Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
| Registrant | Form | Underwriter 1 | Underwriter 2 | Underwriter 3 + |
| IEG HOLDINGS CORP | S-1 | Aegis Capital Corp. | ~ | ~ |
| CIVITAS SOLUTIONS, INC. | S-1 | Barclays Capital Inc. | Merrill Lynch, Pierce, Fenner & Smith Inc. | UBS Securities LLC / Raymond James & Associates, Inc. / SunTrust Robinson Humphrey, Inc. / BMO Capital Markets Corp. / Avondale Partners, LLC |
| PAYLOCITY HOLDING CORP | S-3 | Deutsche Bank Securities Inc. | Merrill Lynch, Pierce, Fenner & Smith Inc. | William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc. |
| ANDINA ACQUISITION CORP. II | S-1 | Early Bird Capital, Inc. | ~ | ~ |
| DIMENSION THERAPEUTICS, INC. | S-1 | Goldman, Sachs & Co. | Citigroup Global Markets Inc. | Wells Fargo Securities, LLC / Canaccord Genuity Inc. / Cantor Fitzgerald & Co. |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | S-1 | Jefferies LLC | Piper Jaffray & Co. | William Blair & Company, L.L.C. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / BMO Capital Markets Corp. |
| ADESTO TECHNOLOGIES CORP | S-1 | Needham & Company, LLC | Oppenheimer & Co. Inc. | Roth Capital Partners, LLC |
| TOTAL INCOME (PLUS) MORTGAGE FUND | N-2 | Northern Lights Distributors, LLC | ~ | ~ |
| CROSS SHORE DISCOVERY FUND | N-2 | Unified Financial Securities, Inc. | ~ | ~ |
Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.
Have a great week.
