IPOs and Transactions: April 20 – 24 / plus video: M&A expert panel

There were 52 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Energous Corp. w/ K&L Gates LLP, Electrum Special Acquisitions Corp w/ Ellenoff Grossman & Schole LLP and Greenberg Traurig, LLP and China Automotive Systems Inc. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP MEMORIAL PRODUCTION PARTNERS LP MEMP S-4 Nasdaq
Baker Botts L.L.P. GPM PETROLEUM LP ~ S-1 ~
Burns & Levinson LLP HARVARD BIOSCIENCE INC HBIO S-3 Nasdaq
Care Capital Properties, Inc. CARE CAPITAL PROPERTIES, INC. ~ 10-12B ~
Covington & Burling LLP WSFS FINANCIAL CORP WSFS S-4 Nasdaq
Cyberonics, Inc. SAND HOLDCO PLC ~ S-4 ~
Davis Polk & Wardwell LLP FOGO DE CHAO, INC. ~ S-1 ~
Davis Polk & Wardwell LLP AURIS MEDICAL HOLDING AG EARS F-1 Nasdaq
Dechert LLP PRIVATE ADVISORS ALTERNATIVE STRATEGIES FUND ~ N-2 ~
Dechert LLP PRIVATE ADVISORS ALTERNATIVE STRATEGIES MASTER FUND ~ N-2 ~
Dorsey & Whitney LLP PEOPLE’S UTAH BANCORP ~ S-1 ~
Dorsey & Whitney LLP TRI-STATE GENERATION & TRANSMISSION ASSOCIATION, INC. ~ S-4 ~
Dorsey & Whitney LLP PERSEON CORP PRSN S-1 Nasdaq
Ellenoff Grossman & Schole LLP ELECTRUM SPECIAL ACQUISITION CORP ~ S-1 ~
Fifth Avenue Law Group, PLLC VISUALANT INC VSUL S-1 ~
Fox Rothschild LLP BIO KEY INTERNATIONAL INC BKYI S-1 ~
Goodwin Procter LLP AXA EQUITABLE LIFE INSURANCE CO ~ S-3 ~
Goodwin Procter LLP AXA EQUITABLE LIFE INSURANCE CO ~ S-3 ~
Gracin & Marlow, LLP XRPRO SCIENCES, INC. ~ S-1 ~
Graubard Miller PAVMED INC. ~ S-1 ~
Greenberg Traurig LLP STELLAR BIOTECHNOLOGIES, INC. ~ S-3 ~
Greenberg Traurig, LLP ELECTRUM SPECIAL ACQUISITION CORP ~ S-1 ~
Greenberg Traurig, LLP PAVMED INC. ~ S-1 ~
Greenberg Traurig, LLP RMG NETWORKS HOLDING CORP RMGN S-3 Nasdaq
Greenberg Traurig, P.A. SBA COMMUNICATIONS CORP SBAC S-4 Nasdaq
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP ALDEYRA THERAPEUTICS, INC. ALDX S-1 Nasdaq
Haneberg, PLC WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-3 Nasdaq
Hartford Life Insurance Company UNION SECURITY INSURANCE CO ~ S-1 ~
Hartford Life Insurance Company UNION SECURITY LIFE INSURANCE CO OF NEW YORK ~ S-1 ~
Haynes and Boone, LLP EXCO RESOURCES INC XCO S-3 NYSE
Hogan Lovells US LLP WESTERN ALLIANCE BANCORPORATION WAL S-4 NYSE
Jill Arlene Robbins P.A. PACIFICORP HOLDINGS LTD. ~ S-1 ~
Jones Day GUIDED THERAPEUTICS INC GTHP S-1 OTC
K&L Gates LLP HECLA MINING CO/DE/ HL S-4 NYSE
K&L Gates LLP ENERGOUS CORP WATT S-3 Nasdaq
Kramer Levin Naftalis & Frankel LLP ARDEN SAGE MULTI-STRATEGY FUND, L.L.C. ~ N-2 ~
Kramer Levin Naftalis & Frankel LLP ARDEN SAGE MULTI-STRATEGY INSTITUTIONAL FUND, L.L.C. ~ N-2 ~
Latham & Watkins LLP FOGO DE CHAO, INC. ~ S-1 ~
Latham & Watkins LLP SAND HOLDCO PLC ~ S-4 ~
Latham & Watkins LLP AURIS MEDICAL HOLDING AG EARS F-1 Nasdaq
Law Office of Andrew Coldicutt APPOINTMED, INC. ~ S-1 ~
Loev Law Firm, PC VERTEX ENERGY INC. VTNR S-3 Nasdaq
LookSmart Group, Inc. LOOKSMART LTD LOOK 10-12G Nasdaq
Lowenstein Sandler LLP VISUALANT INC VSUL S-1 ~
Mayer Brown LLP HUNTINGTON FUNDING, LLC ~ S-3 ~
McDermott Will & Emery LLP PERSEON CORP PRSN S-1 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. ALDEYRA THERAPEUTICS, INC. ALDX S-1 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEPHROGENEX, INC. NRX S-1 Nasdaq
Morrison & Foerster LLP B. RILEY FINANCIAL, INC. RILY S-3 OTC
Park Avenue Group OWC PHARMACEUTICAL RESEARCH CORP. OWCP S-1 ~
Parker Poe Adams & Bernstein LLP ATLANTA MOTOR SPEEDWAY INC ~ S-4 ~
Perkins Coie LLP OVERSTOCK.COM, INC OSTK S-3 Nasdaq
Pillsbury Winthrop Shaw Pittman LLP WESTERN ALLIANCE BANCORPORATION WAL S-4 NYSE
Randall | Danskin, P.S. HECLA MINING CO/DE/ HL S-4 NYSE
Reed Smith LLP NEPHROGENEX, INC. NRX S-1 Nasdaq
Robinson Brog Leinwand Greene Genovese & Gluck P.C. NXT-ID, INC. NXTD S-3 Nasdaq
Ropes & Gray LLP VOYA PRIME RATE TRUST PPR N-2 NYSE
Silver, Freedman, Taff & Tiernan LLP WSFS FINANCIAL CORP WSFS S-4 Nasdaq
Sorin S.P.A. SAND HOLDCO PLC ~ S-4 ~
Square 1 Financial, Inc. PACWEST BANCORP PACW S-4 Nasdaq
Stoel Rives LLP PEOPLE’S UTAH BANCORP ~ S-1 ~
Stoll Keenon Ogden PLLC KENTUCKY BANCSHARES INC /KY/ KTYB S-4 ~
Sullivan & Cromwell LLP SAND HOLDCO PLC ~ S-4 ~
Sullivan & Cromwell LLP PACWEST BANCORP PACW S-4 Nasdaq
Sutherland Asbill & Brennan LLP HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC N-2 NYSE
The Law Offices of Thomas C. Cook, Ltd. IPOWORLD IPOW S-1 ~
Thomas J. Craft, Jr., Esq. OWC PHARMACEUTICAL RESEARCH CORP. OWCP S-1 ~
Vinson & Elkins L.L.P. GPM PETROLEUM LP ~ S-1 ~
Vinson & Elkins L.L.P. SUNCOKE ENERGY PARTNERS, L.P. SXCP S-3 NYSE
Voya Retirement Insurance and Annuity Company VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~
Wachtell, Lipton, Rosen & Katz PACWEST BANCORP PACW S-4 Nasdaq
Winston & Strawn LLP CHINA AUTOMOTIVE SYSTEMS INC CAAS S-3 Nasdaq
Wyatt, Tarrant & Combs, LLP KENTUCKY BANCSHARES INC /KY/ KTYB S-4 ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Click here to review the week’s underwriters.

Have a great week.

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