IPO Underwriters of the Week: July 13 – 17

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ARDELYX, INC. S-3 Cantor Fitzgerald & Co. ~ ~
PROVECTUS BIO- PHARMACEUTICALS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
AXALTA COATING SYSTEMS LTD. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. Deutsche Bank Securities Inc. / J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / Jefferies LLC / UBS Securities LLC / Morgan Stanley & Co. LLC / BB&T Capital Markets / Nomura Securities International, Inc. / SMBC Nikko Securities America, Inc. / Academy Securities, Inc.
GORES HOLDINGS, INC. S-1 Deutsche Bank Securities Inc. ~ ~
ELDORADO RESORTS, INC. S-1 J.P. Morgan Securities LLC ~ ~
MEDICAL TRANSCRIPTION BILLING, CORP S-1 Ladenburg Thalmann & Co. Inc. ~ ~
UTAC HOLDINGS LTD. F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC
GREAT WESTERN BANCORP, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. J.P. Morgan Securities LLC
NUVEEN HIGH INCOME DECEMBER 2018 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN HIGH INCOME DECEMBER 2020 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN HIGH INCOME DECEMBER 2022 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
IFAN FINANCIAL, INC. S-1 SBI Investments, L.L.C. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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