IPO Underwriters of the Week: July 6 – 10

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SIGNAL GENETICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
SUMMIT MATERIALS, INC. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. ~
ALBERTSONS COMPANIES, INC. S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. / Morgan Stanley & Co. LLC / Lazard Frères & Co. LLC
EAGLE POINT CREDIT CO INC. N-2 Incapital LLC ~ ~
OASMIA PHARMACEUTICAL AB F-1 Ladenburg Thalmann & Co. Inc. ~ ~
GENSIGHT BIOLOGICS F-1 Leerink Partners LLC Evercore Group L.L.C. Canaccord Genuity Inc.
KONARED CORP S-1 Lincoln Park Capital Fund LLC ~ ~
HOULIHAN LOKEY, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. UBS Securities LLC / Keefe, Bruyette & Woods, Inc. / Houlihan Lokey Capital, Inc. / Sandler O’Neill & Partners, L.P. / JMP Securities LLC
AIMMUNE THERAPEUTICS, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities (USA) LLC Piper Jaffray & Co.
SRA COMPANIES, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. ~
GLOBAL BLOOD THERAPEUTICS, INC. S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Cowen and Company, LLC / Wedbush Securities Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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