IPOs and Transactions: December 15 – 19 (plus 2015 SEC filing calendar)

There were 61 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including American Education Center Inc. w/ the Law Office of Yue & Associates, Intellicheck Mobilisa Inc. w/ Loeb & Loeb LLP and K&L Gates LLP and Rock Creek Pharmaceuticals, Inc. w / Foley & Lardner LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

calenda_BANNER700

Registrant Symbol Form Exchange Law firm / Advisor
LEGACY RESERVES LP LGCY S-4 Nasdaq Andrews Kurth LLP
S&T BANCORP INC STBA S-4 Nasdaq Arnold & Porter LLP
ENERGY FOCUS, INC/DE EFOI S-3 Nasdaq Baker & Hostetler LLP
INFRAREIT, INC. ~ S-11 ~ Baker Botts L.L.P.
VENAXIS, INC. APPY S-3 Nasdaq Ballard Spahr LLP
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
RIVERVIEW FINANCIAL CORP ~ S-4 ~ Barley Snyder LLP
OVERSTOCK.COM, INC OSTK S-3 Nasdaq Bracewell & Giuliani LLP
COUNTERPATH CORP CPAH S-3 Nasdaq Clark Wilson LLP
NEW MEDIA INVESTMENT GROUP INC. NEWM S-1 NYSE Cleary Gottlieb Steen & Hamilton LLP
REHABCARE GROUP INC ~ S-4 ~ Cleary Gottlieb Steen & Hamilton LLP
QUOTIENT LTD QTNTU S-1 Nasdaq Clifford Chance US LLP
REVERSE MORTGAGE INVESTMENT TRUST INC. RVMIZ S-11 ~ Clifford Chance US LLP
ASCENDIS PHARMA A/S ~ F-1 Nasdaq Cooley LLP
GTX INC /DE/ GTXI S-3 Nasdaq Cooley LLP
MILLENNIAL MEDIA INC. MM S-3 NYSE Cooley LLP
NEOPHOTONICS CORP NPTN S-1 NYSE Cooley LLP
ASANTE SOLUTIONS, INC. ~ S-1 ~ Covington & Burling LLP
AVALANCHE BIOTECHNOLOGIES, INC. AAVL S-1 Nasdaq Covington & Burling LLP
SUMMIT MATERIALS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
RESOURCE CREDIT INCOME FUND ~ N-2 ~ Dechert LLP
PACIFIC DATAVISION, INC. PCVSZ S-1 ~ DLA Piper LLP
CYPRESS SEMICONDUCTOR CORP /DE/ CY S-4 Nasdaq Fenwick & West LLP
AMP HOLDING INC. AMPD S-1 ~ Fleming PLLC
ROCK CREEK PHARMACEUTICALS, INC. RCPI S-3 Nasdaq Foley & Lardner LLP
BG STAFFING, INC. BGSF S-3 NYSE Fulbright & Jaworski LLP
POAGE BANKSHARES, INC. PBSK S-1 Nasdaq Fulbright & Jaworski LLP
PATRIOT NATIONAL, INC. ~ S-1 ~ Gibson, Dunn & Crutcher LLP
ASANTE SOLUTIONS, INC. ~ S-1 ~ Goodwin Procter LLP
CENTURY COMMUNITIES, INC. CCS S-4 NYSE Greenberg Traurig, LLP
THERAPEUTICSMD, INC. TXMD S-3 NYSE Greenberg Traurig, P.A.
REVERSE MORTGAGE INVESTMENT TRUST INC. RVMIZ S-11 ~ Hunton & Williams LLP
AXION POWER INTERNATIONAL, INC. AXPW S-3 Nasdaq Jolie G. Kahn, Esq.
INSITE VISION INC INSV S-1 ~ Jones Day
INTELLICHECK MOBILISA, INC. IDN S-1 NYSE K&L Gates LLP
JOHN HANCOCK INVESTORS TRUST JHI N-2 NYSE K&L Gates LLP
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND HTY N-2 NYSE K&L Gates LLP
METROPOLITAN LIFE INSURANCE CO ~ S-3 ~ K&L Gates LLP
AVIS BUDGET GROUP, INC. CAR S-4 Nasdaq Kirkland & Ellis LLP
IHEART -COMMUNICATIONS, INC. ~ S-4 ~ Kirkland & Ellis LLP
ASCENDIS PHARMA A/S ~ F-1 Nasdaq Latham & Watkins LLP
AVALANCHE BIOTECHNOLOGIES, INC. AAVL S-1 Nasdaq Latham & Watkins LLP
INFRAREIT, INC. ~ S-11 ~ Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
AMERICAN EDUCATION CENTER, INC. ~ S-1 ~ Law Office of Yue & Associates
LEMONT INC ~ S-1 ~ Lemont Inc.
YULONG ECO-MATERIALS LTD ~ S-1 ~ LKP Global Law, LLP
INTELLICHECK MOBILISA, INC. IDN S-1 NYSE Loeb & Loeb LLP
POAGE BANKSHARES, INC. PBSK S-1 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
TORNIER N.V. TRNX S-4 Nasdaq Oppenheimer Wolff & Donnelly LLP
BARCLAYS BANK DELAWARE ~ S-3 ~ Orrick, Herrington & Sutcliffe LLP
NEOPHOTONICS CORP NPTN S-1 NYSE Pillsbury Winthrop Shaw Pittman LLP
YULONG ECO-MATERIALS LTD ~ S-1 ~ Reed Smith LLP
S&T BANCORP INC STBA S-4 Nasdaq Rhoads & Sinon LLP
PINKBRICK HOLDINGS INC. ~ 10-12G ~ Richardson & Patel, LLP
NAC GLOBAL TECHNOLOGIES, INC. NACG S-1 OTC Robinson Brog Leinwand Greene Genovese & Gluck P.C.
TORNIER N.V. TRNX S-4 Nasdaq Ropes & Gray LLP
BOVIE MEDICAL CORP BVX S-3 NYSE Ruskin Moscou Faltischek, P.C.
AMP HOLDING INC. AMPD S-1 ~ Schiff Hardin LLP
TAPIOCA CORP ~ S-1 ~ Scott Olson Esq.
RIVERVIEW FINANCIAL CORP ~ S-4 ~ Shumaker Williams, PC
CAMAC ENERGY INC. CAK S-3 NYSE Sidley Austin LLP
ZAZA ENERGY CORP ZAZA S-1 Nasdaq Sidley Austin LLP
APX GROUP, INC. ~ S-4 ~ Simpson Thacher & Bartlett LLP
PATRIOT NATIONAL, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
SUMMIT MATERIALS, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
WALTER INVESTMENT MANAGEMENT CORP WAC S-3 NYSE Simpson Thacher & Bartlett LLP
NEW MEDIA INVESTMENT GROUP INC. NEWM S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BNY MELLON ALCENTRA MULTI-STRATEGY CREDIT FUND, INC. ~ N-2 ~ Stroock & Stroock & Lavan LLP
BB&T CORP BBT S-4 NYSE Sullivan & Cromwell LLP
ECHOSPHERE LLC ~ S-4 ~ Sullivan & Cromwell LLP
RENAISSANCERE HOLDINGS LTD RNR S-4 NYSE Sullivan & Cromwell LLP
NAC GLOBAL TECHNOLOGIES, INC. NACG S-1 OTC Szaferman, Lakind, Blumstein, & Blader, P.C.
PEDEVCO CORP PED S-3 NYSE The Loev Law Firm, PC
THERAPEUTICSMD, INC. TXMD S-3 NYSE TherapeuticsMD, Inc.
PRINCETON PRIVATE EQUITY FUND ~ N-2 ~ Thompson Hine LLP
ALCOA INC. AA S-3 NYSE Wachtell, Lipton, Rosen & Katz
BB&T CORP BBT S-4 NYSE Wachtell, Lipton, Rosen & Katz
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP
RENAISSANCERE HOLDINGS LTD RNR S-4 NYSE Willkie Farr & Gallagher LLP
TORNIER N.V. TRNX S-4 Nasdaq Willkie Farr & Gallagher LLP
ELEVEN BIOTHERAPEUTICS, INC. EBIO S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CYPRESS SEMICONDUCTOR CORP /DE/ CY S-4 Nasdaq Wilson Sonsini Goodrich & Rosati, PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s