IPO Underwriters of the Week: June 29 – July 3 (SEC holiday week)

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Confidential and uncomplicated for M&A. Click here.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
NEP GROUP, INC. S-1 Barclays Capital Inc. Morgan Stanley & Co. LLC Jefferies LLC / Macquarie Capital (USA) Inc. / RBC Capital Markets, LLC / Nomura Securities International, Inc. / Stifel, Nicolaus & Company, Inc.
CONIFER HOLDINGS, INC. S-1 BMO Capital Markets Corp. Raymond James & Associates, Inc. ~
DBV TECHNOLOGIES S.A. F-1 Citigroup Global Markets Inc. Morgan Stanley & Co. LLC Barclays Capital Inc. / Leerink Partners LLC / H.C. Wainwright & Co.
CURIS INC S-3 Cowen and Company, LLC ~ ~
ATARA BIOTHERAPEUTICS, INC. S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Canaccord Genuity Inc. / JMP Securities LLC / SunTrust Robinson Humphrey, Inc.
ZYNERBA PHARMECEUTICALS, INC. S-1 Jefferies LLC Piper Jaffray & Co. Canaccord Genuity Inc. / Oppenheimer & Co. Inc.
NEURODERM LTD. F-1 Jefferies LLC Cowen and Company, LLC ~
UNIVISION HOLDINGS, INC. S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Deutsche Bank Securities Inc.
ANDALAY SOLAR, INC. S-1 Southridge Partners II LP ~ ~
LIBERTY STAR URANIUM & METALS CORP. S-1 Tangiers Investment Group, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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