IPO Underwriters of the Week: January 5 – 9

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
BIOCEPT INC S-1 Aegis Capital Corp. Feltl and Company, Inc. ~
WOWO LTD F-1 Axiom Capital Management, Inc. ~ ~
VERSARTIS, INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Cowen and Company, LLC / Canaccord Genuity Inc. / SunTrust Robinson Humphrey, Inc.
GREAT AJAX CORP. S-11 FBR Capital Markets & Co. ~ ~
OTONOMY, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Cowen and Company, LLC / Sanford C. Bernstein & Co., LLC
AUSPEX PHARMACEUTICALS, INC. S-1 J.P. Morgan Securities LLC Stifel, Nicolaus & Company, Inc. BMO Capital Markets Corp. / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C.
INVITAE CORP S-1 J.P. Morgan Securities LLC Cowen and Company, LLC Leerink Partners LLC
NATIONAL COMMERCE CORP S-1 Keefe, Bruyette & Woods, Inc. ~ ~
AVENUE FINANCIAL HOLDINGS, INC. S-1 Keefe, Bruyette & Woods, Inc. ~ ~
NORTHERN POWER SYSTEMS CORP. S-1 Needham & Company, LLC Craig-Hallum Capital Group LLC Northland Securities, Inc.
CM FINANCE INC N-2 Stifel Venture Corp. ~ ~
VITAE PHARMACEUTICALS, INC S-1 Stifel, Nicolaus & Company, Inc. BMO Capital Markets Corp. Piper Jaffray & Co. / JMP Securities LLC / Wedbush Securities Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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