IPO Underwriters of the Week(s): August 3 – 14

This is a two-week summer edition.

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALTERNATIVE SECURITIES MARKET, LLC 1-A Alternative Securities Markets Group Corporation ~ ~
CAPNIA, INC. S-1 Aspire Capital Fund, LLC ~ ~
CPI CARD GROUP INC. S-1 BMO Capital Markets Corp. Goldman, Sachs & Co. CIBC World Markets Inc.
CAREDX, INC. S-3 Cantor Fitzgerald & Co. ~ ~
BOULEVARD ACQUISITION CORP. II S-1 Citigroup Global Markets Inc. ~ ~
AETNA INC /PA/ S-4 Citigroup Global Markets Inc. ~ ~
PACE HOLDINGS CORP. S-1 Deutsche Bank Securities Inc. Citigroup Global Markets Inc. ~
DOUBLE EAGLE ACQUISITIONS CORP. S-1 Deutsche Bank Securities Inc. Merrill, Lynch, Pierce, Fenner & Smith Inc. ~
PROPHASE LABS, INC. S-3 Dutchess Opportunity Fund II, LP ~ ~
CPG YORK EVENT DRIVEN STRATEGIES, LLC N-2 Foreside Fund Services, LLC ~ ~
PENUMBRA INC S-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Wells Fargo Securities, LLC / Canaccord Genuity Inc.
MARINUS PHARMACEUTICALS INC S-3 JMP Securities LLC ~ ~
WAFERGEN BIO-SYSTEMS, INC. S-1 Ladenburg Thalmann & Co. Inc. ~ ~
EDGE THERAPEUTICS, INC. S-1 Leerink Partners LLC Credit Suisse Securities (USA) LLC Guggenheim Securities, LLC / JMP Securities LLC
NEPHROS INC S-1 Lincoln Park ~ ~
MAUSER GROUP B.V. F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / Robert W. Baird & Co. Inc. / Deutsche Bank Securities Inc. / Jefferies LLC
NEPHROGENEX, INC. S-3 MLV & Co. LLC ~ ~
PURE STORAGE, INC. S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Barclays Capital Inc. / Allen & Company LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Pacific Crest Securities, a division of KeyBanc Capital Markets Inc. / Stifel, Nicolaus & Company, Inc. / Raymond James & Associates, Inc. / Evercore Group L.L.C.
C1 FINANCIAL, INC. S-1 Raymond James & Associates, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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