IPO Underwriters of the Week: August 24 – 28

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3+
ADVANCED INHALATION THERAPIES (AIT) LTD. F-1 Aegis Capital Corp. ~ ~
MIRNA THERAPEUTICS, INC. S-1 Citigroup Global Markets Inc. Leerink Partners LLC Oppenheimer & Co. Inc. / Cantor Fitzgerald & Co.
GWG HOLDINGS, INC. S-1 Emerson Equity LLC ~ ~
ACELITY HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / RBC Capital Markets, LLC / UBS Securities LLC
SBT BANCORP, INC. S-1 Keefe, Bruyette & Woods, Inc. ~ ~
CORTENDO AB F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Stifel, Nicolaus & Company, Inc. JMP Securities LLC / Roth Capital Partners, LLC / Arctic Securities AS
CYTOMX THERAPEUTICS, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Jefferies LLC Cowen and Company, LLC / Oppenheimer & Co. Inc.
ANADIGICS INC S-3 MLV & Co. LLC ~ ~
GERON CORP S-3 MLV & Co., LLC ~ ~
ALLEGIANCE BANCSHARES, INC. S-1 Robert W. Baird & Co. Inc. Stephens Inc. Keefe, Bruyette & Woods, Inc. / Sandler O’Neill & Partners, L.P.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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