IPOs and Transactions: June 15 – 19

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Enerjex Resources Inc. w/ Reicker, Pfau, Pyle & McRoy LLP and Vanguard Natural Resources Inc. w/ Eagle Rock Energy Partners LP, Paul Hastings LLP and Vinson & Elkins LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


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Law firm / Advisor Registrant Symbol Form Exchange
Andrews Kurth LLP CRESTWOOD EQUITY PARTNERS LP CEQP S-4 NYSE
Baker Botts L.L.P. BOWIE RESOURCE PARTNERS LP ~ S-1 ~
Bass, Berry & Sims PLC GLADSTONE INVESTMENT CORPORATION\DE GAIN N-2 Nasdaq
Clifford Chance US LLP RIVERBANC MULTIFAMILY INVESTORS, INC. ~ S-11 Nasdaq
Cooley LLP OOMA INC ~ S-1 ~
Cooley LLP CHIASMA, INC ~ S-1 Nasdaq
Cooley LLP CONKWEST, INC. ~ S-1 Nasdaq
Cooley LLP NOVABAY PHARMACEUTICALS, INC. NBY S-3 NYSE
Covington & Burling LLP NABRIVA THERAPEUTICS AG ~ F-1 ~
Covington & Burling LLP LIVE OAK BANCSHARES, INC. ~ S-1 Nasdaq
Davis Polk & Wardwell LLP AEGLEA BIOTHERAPEUTICS, INC. ~ S-1 Nasdaq
Dorsey & Whitney LLP ENERGIZER RESOURCES, INC. ENZR S-1 ~
Dorsey & Whitney LLP TIMBERLINE RESOURCES CORP TLR S-3 NYSE
Eagle Rock Energy Partners, L.P. VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Ellenoff Grossman & Schole LLP JM GLOBAL HOLDING CO ~ S-1 ~
Ellenoff Grossman & Schole, LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 ~
Fellheimer & Eichen LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 ~
Fenwick & West LLP AEGLEA BIOTHERAPEUTICS, INC. ~ S-1 Nasdaq
Gewerter & Dowling,  Attys. at Law ARRINGTON JONES, INC. ~ S-1 ~
Goodwin Procter LLP NEOS THERAPEUTICS, INC. ~ S-1 ~
Goodwin Procter LLP CHIASMA, INC ~ S-1 Nasdaq
Graubard Miller JM GLOBAL HOLDING CO ~ S-1 ~
Greenberg Traurig, P.A. PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 NYSE
Haneberg, PLC WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-4 Nasdaq
Hunter Taubman Fischer LLC ONE HORIZON GROUP, INC. OHGI S-3 Nasdaq
Hunton & Williams LLP WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-4 Nasdaq
Hunton & Williams LLP RIVERBANC MULTIFAMILY INVESTORS, INC. ~ S-11 Nasdaq
Indeglia & Carney, LLP. HII TECHNOLOGIES, INC. HIIT S-1 Nasdaq
Infinity Energy Resources, Inc. INFINITY ENERGY RESOURCES, INC IFNY S-1 ~
Jones Day CSW INDUSTRIALS, INC. ~ 10-12B ~
Kirkland & Ellis International LLP INNOLIGHT TECHNOLOGY CORP ~ F-1 ~
Latham & Watkins LLP VTV THERAPEUTICS INC. ~ S-1 ~
Latham & Watkins LLP OLLIE’S BARGAIN OUTLET HOLDINGS, INC. ~ S-1 Nasdaq
Latham & Watkins LLP PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 NYSE
LeClairRyan, PC DELCATH SYSTEMS, INC. DCTH S-1 Nasdaq
Locke Lord LLP BERKSHIRE HILLS BANCORP INC BHLB S-4 NYSE
Locke Lord LLP CRESTWOOD EQUITY PARTNERS LP CEQP S-4 NYSE
Luse Gorman, PC BERKSHIRE HILLS BANCORP INC BHLB S-4 NYSE
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEOS THERAPEUTICS, INC. ~ S-1 ~
Morgan, Lewis & Bockius LLP POSEIDON CONTAINERS HOLDINGS CORP. ~ F-1 ~
Morgan, Lewis & Bockius LLP DELCATH SYSTEMS, INC. DCTH S-1 Nasdaq
Morgan, Lewis & Bockius LLP AGILE THERAPEUTICS INC AGRX S-3 Nasdaq
Nelson Mullins Riley & Scarborough, LLP UNITED COMMUNITY BANKS INC UCBI S-4 Nasdaq
New Colombia Resources, Inc. NEW COLOMBIA RESOURCES INC NEWC 10-12G ~
Northwest Registered Agent LLC SAVDEN GROUP CORP. ~ S-1 ~
Ollie’s Bargain Outlet Holdings, Inc. OLLIE’S BARGAIN OUTLET HOLDINGS, INC. ~ S-1 Nasdaq
O’Melveny & Myers LLP JUPAI HOLDINGS LTD ~ F-1 ~
Orrick, Herrington & Sutcliffe LLP OOMA INC ~ S-1 ~
Paul Hastings LLP VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Paul Hastings LLP CRESTWOOD EQUITY PARTNERS LP CEQP S-4 NYSE
Paul, Weiss, Rifkind, Wharton & Garrison LLP VTV THERAPEUTICS INC. ~ S-1 ~
Proskauer Rose LLP ASCENA RETAIL GROUP, INC. ASNA S-4 Nasdaq
Reed Smith LLP BIOCARDIA, INC. ~ S-1 ~
Reed Smith LLP YOU ON DEMAND HOLDINGS, INC. YOD S-3 Nasdaq
Reicker, Pfau, Pyle & McRoy LLP ENERJEX RESOURCES, INC. ENRJ S-1 NYSE
Richardson & Patel LLP VIVEVE MEDICAL, INC. VIVMF S-1 ~
Seward & Kissel LLP POSEIDON CONTAINERS HOLDINGS CORP. ~ F-1 ~
Sheppard Mullin Richter & Hampton LLP GIGA TRONICS INC GIGA S-3 Nasdaq
Sidley Austin LLP HANSEN MEDICAL INC HNSN S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP INNOLIGHT TECHNOLOGY CORP ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP JUPAI HOLDINGS LTD ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK HEALTH SCIENCES TRUST BME N-2 NYSE
The Doney Law Firm KIRIN CORP. ~ S-1 ~
Thompson Hine LLP MAJESCO ENTERTAINMENT CO COOL S-3 Nasdaq
Troutman Sanders LLP UNITED COMMUNITY BANKS INC UCBI S-4 Nasdaq
Vinson & Elkins L.L.P. BOWIE RESOURCE PARTNERS LP ~ S-1 ~
Vinson & Elkins L.L.P. VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Vinson & Elkins L.L.P. RSP PERMIAN, INC. RSPP S-4 NYSE
Wachtell, Lipton, Rosen & Katz ASCENA RETAIL GROUP, INC. ASNA S-4 Nasdaq
Weil, Gotshal & Manges LLP AMC ENTERTAINMENT INC ~ S-4 ~
Weil, Gotshal & Manges LLP OLLIE’S BARGAIN OUTLET HOLDINGS, INC. ~ S-1 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP NABRIVA THERAPEUTICS AG ~ F-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. BIOCARDIA, INC. ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. CONKWEST, INC. ~ S-1 Nasdaq
Wyrick Robbins Yates & Ponton LLP LIVE OAK BANCSHARES, INC. ~ S-1 Nasdaq

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Have a great week.

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