IPOs and Transactions: August 31 – September 4

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Orchids Paper Products Co. w/ Polsinelli PC, AppSoft Technologies Inc. w/ Ruffa & Ruffa, PC and Ceres Inc w/ Shearman & Sterling LLP. We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisors Registrant Symbol Form Exchange
K&L Gates LLP 6D GLOBAL TECHNOLOGIES, INC SIXD S-3 NASDAQ
Allegiancy, LLC ALLEGIANCY, LLC ~ 1-A ~
Latham & Watkins LLP AMERICAN RENAL ASSOCIATES HOLDINGS, INC. ~ S-1 ~
Simpson Thacher & Bartlett LLP AMERICAN RENAL ASSOCIATES HOLDINGS, INC. ~ S-1 ~
Law Offices of Joseph L. Pittera AP EVENT INC. ~ S-1 ~
Ruffa & Ruffa, P.C. APPSOFT TECHNOLOGIES, INC. ~ S-1 ~
At Home Group Inc. AT HOME GROUP INC. ~ S-1 ~
Fried, Frank, Harris, Shriver & Jacobson LLP AT HOME GROUP INC. ~ S-1 ~
Latham & Watkins LLP AT HOME GROUP INC. ~ S-1 ~
Mayer Brown LLP BAXALTA INC BXLT S-1 NYSE
Sidley Austin LLP BAXALTA INC BXLT S-1 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP BAXALTA INC BXLT S-1 NYSE
Davis Polk & Wardwell LLP CAPITOL ACQUISITION CORP. III ~ S-1 ~
Graubard Miller CAPITOL ACQUISITION CORP. III ~ S-1 ~
Nelson Mullins Riley & Scarborough LLP CAROLINA FINANCIAL CORP CARO S-3 NASDAQ
Sidley Austin LLP CELSION CORP CLSN S-3 NASDAQ
Greenberg Traurig, LLP CENTURY COMMUNITIES, INC. CCS S-4 NYSE
Jones Walker L.L.P. CENTURYLINK, INC CTL S-4 NYSE
Shearman & Sterling LLP CERES, INC. CERE S-1 NASDAQ
Securities Compliance Group, Ltd. CHINA SOAR INFORMATION TECHNOLOGY, INC. ~ S-1 ~
Shearman & Sterling LLP CONTRAFECT CORP CFRX S-3 NASDAQ
Cadwalader, Wickersham & Taft LLP CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP ~ S-3 ~
Skadden, Arps, Slate, Meagher & Flom LLP CUSHING MLP INFRASTRUCTURE FUND II ~ N-2 ~
Cooley LLP CYTOKINETICS INC CYTK S-3 NASDAQ
Stroock & Stroock & Lavan LLP DELAWARE PIPELINE CO LLC ~ S-4 ~
Digital Ally, Inc. DIGITAL ALLY INC DGLY S-3 NASDAQ
Clark Wilson LLP EPIC STORES CORP. BETVD S-1 OTC Markets
Skadden, Arps, Slate, Meagher and Flom LLP IC POWER PTE. LTD. ~ F-1 ~
White & Case LLP IC POWER PTE. LTD. ~ F-1 ~
Andrews Kurth LLP INDEPENDENCE CONTRACT DRILLING, INC. ICD S-3 NYSE
Andrews Kurth LLP INDEPENDENT BANK GROUP, INC. IBTX S-4 NASDAQ
Haynie Rake Repass & Klimko, P.C. INDEPENDENT BANK GROUP, INC. IBTX S-4 NASDAQ
Larry Temple, Esq. INDEPENDENT BANK GROUP, INC. IBTX S-4 NASDAQ
Ellenoff Grossman & Schole LLP ITUS CORP ITUS S-3 NASDAQ
Baker Botts L.L.P. LIBERTY INTERACTIVE CORP QVCA S-4 NASDAQ
Weil, Gotshal & Manges LLP LIBERTY INTERACTIVE CORP QVCA S-4 NASDAQ
Foley & Lardner LLP MANITOWOC FOODSERVICE, INC. ~ 10-12B ~
Skadden, Arps, Slate, Meagher & Flom LLP MANITOWOC FOODSERVICE, INC. ~ 10-12B ~
Thompson Hine LLP MASSROOTS, INC. MSRT S-1 OTC Markets
Davis Polk & Wardwell LLP MCGRAW-HILL EDUCATION, INC. ~ S-1 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP MCGRAW-HILL EDUCATION, INC. ~ S-1 ~
Willkie Farr & Gallagher LLP MEDALLION FINANCIAL CORP TAXI N-2 NASDAQ
Armstrong Simpson NATCORE TECHNOLOGY INC. ~ F-1 ~
LoPresti Law Group, P.C. NATCORE TECHNOLOGY INC. ~ F-1 ~
Davis Polk & Wardwell LLP NOVOCURE LTD ~ S-1 ~
Proskauer Rose LLP NOVOCURE LTD ~ S-1 ~
Kilpatrick Townsend & Stockton LLP OLD LINE BANCSHARES INC OLBK S-4 NASDAQ
Ober, Kaler, Grimes & Shriver, PC OLD LINE BANCSHARES INC OLBK S-4 NASDAQ
Regal Bancorp, Inc. OLD LINE BANCSHARES INC OLBK S-4 NASDAQ
Polsinelli PC ORCHIDS PAPER PRODUCTS CO /DE TIS S-3 NYSE
Otonomy, Inc. OTONOMY, INC. OTIC S-3 NASDAQ
Wilson Sonsini Goodrich & Rosati, P.C. OTONOMY, INC. OTIC S-3 NASDAQ
Penny Auction Solutions, Inc PENNY AUCTION SOLUTIONS INC ~ 10-12G ~
Simpson Thacher & Bartlett LLP PFIZER INC PFE S-4 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP PFIZER INC PFE S-4 NYSE
Debevoise & Plimpton LLP PHARMEDIUM HEALTHCARE HOLDINGS, INC. ~ S-1 ~
K&L Gates LLP PHARMEDIUM HEALTHCARE HOLDINGS, INC. ~ S-1 ~
Simpson Thacher & Bartlett LLP PHARMEDIUM HEALTHCARE HOLDINGS, INC. ~ S-1 ~
Goodwin Procter LLP POINTCLICKCARE CORP. ~ F-1 ~
Osler, Hoskin & Harcourt LLP POINTCLICKCARE CORP. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP POINTCLICKCARE CORP. ~ F-1 ~
Wildeboer Dellelce LLP POINTCLICKCARE CORP. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP PROSPECT CAPITAL CORP PSEC N-2 NASDAQ
Greenberg Traurig, P.A. PV NANO CELL, LTD. ~ F-1 ~
Primes, Shiloh, Givon, Meir – Law Firm PV NANO CELL, LTD. ~ F-1 ~
Bass, Berry & Sims PLC QUORUM HEALTH CORP ~ 10-12B ~
Davis Polk & Wardwell LLP SANCILIO PHARMACEUTICALS COMPANY, INC. ~ S-1 ~
Greenberg Traurig, P.A. SANCILIO PHARMACEUTICALS COMPANY, INC. ~ S-1 ~
Santa Fe Petroleum, Inc. SANTA FE PETROLEUM, INC. SFPI 10-12G OTC Markets
Cooley LLP SIENTRA, INC. SIEN S-1 NASDAQ
Latham & Watkins LLP SIENTRA, INC. SIEN S-1 NASDAQ
Pearlman Schneider LLP SOCIAL REALITY, INC. SCRI S-1 OTC Markets
Sprinter Football Club, Inc. SPRINTER FOOTBALL CLUB, INC. ~ 1-A ~
Sun Dental Holdings, LLC SUN DENTAL HOLDINGS, LLC ~ 1-A ~
Latham & Watkins LLP T2 BIOSYSTEMS, INC. TTOO S-3 NASDAQ
Skadden, Arps, Slate, Meagher & Flom LLP TRAVELCENTERS OF AMERICA LLC TA S-3 NYSE
Alston & Bird LLP TRITON PACIFIC INVESTMENT CORPORATION, INC. ~ N-2 ~
Haynes and Boone, LLP ULTRA PETROLEUM CORP UPL S-4 NYSE
Bacchus Law Corporation VALMIE RESOURCES, INC. VMRI S-1 OTC Markets
Whitley LLP Attorneys at Law VALMIE RESOURCES, INC. VMRI S-1 OTC Markets
Eilers Law Group, PA VATEE INC. ~ S-1 ~
Stradling Yocca Carlson & Rauth VOLITIONRX LTD VNRX S-3 NYSE

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Click here to review the week’s underwriters.

Have a great week.

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