IPO Underwriters of the Week: June 15 – 19

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CHIASMA, INC S-1 Barclays Capital Inc. Cowen and Company, LLC William Blair & Company, L.L.C. / Oppenheimer & Co. Inc.
BIOCARDIA, INC. S-1 Cantor Fitzgerald & Co. Roth Capital Partners, LLC Maxim Group LLC
JM GLOBAL HOLDING CO S-1 Cantor Fitzgerald & Co. ~ ~
OPTEX SYSTEMS HOLDINGS INC S-1 Chardan Capital Markets, LLC ~ ~
BOWIE RESOURCE PARTNERS LP S-1 Citigroup Global Markets Inc. Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. / UBS Securities LLC / Credit Suisse Securities (USA) LLC / Stifel, Nicolaus & Company, Inc. /  Brean Capital, LLC
AEGLEA BIOTHERAPEUTICS, INC. S-1 Cowen and Company, LLC UBS Securities LLC BMO Capital Markets Corp. / Wedbush Securities Inc.
INNOLIGHT TECHNOLOGY CORP F-1 Credit Suisse Securities (USA) LLC Barclays Capital Inc. ~
JUPAI HOLDINGS LTD F-1 Credit Suisse Securities (USA) LLC China Renaissance Securities (Hong Kong) Ltd. ~
OOMA INC S-1 Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith Inc. JMP Securities LLC / William Blair & Company, L.L.C. / Wunderlich Securities, Inc.
PLATFORM SPECIALTY PRODUCTS CORP S-3 Credit Suisse Securities (USA) LLC Barclays Capital Inc. UBS Securities LLC / Citigroup Global Markets Inc.
OLLIE’S BARGAIN OUTLET HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Jefferies LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Credit Suisse Securities (USA) LLC / Piper Jaffray & Co. / KeyBanc Capital Markets Inc. / RBC Capital Markets, LLC
NABRIVA THERAPEUTICS AG F-1 Leerink Partners LLC RBC Capital Markets, LLC Needham & Company, LLC / Wedbush Securities Inc.
WHEELER REAL ESTATE INVESTMENT TRUST, INC. S-4 Maxim Group LLC Compass Point Research & Trading, LLC
CONKWEST, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Jefferies LLC / Piper Jaffray & Co. / MLV & Co. LLC
POSEIDON CONTAINERS HOLDINGS CORP. F-1 Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. UBS Securities LLC
VTV THERAPEUTICS INC. S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. Canaccord Genuity Inc. / Janney Montgomery Scott LLC
RIVERBANC MULTIFAMILY INVESTORS, INC. S-11 Robert W. Baird & Co. Inc. Keefe, Bruyette & Woods, Inc. ~
DELCATH SYSTEMS, INC. S-1 Roth Capital Partners, LLC ~ ~
LIVE OAK BANCSHARES, INC. S-1 Sandler O’Neill & Partners, L.P. Keefe Bruyette & Woods, Inc. SunTrust Robinson Humphrey, Inc.
NEOS THERAPEUTICS, INC. S-1 UBS Securities LLC BMO Capital Markets Corp. RBC Capital Markets, LLC / JMP Securities LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.
Have a great week.

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