IPOs and Transactions: May 26 – 29 (USA holiday week)

There were 36 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Bionik Laboratories Corp. w/ Ruskin Moscou Faltischek PC, Capitala Finance Corp. w/ Sutherland Asbill & Brennan LLP and Sole Elite Group LTD w/ Ellenoff Grossman & Schole LLP and Schiff Hardin LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Exchange
Alston & Bird, LLP CONSUMER PORTFOLIO SERVICES INC CPSS S-3 Nasdaq
Andrews Kurth LLP ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 Nasdaq
Arnold & Porter LLP TRIVASCULAR TECHNOLOGIES, INC. TRIV S-3 Nasdaq
Chapman and Cutler LLP RIVERNORTH MULTI-STRATEGY ARBITRAGE FUND, INC. ~ N-2 ~
Cleary Gottlieb Steen & Hamilton LLP VERISIGN INC/CA VRSN S-4 Nasdaq
Cooley LLP VICAL INC VICL S-3 Nasdaq
Davis Polk & Wardwell LLP DPL INC ~ S-4 ~
Davis Polk & Wardwell LLP MICROCHIP TECHNOLOGY INC MCHP S-4 Nasdaq
Dentons US LLP ASTERIAS BIOTHERAPEUTICS, INC. AST S-3 NYSE
DLA Piper LLP EQUITY RESIDENTIAL EQR S-3 NYSE
Ellenoff Grossman & Schole LLP SOLE ELITE GROUP LTD ~ F-1 ~
Fox Rothschild LLP BLUE CALYPSO, INC. BCYP S-1 ~
Frost Brown Todd LLC ALMOST FAMILY INC AFAM S-3 Nasdaq
Goodwin Procter LLP CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
Hunter Taubman EWELLNESS HEALTHCARE CORP ~ S-1 ~
Kramer Levin Naftalis & Frankel LLP GENCO SHIPPING & TRADING LTD GNKWF S-3 OTC Markets
Latham & Watkins LLP TELADOC, INC. ~ S-1 ~
Latham & Watkins LLP SERES THERAPEUTICS, INC. ~ S-1 Nasdaq
Manatt, Phelps & Phillips, LLP IMPAC MORTGAGE HOLDINGS INC IMH S-3 NYSE
McDermott Will & Emery LLP BLUE CALYPSO, INC. BCYP S-1 ~
McDowell Odom LLP SLEEPAID HOLDING CO. ~ 10-12G ~
Meitar Liquornik Geva Leshem Tal CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. CATASYS, INC. CATS S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. INTRA-CELLULAR THERAPIES, INC. ITCI S-3 Nasdaq
Morrison & Foerster LLP INDEPENDENCE REALTY TRUST, INC IRT S-4 NYSE
Morse, Barnes-Brown & Pendleton, PC ZOOM TELEPHONICS, INC. ZMTP S-1 ~
MUFG Union Bank, N.A. VENTURE LENDING & LEASING VIII, INC. ~ 10-12G ~
Naschitz, Brandes, Amir & Co. CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
O’Melveny & Myers LLP SPORTSMAN’S WAREHOUSE HOLDINGS, INC. SPWH S-3 Nasdaq
Parsons /Burnett /Bjordahl /Hume, LLP DD’S DELUXE ROD HOLDER, INC. ~ S-1 ~
Pepper Hamilton LLP INDEPENDENCE REALTY TRUST, INC IRT S-4 NYSE
Perkins Coie LLP INFOSONICS CORP IFON S-3 Nasdaq
Qian & Company REIGN SAPPHIRE CORP ~ S-1 ~
Ropes & Gray LLP SERES THERAPEUTICS, INC. ~ S-1 Nasdaq
Ropes & Gray LLP ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP. BNKL S-1 OTC Markets
Schiff Hardin LLP SOLE ELITE GROUP LTD ~ F-1 ~
Sichenzia Ross Friedman Ference LLP TOWERSTREAM CORP TWER S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP TCP CAPITAL CORP. TCPC N-2 Nasdaq
Stroock & Stroock & Lavan LLP A&Q MULTI-STRATEGY FUND ~ N-2 ~
Sullivan & Cromwell LLP ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Sutherland Asbill & Brennan LLP CAPITALA FINANCE CORP. CPTA N-2 Nasdaq
Vinson & Elkins L.L.P. ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 Nasdaq
Wachtell, Lipton, Rosen & Katz ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Weil, Gotshal & Manges LLP TELADOC, INC. ~ S-1 ~
White & Case LLP CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
Wilson & Oskam, LLP ZONZIA MEDIA, INC. ZONX S-1 ~
Wilson Sonsini Goodrich & Rosati PC MICROCHIP TECHNOLOGY INC MCHP S-4 Nasdaq

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Have a great week.

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