IPOs and Transactions: March 2 – 6 / plus 2015 SEC Guidebooks offer

There were 53 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Capricor Therapeutics Inc. w/ Paul Hastings LLP, Eventure Interactive Inc. / CKR Law LLP and Alliqua Biomedical Inc. w/ Dorsey & Whitney LLP and Haynes and Boone LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Type Exchange Law firm / advisor
TERRA INCOME FUND 6, INC. ~ N-2 ~ Alston & Bird LLP
MESA LABORATORIES INC /CO MLAB S-3 Nasdaq Andrew N. Bernstein, P.C.
SANCHEZ PRODUCTION PARTNERS LP SPP S-3 NYSE Andrews Kurth LLP
ARMA SERVICES INC ~ S-1 ~ Arma Services Inc.
OPGEN INC ~ S-1 ~ Ballard Spahr LLP
GREY CLOAK TECH INC. ~ S-1 ~ Bauman & Associantes Law Firm
AMERICAN CLOCK COMPANY, INC. ~ S-1 ~ Booth Udall Fuller, PLC
EVENTURE INTERACTIVE, INC. EVTI S-1 OTC Markets CKR Law LLP
NATIONSTAR MORTGAGE LLC ~ S-3 ~ Cleary Gottlieb Steen & Hamilton LLP
EAGLE PHARMACEUTICALS, INC. EGRX S-3 Nasdaq Cooley LLP
REVANCE THERAPEUTICS, INC. RVNC S-3 Nasdaq Cooley LLP
ETSY INC ~ S-1 ~ Davis Polk & Wardwell LLP
MASCO SPINCO CORP. ~ 10-12B ~ Davis Polk & Wardwell LLP
TIAA REAL ESTATE ACCOUNT QREARX S-1 ~ Dechert LLP
SELECTICA INC SLTC S-3 Nasdaq DLA Piper LLP
ALLIQUA BIOMEDICAL, INC. ALQA S-4 Nasdaq Dorsey & Whitney LLP
OPGEN INC ~ S-1 ~ Ellenoff Grossman & Schole LLP
GYRODYNE CO OF AMERICA INC GYRO S-1 Nasdaq Farrell Fritz, P.C.
CONTINENTAL BUILDING PRODUCTS, INC. CBPX S-3 NYSE Gibson, Dunn & Crutcher LLP
HUBSPOT INC HUBS S-1 NYSE Goodwin Procter LLP
ETSY INC ~ S-1 ~ Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
ALLIQUA BIOMEDICAL, INC. ALQA S-4 Nasdaq Haynes and Boone, LLP
HARRIS CORP /DE/ HRS S-4 NYSE Jones Day
MSB FINANCIAL CORP ~ S-1 ~ Jones Walker LLP
ANAVEX LIFE SCIENCES CORP. AVXL S-1 Nasdaq K&L Gates LLP
FREEDOM CAPITAL CORP/MD ~ N-2 ~ Katten Muchin Rosenman LLP
MSB FINANCIAL CORP ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
KVINTESS F&DI HOLDINGS CORP. ~ 10-12G ~ KVintess F&DI Holdings Corp.
IGNYTA, INC. RXDX S-3 Nasdaq Latham & Watkins LLP
SPROUTS FARMERS MARKET, INC. SFM S-1 Nasdaq Morgan, Lewis & Bockius LLP
FREEDOM CAPITAL CORP/MD ~ N-2 ~ Morris, Manning & Martin LLP
FIDUS INVESTMENT CORP FDUS N-2 Nasdaq Morrison & Foerster LLP
APPLIED DNA SCIENCES INC APDN S-3 Nasdaq Norton Rose Fulbright US LLP
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC. INF N-2 NYSE Paul Hastings LLP
CAPRICOR THERAPEUTICS, INC. CAPR S-1 Nasdaq Paul Hastings LLP
TAYLOR MORRISON HOME CORP TMHC S-3 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
AMICUS THERAPEUTICS INC FOLD S-3 Nasdaq Pepper Hamilton LLP
OUTERWALL INC OUTR S-4 Nasdaq Perkins Coie LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
GENOCEA BIOSCIENCES, INC. GNCA S-3 Nasdaq Ropes & Gray LLP
PJT PARTNERS INC. ~ 10-12B ~ Simpson Thacher & Bartlett LLP
GABELLI GO ANYWHERE TRUST ~ N-2 ~ Skadden, Arps, Slate, Meagher & Flom LLP
NEWCASTLE INVESTMENT CORP NCT S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
HARRIS CORP /DE/ HRS S-4 NYSE Sullivan & Cromwell LLP
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Varnum LLP
GLOBAL PARTNERS LP GLP S-4 NYSE Vinson & Elkins L.L.P.
USA COMPRESSION PARTNERS, LP USAC S-1 NYSE Vinson & Elkins L.L.P.
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Warner Norcross & Judd LLP
BNC BANCORP BNCN S-4 Nasdaq Williams Mullen
CONCERT PHARMACEUTICALS, INC. CNCE S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
HUBSPOT INC HUBS S-1 NYSE Wilmer Cutler Pickering Hale and Dorr LLP
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP

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Have a great week.

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