IPO Underwriters of the Week: March 30 – April 3 / plus M&A technology whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO OF NEW YORK S-1 Allstate Distributors, LLC ALFS, Inc. ~
FOAMIX PHARMACEUTICALS LTD. F-1 Barclays Capital Inc. Cowen and Company, LLC Guggenheim Securities, LLC / Oppenheimer & Co. Inc.
AQUINOX PHARMACEUTICALS, INC S-3 Cowen and Company, LLC ~ ~
SMART & FINAL STORES, INC. S-1 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. / Barclays Capital Inc. / Citigroup Global Markets Inc. / Piper Jaffray & Co. / Guggenheim Securities, LLC
DAVIDSTEA INC. F-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / BMO Capital Markets Corp. / William Blair & Company, L.L.C.
TRANSUNION S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Credit Suisse Securities (USA) LLC / Evercore Group L.L.C. / Stifel, Nicolaus & Company, Inc.
COLLEGIUM PHARMACEUTICAL, INC S-1 Jefferies LLC Piper Jaffray & Co. Wells Fargo Securities, LLC / Needham & Company, LLC
CAPNIA, INC. S-4 Maxim Group LLC ~ ~
CNX COAL RESOURCES LP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Wells Fargo Securities, LLC ~
MILACRON HOLDINGS CORP. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. J.P. Morgan Securities LLC / Robert W. Baird & Co. Inc. / Credit Suisse Securities (USA) LLC / Goldman, Sachs & Co.
COLUCID PHARMACEUTICALS, INC. S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. William Blair & Company, L.L.C.
GELESIS INC S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. Guggenheim Securities, LLC
HEMISPHERE MEDIA GROUP, INC. S-3 RBC Capital Markets, LLC Guggenheim Securities, LLC Stifel, Nicolaus & Company, Inc. / Maxim Group LLC
MULTIVIR INC. S-1 RBC Capital Markets, LLC Nomura Securities International, Inc. Cantor Fitzgerald & Co.
COMMUNITY HEALTHCARE TRUST INC S-11 Sandler O’Neill & Partners, L.P. SunTrust Robinson Humphrey, Inc. ~
SERITAGE GROWTH PROPERTIES S-11 Sears Holdings Corporation ~ ~
ANTERIOS INC S-1 Stifel, Nicolaus & Company, Inc. RBC Capital Markets, LLC JMP Securities LLC / Needham & Company, LLC
INNOVATION ECONOMY CORP S-1 TriPoint Global Equities, LLC ~ ~
TSC/RICHARD BERNSTEIN GLOBAL THEMATIC MICRO-CAP FUND, INC. N-2 TSC Distributors LLC ~ ~
HEALTHEQUITY INC S-1 Wells Fargo Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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