IPO Underwriters of the Week: April 6 – 10 / plus M&A webinar invitation

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registants Form Underwriter 1 Underwriter 2 Underwriter 3 +
PGA HOLDINGS, INC. S-1 Barclays Capital Inc. Goldman, Sachs & Co. William Blair & Company, L.L.C. / Wells Fargo Securities, LLC
FENIX PARTS, INC. S-1 BMO Capital Markets Corp. Stifel, Nicolaus & Company, Inc.
ENTERGY NEW ORLEANS INC S-3 Citigroup Global Markets Inc. ~ ~
ACHAOGEN INC S-3 Cowen and Company, LLC ~ ~
BIOPHARMX CORP S-1 CRT Capital Group LLC Feltl and Company Newport Coast Securities, Inc.
GAMCO INVESTORS, INC. S-3 G.distributors, LLC ~ ~
ATYR PHARMA INC S-1 J.P. Morgan Securities LLC Citigroup Global Markets Inc. BMO Capital Markets Corp. / William Blair & Company, L.L.C.
SAGE THERAPEUTICS, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. Leerink Partners LLC / Cowen & Company
IMMUNE DESIGN CORP. S-1 Jefferies LLC Leerink Partners LLC Cowen and Company, LLC / Wells Fargo Securities, LLC
CLEVELAND BIOLABS INC S-1 Ladenburg Thalmann & Co. Inc. ~ ~
DELMAR PHARMACEUTICALS INC. S-1 Maxim Group LLC Roth Capital Partners, LLC ~
AVONDALE ACQUISITION CORP. S-1 Maxim Group LLC Ladenburg Thalmann & Co. Inc. ~
ADAPTIMMUNE THERAPEUTICS PLC F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC. Leerink Partners LLC / Guggenheim Securities, LLC
BOJANGLES’, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Wells Fargo Securities, LLC Jefferies LLC / Barclays Capital Inc. / Goldman, Sachs & Co. / Piper Jaffray & Co. / William Blair & Company, L.L.C. / KeyBanc Capital Markets Inc. / RBC Capital Markets, LLC
CORMEDIX INC. S-3 MLV & Co. LLC ~ `
TRIBUNE MEDIA CO S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Goldman, Sachs & Co. / Deutsche Bank Securities Inc.
INNOCOLL AG F-1 Piper Jaffray & Co. ~ ~
SEEN ON SCREEN TV INC. S-1 Premier Venture Partners, LLC ~ ~
SCYNEXIS INC S-1 RBC Capital Markets, LLC Canaccord Genuity Inc. JMP Securities LLC / Needham & Company, LLC
OXFORD CITY FOOTBALL CLUB, INC. S-1 Tarpon Bay Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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