IPO Underwriters of the Week: April 20 – 24 / plus video: M&A experts panel

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
AXA EQUITABLE LIFE INSURANCE CO S-3 AXA Advisors, LLC AXA Distributors, LLC ~
NEPHROGENEX, INC. S-1 Canaccord Genuity Inc. JMP Securities LLC ~
ELECTRUM SPECIAL ACQUISITION CORP S-1 Cantor Fitzgerald & Co. ~ ~
WHEELER REAL ESTATE INVESTMENT TRUST, INC. S-3 Compass Point Research & Trading, LLC ~ ~
ALDEYRA THERAPEUTICS, INC. S-1 Cowen and Company, LLC Canaccord Genuity Inc. Janney Montgomery Scott LLC / Laidlaw & Company (UK) Ltd.
PAVMED INC. S-1 CRT Capital Group LLC ~ ~
PEOPLE’S UTAH BANCORP S-1 D.A. Davidson & Co. Sandler O’Neill & Partners, L.P. FIG Partners, LLC
VOYA RETIREMENT INSURANCE & ANNUITY CO S-3 Directed Services LLC ~ ~
UNION SECURITY INSURANCE CO S-1 Hartford Securities Distribution, Inc. ~ ~
UNION SECURITY LIFE INSURANCE CO OF NEW YORK S-1 Hartford Securities Distribution, Inc. ~ ~
FOGO DE CHAO, INC. S-1 Jefferies LLC J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC / Deutsche Bank Securities Inc. / Piper Jaffray & Co. / Wells Fargo Securities, LLC
AURIS MEDICAL HOLDING AG F-1 Leerink Partners LLC JMP Securities LLC Needham & Company, LLC
VISUALANT INC S-1 Maxim Group LLC The Benchmark Company LLC ~
PERSEON CORP S-1 Maxim Group LLC ~ ~
GPM PETROLEUM LP S-1 Raymond James & Associates, Inc. ~ ~
VOYA PRIME RATE TRUST N-2 Voya Investments Distributor, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week

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