IPO Underwriters of the Week: July 20 – 24

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
NATCORE TECHNOLOGY INC. F-1 Dutchess Opportunity Fund, II, LP LoPresti Law Group, P.C. ~
SHAKE SHACK INC. S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Barclays Capital Inc. / Goldman, Sachs & Co. / Jefferies LLC / William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc.
CITIZENS FINANCIAL GROUP INC/RI S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. ~ ~
VIZIO, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. Citigroup Global Markets Inc. / BMO Capital Markets Corp. / Piper Jaffray & Co. / Wells Fargo Securities, LLC / Roth Capital Partners, LLC
CITIZENS FINANCIAL GROUP INC/RI S-1 Morgan Stanley & Co. LLC ~ ~
CANNAVEST CORP. S-1 Redwood Management, LLC ~ ~
ANDALAY SOLAR, INC. S-1 Southridge Partners II LP ~ ~
VAN ECK OVERLAND ONLINE FINANCE TRUST N-2 UBS Securities LLC ~ ~
NEW BUSINESS NETHERLANDS N.V. F-1 UBS Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Santander Investment Securities Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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