IPO Underwriters of the Week: March 9 – 13

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Underwriter 1 Underwriter 2 Underwriter 3 +
KEMPHARM, INC Cowen and Company, LLC RBC Capital Markets, LLC Canaccord Genuity Inc. / Oppenheimer & Co. Inc.
DICERNA PHARMACEUTICALS INC Cowen and Company, LLC ~ ~
DIPLOMAT PHARMACY, INC. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / Wells Fargo Securities, LLC / William Blair & Company, L.L.C.  / Leerink Partners LLC / Raymond James & Associates, Inc
8POINT3 ENERGY PARTNERS LP Goldman, Sachs & Co. Citigroup Global Markets Inc. ~
ZENDESK, INC. Goldman, Sachs & Co. Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Credit Suisse Securities (USA) LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc.
SURGICAL CARE AFFILIATES, INC. Goldman, Sachs & Co. Citigroup Global Markets Inc. J.P. Morgan Securities LLC / Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / Deutsche Bank Securities Inc. /  SunTrust Robinson Humphrey, Inc. / BMO Capital Markets Corp. / TPG Capital BD, LLC  / Morgan Stanley & Co. LLC
PAR PHARMACEUTICAL HOLDINGS, INC. J.P. Morgan Securities LLC Goldman, Sachs & Co. Citigroup Global Markets Inc. / Morgan Stanley & Co. / Deutsche Bank Securities Inc. / Evercore Group L.L.C. / Merrill Lynch, Pierce, Fenner & Smith Inc. / RBC Capital Markets, LLC / TPG Capital BD, LLC
ZS PHARMA, INC. J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC ~
LA QUINTA HOLDINGS INC. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC ~
GLOBANT S.A. J.P. Morgan Securities LLC Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / William Blair & Company, L.L.C. / Cowen & Company, LLC / LOYAL3 Securities, Inc.
CIDARA THERAPEUTICS, INC. Jefferies LLC Leerink Partners LLC Wedbush Securities Inc. / Needham & Company, LLC
CF BANCORP Keefe, Bruyette & Woods, Inc. ~ ~
TRILLIUM THERAPEUTICS INC. Leerink Partners LLC Cowen and Company, LLC ~
ADURO BIOTECH, INC. Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC William Blair & Company, L.L.C. / Canaccord Genuity Inc.
MAGNUM HUNTER PRODUCTION INC MLV & Co. LLC ~ ~
CITIZENS FINANCIAL GROUP INC/RI Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC / Citigroup Global Markets Inc.
HABIT RESTAURANTS, INC. Piper Jaffray & Co. Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC
PROVIDENT BANCORP, INC. Sandler O’Neill + Partners, L.P. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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