IPOs and Transactions: April 27 – May 1 / plus Virtual Data Room video

There were 48 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cyalume Technologies Holdings Inc. w/ Greenberg Traurig, LLP, Powerstorm Holdings Inc. w/ Szaferman, Lakind, Blumstein & Blader, PC and Carolina Bank Holdings Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


Confidential and uncomplicated for M&A. Click here.

Law firm / Advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP EAGLE BULK SHIPPING INC. EGLE S-3 Nasdaq
Akin Gump Strauss Hauer & Feld LLP TRANSATLANTIC PETROLEUM LTD. TAT S-3 NYSE
Arent Fox LLP CION INVESTMENT CORP N-2 ~
Befumo & Schaeffer, PLLC T-BAMM S-1 ~
Chapman and Cutler LLP NUVEEN HIGH INCOME 2020 TARGET TERM FUND N-2 ~
Choate, Hall & Stewart LLP AGENUS INC AGEN S-3 Nasdaq
Cleary Gottlieb Steen & Hamilton LLP ADEPTUS HEALTH INC. ADPT S-1 NYSE
Clifford Chance US LLP QUOTIENT LTD QTNTU S-3 Nasdaq
Cooley LLP FLEXION THERAPEUTICS INC FLXN S-3 Nasdaq
Cooley LLP MINERVA NEUROSCIENCES, INC. NERV S-1 Nasdaq
Cooley LLP NOVABAY PHARMACEUTICALS, INC. NBY S-3 NYSE
Covington & Burling LLP AFFIMED N.V. AFMD F-1 Nasdaq
Davis Polk & Wardwell LLP AFFIMED N.V. AFMD F-1 Nasdaq
Dechert LLP CION INVESTMENT CORP N-2 ~
Dechert LLP GRIFFON CORP GFF S-4 NYSE
Dechert LLP GRIFFON CORP GFF S-3 NYSE
DLA Piper LLP PACIFIC DATAVISION, INC. PDVW S-1 Nasdaq
Duane Morris LLP DONEGAL GROUP INC DGICA S-3 Nasdaq
Fried, Frank, Harris, Shriver & Jacobson LLP ALION SCIENCE & TECHNOLOGY CORP S-1 ~
Fried, Frank, Harris, Shriver & Jacobson LLP REIS, INC. REIS S-3 Nasdaq
Gibson, Dunn & Crutcher LLP PACIFIC DATAVISION, INC. PDVW S-1 Nasdaq
Greenberg Traurig, LLP CYALUME TECHNOLOGIES HOLDINGS, INC. CYLU S-1 ~
Greenberg Traurig, LLP MOBIVITY HOLDINGS CORP. MFON S-1 ~
Holland & Hart LLP SM ENERGY CO SM S-4 NYSE
IMC Holdings, Inc. IMC HOLDINGS, INC. 10-12G ~
InCorp Services Inc. CONVERSATION INSTITUTE, INC. S-1 ~
K MacInnes Law Group ABATTIS BIOCEUTICALS CORP ATTBF F-1 ~
K&L Gates LLP NUVEEN HIGH INCOME 2020 TARGET TERM FUND N-2 ~
Kaye Scholer LLP FIVE OAKS INVESTMENT CORP. OAKSPRA S-3 NYSE
Latham & Watkins LLP ALION SCIENCE & TECHNOLOGY CORP S-1 ~
Latham & Watkins LLP MCBC HOLDINGS, INC. S-1 ~
Latham & Watkins LLP INC RESEARCH HOLDINGS, INC. INCR S-1 Nasdaq
Ledgewood, P.C. ATLAS RESOURCES LLC S-3 ~
Libertas Law Group, Inc. CHANTICLEER HOLDINGS, INC. HOTR S-3 Nasdaq
Matheau J. W. Stout, Esq. MYSIZE INC. 10-12B ~
Morrison & Foerster LLP WHITESTONE REIT WSR S-3 NYSE
Morrison & Foerster LLP FARMLAND PARTNERS INC. FPI S-3 NYSE
Morse, Zelnick, Rose & lander, LLP MANHATTAN BRIDGE CAPITAL, INC LOAN S-3 Nasdaq
Nelson Mullins Riley & Scarborough LLP SHEPHERD’S FINANCE, LLC S-1 ~
Olshan Frome Wolosky LLP DIGIRAD CORP DRAD S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP HEXION INC. S-4 ~
Proskauer Rose LLP MCBC HOLDINGS, INC. S-1 ~
Richardson & Patel, LLP UNI-PIXEL UNXL S-3 Nasdaq
Ropes & Gray LLP VOYA PRIME RATE TRUST PPR N-2 NYSE
Simpson Thacher & Bartlett LLP ADEPTUS HEALTH INC. ADPT S-1 NYSE
Sonfield & Sonfield GREEN TECHNOLOGY SOLUTIONS, INC. GTSO S-1 ~
Strasburger & Price, LLP SAEXPLORATION HOLDINGS, INC. SAEX S-4 Nasdaq
Stroock & Stroock & Lavan LLP CEDAR REALTY TRUST, INC. CDR S-3 NYSE
Sullivan & Cromwell LLP CIM COMMERCIAL TRUST CORP CMCT S-11 Nasdaq
Sutherland Asbill & Brennan LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 NYSE
Szaferman, Lakind, Blumstein & Blader, PC POWERSTORM HOLDINGS, INC. PSTO S-1 ~
Thompson & Knight LLP REX ENERGY CORP REXX S-4 Nasdaq
Voya Insurance and Annuity Company VOYA INSURANCE & ANNUITY CO S-3 ~
Voya Insurance and Annuity Company VOYA RETIREMENT INSURANCE & ANNUITY CO S-3 ~
Weil, Gotshal & Manges LLP CLOYES GEAR & PRODUCTS INC S-4 ~
Wyrick Robbins Yates & Ponton LLP CAROLINA BANK HOLDINGS INC CLBH S-1 Nasdaq
Wyrick Robbins Yates & Ponton LLP INC RESEARCH HOLDINGS, INC. INCR S-1 Nasdaq

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Have a great week.

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