IPO Underwriters of the Week: September 14 – 18

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
IEG HOLDINGS CORP S-1 Aegis Capital Corp. ~ ~
CIVITAS SOLUTIONS, INC. S-1 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. UBS Securities LLC / Raymond James & Associates, Inc. / SunTrust Robinson Humphrey, Inc. / BMO Capital Markets Corp. / Avondale Partners, LLC
PAYLOCITY HOLDING CORP S-3 Deutsche Bank Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc.
ANDINA ACQUISITION CORP. II S-1 Early Bird Capital, Inc. ~ ~
DIMENSION THERAPEUTICS, INC. S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Wells Fargo Securities, LLC / Canaccord Genuity Inc. / Cantor Fitzgerald & Co.
DAVE & BUSTER’S ENTERTAINMENT, INC. S-1 Jefferies LLC Piper Jaffray & Co. William Blair & Company, L.L.C. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / BMO Capital Markets Corp.
ADESTO TECHNOLOGIES CORP S-1 Needham & Company, LLC Oppenheimer & Co. Inc. Roth Capital Partners, LLC
TOTAL INCOME (PLUS) MORTGAGE FUND N-2 Northern Lights Distributors, LLC ~ ~
CROSS SHORE DISCOVERY FUND N-2 Unified Financial Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.


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