IPOs and Transactions: March 9 – 13

There were 63 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Globant SA w/ DLA Piper LLP and Simpson Thacher & Bartlett LLP, BioScrio Inc. w/ Polsinelli PC and Apollo Medical Holdings Inc. w/ Shartsis Friese LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


Confidential and uncomplicated for M&A. Click here.

Registrant Symbol Form Exchange Law firm / Advisor
NATCORE TECHNOLOGY INC. F-1 ~ Armstrong Simpson
8POINT3 ENERGY PARTNERS LP S-1 ~ Baker Botts L.L.P.
MAGNUM HUNTER PRODUCTION INC S-3 ~ Bracewell & Giuliani LLP
NORTHWEST BANCSHARES, INC. NWBI S-4 Nasdaq Calfee, Halter & Griswold LLP
CITIZENS FINANCIAL GROUP INC/RI CFG S-1 NYSE Cleary Gottlieb Steen & Hamilton LLP
EQUITABLE FINANCIAL CORP. S-1 ~ Cline Williams Wright Johnson & Oldfather, L.L.P.
COMMUNITYONE BANCORP COB S-3 Nasdaq CommunityOne Bancorp
ADURO BIOTECH, INC. S-1 Nasdaq Cooley LLP
CIDARA THERAPEUTICS, INC. S-1 ~ Cooley LLP
KEMPHARM, INC S-1 Nasdaq Cooley LLP
MAXLINEAR INC MXL S-4 NYSE Cooley LLP
ZENDESK, INC. ZEN S-1 NYSE Cooley LLP
CIDARA THERAPEUTICS, INC. S-1 ~ Covington & Burling LLP
DIPLOMAT PHARMACY, INC. DPLO S-1 NYSE Cravath, Swaine & Moore LLP
PAR PHARMACEUTICAL HOLDINGS, INC. S-1 ~ Cravath, Swaine & Moore LLP
ROME-MILAN HOLDINGS, INC. S-4 ~ Cravath, Swaine & Moore LLP
CITIZENS FINANCIAL GROUP INC/RI CFG S-1 NYSE Davis Polk & Wardwell LLP
ZS PHARMA, INC. ZSPH S-1 Nasdaq Davis Polk & Wardwell LLP
TEKLA WORLD HEALTHCARE FUND N-2 ~ Dechert LLP
TRILOMA EIG GLOBAL ENERGY FUND N-2 ~ Dechert LLP
DIVERSIFIED RESTAURANT HOLDINGS, INC. BAGR S-3 Nasdaq Dickinson Wright PLLC
GLOBANT S.A. GLOB F-1 NYSE DLA Piper LLP
TRILLIUM THERAPEUTICS INC. F-1 ~ Dorsey & Whitney LLP
TRILOMA EIG GLOBAL ENERGY FUND N-2 ~ EIG Global Energy Partners, LLC
EXTERRAN SPINCO, INC. 10-12B ~ Exterran SpinCo, Inc.
ENTRANET INC. S-1 ~ Feinstein Law, P.A.
HARLEY-DAVIDSON CUSTOMER FUNDING CORP. S-3 ~ Foley & Lardner LLP
ISABELLA BANK CORP ISBA S-3 ~ Foster, Swift, Collins & Smith, P.C.
ENSSOLUTIONS, INC. 10-12G ~ Gallagher & Kennedy
GANNETT SPINCO, INC. 10-12B ~ Gannett SpinCo, Inc.
ARROWHEAD RESEARCH CORP ARWR S-3 Nasdaq Gibson, Dunn & Crutcher LLP
HABIT RESTAURANTS, INC. HABT S-1 Nasdaq Gibson, Dunn & Crutcher LLP
TRILLIUM THERAPEUTICS INC. F-1 ~ Goodwin Procter LLP
ZENDESK, INC. ZEN S-1 NYSE Goodwin Procter LLP
APOLLO MEDICAL HOLDINGS, INC. AMEH S-1 ~ Gracin & Marlow, LLP
ANWORTH MORTGAGE ASSET CORP ANH S-3 NYSE Greenberg Traurig, LLP
WORLD MOTO, INC. FARE S-1 OTC Markets Greenberg Traurig, LLP
HANNOVER HOUSE, INC. HHSE 10-12G ~ Hannover House, Inc.
DIPLOMAT PHARMACY, INC. DPLO S-1 NYSE Honigman Miller Schwartz and Cohn LLP
INTERNATIONAL ENDEAVORS CORP S-1 ~ International Endeavors Corp.
TIMKEN CO TKR S-4 NYSE Jones Day
WELLS FINANCIAL CORP WEFP S-1 ~ Jones Walker LLP
KEMPHARM, INC S-1 Nasdaq KemPharm, Inc.
ADURO BIOTECH, INC. S-1 Nasdaq Latham & Watkins LLP
GSI GROUP INC GSIG S-3 Nasdaq Latham & Watkins LLP
LA QUINTA HOLDINGS INC. LQ S-1 NYSE Latham & Watkins LLP
NATCORE TECHNOLOGY INC. F-1 ~ LoPresti Law Group, P.C.
CF BANCORP S-1 ~ Luse Gorman, PC
NORTHWEST BANCSHARES, INC. NWBI S-4 Nasdaq Luse Gorman, PC
PROVIDENT BANCORP, INC. S-1 ~ Luse Gorman, PC
SUPERCONDUCTOR TECHNOLOGIES INC SCON S-3 Nasdaq Manatt, Phelps & Phillips, LLP
SURGICAL CARE AFFILIATES, INC. SCAI S-3 Nasdaq Maynard, Cooper & Gale, P.C.
MCGREGOR POWER SYSTEMS S-1 ~ McGregor Power Systems, Inc.
KEMPHARM, INC S-1 Nasdaq Morgan, Lewis & Bockius LLP
PROSPECT YIELD CORPORATION, LLC N-2 ~ Morrison & Foerster LLP
PROVIDENT BANCORP, INC. S-1 ~ Nutter McClennen & Fish LLP
BIOSCRIP, INC. BIOS S-3 Nasdaq Polsinelli PC
PROSPECT YIELD CORPORATION, LLC N-2 ~ Prospect Administration LLC
ALLIANZGI INCOME & GROWTH OPPORTUNITIES FUND N-2 ~ Ropes & Gray LLP
HABIT RESTAURANTS, INC. HABT S-1 Nasdaq Ropes & Gray LLP
PAR PHARMACEUTICAL HOLDINGS, INC. S-1 ~ Ropes & Gray LLP
APOLLO MEDICAL HOLDINGS, INC. AMEH S-1 ~ Shartsis Friese LLP
CHINA TMK BATTERY SYSTEMS INC. DFEL 10-12G ~ Sichenzia Ross Friedman Ference LLP
CONTRAVIR PHARMACEUTICALS, INC. CTRV S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
DICERNA PHARMACEUTICALS INC DRNA S-3 Nasdaq Sidley Austin LLP
NATIONAL GENERAL HOLDINGS CORP. NGHCP S-3 Nasdaq Sidley Austin LLP
PROSHARES TRUST II KOLD S-3 NYSE Sidley Austin LLP
WEST CORP WSTC S-3 Nasdaq Sidley Austin LLP
CEDAR FAIR L P FUN S-4 NYSE Simpson Thacher & Bartlett LLP
GLOBANT S.A. GLOB F-1 NYSE Simpson Thacher & Bartlett LLP
LA QUINTA HOLDINGS INC. LQ S-1 NYSE Simpson Thacher & Bartlett LLP
ZS PHARMA, INC. ZSPH S-1 Nasdaq Simpson Thacher & Bartlett LLP
8POINT3 ENERGY PARTNERS LP S-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
PROSPECT YIELD CORPORATION, LLC N-2 ~ Skadden, Arps, Slate, Meagher & Flom LLP
TERRAFORM POWER, INC. TERP S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
TICC CAPITAL CORP. TICC N-2 Nasdaq Sutherland Asbill & Brennan LLP
TRILOMA EIG GLOBAL ENERGY FUND N-2 ~ Triloma Financial Group, LLC
8POINT3 ENERGY PARTNERS LP S-1 ~ Vinson & Elkins L.L.P.
CALIFORNIA RESOURCES CORP CRC S-4 NYSE Vinson & Elkins L.L.P.
EZCORP INC EZPW S-4 Nasdaq Vinson & Elkins L.L.P.
EZCORP INC EZPW S-3 Nasdaq Vinson & Elkins L.L.P.
PARSLEY ENERGY, INC. PE S-1 NYSE Vinson & Elkins L.L.P.
CF BANCORP S-1 ~ Vorys, Sater, Seymour and Pease LLP
ROME-MILAN HOLDINGS, INC. S-4 ~ Wachtell, Lipton, Rosen & Katz
WBK 4, INC. 10-12G ~ WBK 4 Inc.
ELEVEN BIOTHERAPEUTICS, INC. EBIO S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
MAXLINEAR INC MXL S-4 NYSE Wilson Sonsini Goodrich & Rosati, P.C.
MATTERSIGHT CORP MATR S-3 Nasdaq Winston & Strawn LLP
CORMEDIX INC. CRMD S-3 NYSE Wyrick Robbins Yates & Ponton LLP

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Have a great week.

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