Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3|
|BIOCEPT INC||S-1||Aegis Capital Corp.||Feltl and Company, Inc.||~|
|WOWO LTD||F-1||Axiom Capital Management, Inc.||~||~|
|VERSARTIS, INC.||S-1||Citigroup Global Markets Inc.||Credit Suisse Securities (USA) LLC||Cowen and Company, LLC / Canaccord Genuity Inc. / SunTrust Robinson Humphrey, Inc.|
|GREAT AJAX CORP.||S-11||FBR Capital Markets & Co.||~||~|
|OTONOMY, INC.||S-1||J.P. Morgan Securities LLC||Piper Jaffray & Co.||Cowen and Company, LLC / Sanford C. Bernstein & Co., LLC|
|AUSPEX PHARMACEUTICALS, INC.||S-1||J.P. Morgan Securities LLC||Stifel, Nicolaus & Company, Inc.||BMO Capital Markets Corp. / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C.|
|INVITAE CORP||S-1||J.P. Morgan Securities LLC||Cowen and Company, LLC||Leerink Partners LLC|
|NATIONAL COMMERCE CORP||S-1||Keefe, Bruyette & Woods, Inc.||~||~|
|AVENUE FINANCIAL HOLDINGS, INC.||S-1||Keefe, Bruyette & Woods, Inc.||~||~|
|NORTHERN POWER SYSTEMS CORP.||S-1||Needham & Company, LLC||Craig-Hallum Capital Group LLC||Northland Securities, Inc.|
|CM FINANCE INC||N-2||Stifel Venture Corp.||~||~|
|VITAE PHARMACEUTICALS, INC||S-1||Stifel, Nicolaus & Company, Inc.||BMO Capital Markets Corp.||Piper Jaffray & Co. / JMP Securities LLC / Wedbush Securities Inc.|
Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.
Have a great week.