IPO Underwriters of the Week: May 11 – 15

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EMPIRE PETROLEUM PARTNERS, LP S-1 Barclays Capital Inc. Wells Fargo Securities, LLC ~
E-COMPASS ACQUISITION CORP. S-1 Cantor Fitzgerald & Co. ~ ~
SINO MERCURY ACQUISITION CORP. S-4 Cantor Fitzgerald & Co. ~ ~
VITAL THERAPIES INC S-3 Cantor Fitzgerald & Co. ~ ~
CATABASIS PHARMACEUTICALS INC S-1 Citigroup Global Markets Inc. Cowen and Company, LLC Oppenheimer & Co. Inc. / Wedbush Securities Inc.
NIVALIS THERAPEUTICS, INC. S-1 Cowen and Company, LLC Stifel, Nicolaus & Company, Inc. Robert W. Baird & Co. Inc. / H.C. Wainwright & Co., LLC
OCERA THERAPEUTICS, INC. S-3 Cowen and Company, LLC ~ ~
CORINDUS VASCULAR ROBOTICS, INC. S-1 Cowen and Company, LLC Stifel, Nicolaus & Company, Inc. ~
LOANCORE REALTY TRUST, INC. S-11 Deutsche Bank Securities Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Jefferies LLC
GABELLI SECURITIES GROUP, INC. 10-12B G.research, Inc. ~ ~
ULURU INC. S-1 Inter-Mountain Capital Corp. ~ ~
GLAUKOS CORP S-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner and Smith Inc. Goldman, Sachs & Co. / William Blair & Company, L.L.C. / Cantor Fitzgerald & Co.
AXOVANT SCIENCES LTD. S-1 Jefferies LLC Evercore Group, L.L.C. RBC Capital Markets, LLC / JMP Securities LLC / Robert W. Baird & Co. Inc.
MARKIT LTD. F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. Citigroup Global Markets Inc./ Credit Suisse Securities (USA) LLC / Deutsche Bank Securities Inc. / Goldman, Sachs & Co. / HSBC Securities (USA) Inc. / J.P. Morgan Securities LLC / Morgan Stanley & Co. LLC / UBS Securities LLC / BNP Paribas Securities Cor
LANDMARK APARTMENT TRUST, INC. S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. ~
MINDBODY, INC. S-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC UBS Securities LLC / Pacific Crest Securities, a division of KeyBanc Capital Markets Inc. / JMP Securities LLC
AMYRIS, INC. S-3 Nomis Bay Ltd. ~ ~
WORLD MEDIA & TECHNOLOGY CORP. S-1 Power Clouds Inc. ~ ~
BIOTIE THERAPIES CORP. F-1 RBC Capital Markets, LLC Stifel, Nicolaus & Company, Inc. JMP Securities LLC / Roth Capital Partners, LLC
AIM EXPLORATION INC. S-1 Southridge Partners II, LP ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Have a great week.

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