law firm / advisor Registrant Symbol Form Exchange
Baker & McKenzie Zurich BASILEA PHARMACEUTICA LTD. ~ F-1 ~
Bryan Cave LLP CALERES INC CAL S-4 NYSE
Cooley LLP APELLIS PHARMACEUTICALS, INC. ~ S-1 ~
Cooley LLP PARATEK PHARMACEUTICALS, INC. PRTK S-3 NASDAQ
Cooley LLP REVANCE THERAPEUTICS, INC. RVNC S-3 NASDAQ
Davis Polk & Wardwell LLP BASILEA PHARMACEUTICA LTD. ~ F-1 ~
Davis Polk & Wardwell LLP BEIGENE, LTD. ~ S-1 ~
Davis Polk & Wardwell LLP STATION CASINOS CORP. ~ S-1 ~
Dechert LLP CONGATEC HOLDING AG ~ F-1 ~
Dechert LLP SANKATY CAPITAL CORP ~ 10-12G ~
Dinsmore & Shohl LLP PREMIER FINANCIAL BANCORP INC PFBI S-4 NASDAQ
DLA Piper LLP KBS GROWTH & INCOME REIT, INC. ~ S-11 ~
Freshfields Bruckhaus Deringer US LLP TRANSFIRST HOLDINGS CORP. ~ S-1 ~
Gibson, Dunn & Crutcher LLP ZAYO GROUP LLC ~ S-4 ~
Gibson, Dunn & Crutcher LLP KEYSIGHT TECHNOLOGIES, INC. KEYS S-4 NYSE
Godfrey & Kahn, S.C. LANDEC CORP \CA\ LNDC S-3 NASDAQ
Goodwin Procter LLP BASILEA PHARMACEUTICA LTD. ~ F-1 ~
Goodwin Procter LLP BEIGENE, LTD. ~ S-1 ~
Goodwin Procter LLP MIMECAST LTD ~ F-1 ~
Homburger AG BASILEA PHARMACEUTICA LTD. ~ F-1 ~
Jackson Kelly PLLC PREMIER FINANCIAL BANCORP INC PFBI S-4 NASDAQ
John E. Lux, Esq., Attorney at Law ASSET SOLUTIONS INC ~ S-1 ~
K&L Gates LLP ELLIPSE TECHNOLOGIES INC ~ S-1 ~
Kirkland & Ellis LLP TRANSFIRST HOLDINGS CORP. ~ S-1 ~
Latham & Watkins LLP CONGATEC HOLDING AG ~ F-1 ~
Latham & Watkins LLP ELLIPSE TECHNOLOGIES INC ~ S-1 ~
Latham & Watkins LLP HW GLOBAL, INC. ~ S-4 ~
Latham & Watkins LLP HC2 HOLDINGS, INC. HCHC S-3 NYSE
Law Office of Brian P. Simon ABCO ENERGY, INC. ABCE S-1 OTC Markets
Libertas Law Group, Inc. CHANTICLEER HOLDINGS, INC. HOTR S-3 NASDAQ
Loeb & Loeb LLP CHINANET ONLINE HOLDINGS, INC. CNET S-3 NASDAQ
Lowenstein Sandler LLP ACETO CORP ACET S-3 NASDAQ
Lowenstein Sandler LLP LAKELAND BANCORP INC LBAI S-4 NASDAQ
Manatt, Phelps & Phillips, LLP MEDBOX, INC. MDBX S-1 OTC Markets
Milbank, Tweed, Hadley & McCloy LLP STATION CASINOS CORP. ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. AKARI THERAPEUTICS PLC AKTX S-3 NASDAQ
Morgan, Lewis & Bockius LLP AXSOME THERAPEUTICS, INC. ~ S-1 ~
Olshan Frome Wolosky LLP CROSSROADS SYSTEMS INC CRDS S-3 NASDAQ
Orrick, Herrington & Sutcliffe LLP AXSOME THERAPEUTICS, INC. ~ S-1 ~
Paesano Akkashian Apkarian, PC AMERICAN HOUSING INCOME TRUST, INC. AHIT S-1 OTC Markets
PF Hospitality Group KALAHARI GREENTECH INC. PFHS 10-12G OTC Markets
Ropes & Gray HUTCHISON CHINA MEDITECH LTD ~ F-1 ~
Seyfarth Shaw LLP NANOSPHERE INC NSPH S-1 NASDAQ
Seyfarth Shaw LLP NANOSPHERE INC NSPH S-3 NASDAQ
Shearman & Sterling LLP HUTCHISON CHINA MEDITECH LTD ~ F-1 ~
Sherman & Howard L.L.C. UQM TECHNOLOGIES INC UQM S-3 NYSE
Sichenzia Ross Friedman Ference LLP AMARANTUS BIOSCIENCE HOLDINGS, INC. AMBS S-1 OTC Markets
Simpson Thacher & Bartlett LLP SQUARE, INC. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP MATCH GROUP, INC. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP RMR GROUP INC. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP GABELLI GLOBAL SMALL & MID CAP VALUE TRUST GGZ N-2 NYSE
Stepp Law Corporation HAHA GENERATION CORP. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC CHICAGO CAPITAL GROUP INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC CYPRUS GROUP INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC LONGWOOD CAPITAL GROUP II INC. ~ S-1 ~
Taylor Wessing LLP MIMECAST LTD ~ F-1 ~
Wachtell, Lipton, Rosen & Katz MATCH GROUP, INC. ~ S-1 ~
Wachtell, Lipton, Rosen & Katz SQUARE, INC. ~ S-1 ~
White & Case LLP MIMECAST LTD ~ F-1 ~
Wilmer Cutler Pickering Hale and Dorr LLP APELLIS PHARMACEUTICALS, INC. ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. SQUARE, INC. ~ S-1 ~
Windels Marx Lane & Mittendorf LLP LAKELAND BANCORP INC LBAI S-4 NASDAQ
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE, INC AYTU S-1 OTC Markets

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.