IPO Underwriters of the Week: December 15 – 19

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
INTELLICHECK MOBILISA, INC. S-1 Aegis Capital Corp.
NAC GLOBAL TECHNOLOGIES, INC. S-1 Alexander Capital, L.P.
RESOURCE CREDIT INCOME FUND N-2 ALPS Distributors, Inc.
SUMMIT MATERIALS, INC. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. Barclays Capital Inc. / Deutsche Bank Securities Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / RBC Capital Markets, LLC / Blackstone Advisory Partners L.P. / BB&T Capital Markets / Stephens Inc. / Sterne, Agee & Leach, Inc. / Stifel, Nicolaus & Company, Inc.
NEW MEDIA INVESTMENT GROUP INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC
YULONG ECO-MATERIALS LTD S-1 Cuttone & Co., Inc. Axiom Capital Management, Inc.
AMP HOLDING INC. S-1 Dawson James Securities, Inc.
REVERSE MORTGAGE INVESTMENT TRUST INC. S-11 FBR Capital Markets & Co.
AVALANCHE BIOTECHNOLOGIES, INC. S-1 Jefferies LLC Cowen and Company LLC Piper Jaffray & Co. / William Blair & Company, LLC
ASANTE SOLUTIONS, INC. S-1 Leerink Partners LLC Cowen and Company, LLC Wells Fargo Securities, LLC / Oppenheimer & Co., Inc.
BNY MELLON
ALCENTRA MULTI-
STRATEGY CREDIT FUND, INC.
N-2 MBSC Securities Corporation
INFRAREIT, INC. S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. RBC Capital Markets, LLC / Morgan Stanley & Co. LLC
ASCENDIS PHARMA A/S F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC Wells Fargo Securities, LLC
METROPOLITAN LIFE INSURANCE CO S-3 MetLife Investors Distribution Company
ROCK CREEK PHARMACEUTICALS, INC. S-3 MLV & Co. LLC
NEOPHOTONICS CORP S-1 Needham & Company, LLC Craig-Hallum Capital Group LLC
PATRIOT NATIONAL, INC. S-1 UBS Securities LLC BMO Capital Markets Corp. SunTrust Robinson Humphrey, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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