IPOs and Transactions: January 5 – 9

There were 38 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cellectar Biosciences Inc. w/ Foley Hoag LLP and Agree Realty Corp. w/ Honigman Miller Schwartz and Cohn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

calenda_BANNER700

Registrant Symbol Form Exchange Law firm / Advisor
CHART ACQUISITION CORP. CACG S-4 Nasdaq Alston & Bird LLP
AVENUE FINANCIAL HOLDINGS, INC. ~ S-1 Nasdaq Bradley Arant Boult Cummings LLP
OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE Bryan Cave LLP
FIRST TRUST CONVERTIBLE SECURITIES INCOME FUND ~ N-2 ~ Chapman and Cutler LLP
XENCOR INC XNCR S-3 Nasdaq Cooley LLP
VITAE PHARMACEUTICALS, INC VTAE S-1 Nasdaq Cooley LLP
VERSARTIS, INC. VSAR S-1 Nasdaq Cooley LLP
OTONOMY, INC. OTIC S-1 Nasdaq Cooley LLP
INVITAE CORP ~ S-1 ~ Cooley LLP
BIOCEPT INC BIOC S-1 Nasdaq Cooley LLP
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Cooley LLP
NATIONAL COMMERCE CORP ~ S-1 ~ Covington & Burling LLP
AVENUE FINANCIAL HOLDINGS, INC. ~ S-1 Nasdaq Covington & Burling LLP
VERSARTIS, INC. VSAR S-1 Nasdaq Davis Polk & Wardwell LLP
WOWO LTD ~ F-1 ~ DLA Piper LLP
CHART ACQUISITION CORP. CACG S-4 Nasdaq Ellenoff Grossman & Schole LLP
UNITED INSURANCE HOLDINGS CORP. UIHC S-3 Nasdaq Foley & Lardner LLP
QUAD/GRAPHICS, INC. QUAD S-4 NYSE Foley & Lardner LLP
CELLECTAR BIOSCIENCES, INC. CLRB S-3 Nasdaq Foley Hoag LLP
COEUR MINING, INC. CDE S-4 NYSE Gibson, Dunn & Crutcher LLP
NORTHERN POWER SYSTEMS CORP. ~ S-1 ~ Goodwin Procter LLP
VITAE PHARMACEUTICALS, INC VTAE S-1 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
OHR PHARMACEUTICAL INC OHRP S-3 Nasdaq Hahn & Hessen LLP
NEW HAMPSHIRE THRIFT BANCSHARES INC NHTB S-3 Nasdaq Hogan Lovells US LLP
AMERICAN MIDSTREAM PARTNERS, LP AMID S-3 NYSE Holland & Hart LLP
AMERICAN MIDSTREAM PARTNERS, LP AMID S-3 NYSE Holland & Hart LLP
AGREE REALTY CORP ADC S-3 NYSE Honigman Miller Schwartz and Cohn LLP
GREAT AJAX CORP. ~ S-11 ~ Hunton & Williams LLP
ALBERO, CORP. ~ S-1 ~ Incorp Services Inc.
TELEHEALTHCARE, INC. ~ S-1 ~ Incorp Services, Inc.
BELLA COSTA DESIGNS INC ~ S-1 ~ Incorp Services, Inc.
EKLIPS CORP ~ S-1 ~ John T. Root, Jr., Atty.
WOWO LTD ~ F-1 ~ Jones Day
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Latham & Watkins LLP
TILURO, INC. ~ S-1 ~ Law Office of Clifford J. Hunt, P.A.
PARAMOUNT GOLD NEVADA CORP. ~ S-1 ~ LeClairRyan, PC
COEUR MINING, INC. CDE S-4 NYSE LeClairRyan, PC
NATIONAL COMMERCE CORP ~ S-1 ~ Maynard, Cooper & Gale, P.C.
BIOCEPT INC BIOC S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
GREAT AJAX CORP. ~ S-11 ~ Morrison & Foerster LLP
NORTHERN POWER SYSTEMS CORP. ~ S-1 ~ Nixon Peabody LLP
FUELCELL ENERGY INC FCEL S-3 Nasdaq Patterson Belknap Webb & Tyler LLP
INVITAE CORP ~ S-1 ~ Pillsbury Winthrop Shaw Pittman LLP
IKANOS COMMUNICATIONS, INC. IKAN S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PHOTOMEDEX INC PHMD S-3 Nasdaq Proskauer Rose LLP
M & A HOLDING CORP. ~ S-1 ~ Pubco Advisory Service
FUELCELL ENERGY INC FCEL S-3 Nasdaq Robinson & Cole LLP
FUELCELL ENERGY INC FCEL S-3 Nasdaq Robinson & Cole LLP
MY ACTIVE DATE ~ S-1 ~ Securities Compliance Group, Ltd.
OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE Sidley Austin LLP
NEXTERA ENERGY INC NEE S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
GUGGENHEIM MIDDLE MARKET & INCOME FUND ~ N-2 ~ Skadden, Arps, Slate, Meagher & Flom LLP
CM FINANCE INC CMFN N-2 Nasdaq Sutherland Asbill & Brennan LLP
BREITBURN ENERGY PARTNERS LP BBEP S-3 Nasdaq Vinson & Elkins L.L.P.
NEXTERA ENERGY INC NEE S-4 NYSE Wachtell, Lipton, Rosen & Katz
OTONOMY, INC. OTIC S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

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Have a great week.

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