IPOs and Transactions: November 24 – 28 (US Thanksgiving holiday week)

There were 36 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Lightstone Real Estate Income Trust Inc. w/ Proskauer Rose LLP, Nuts & Bolts International Inc. w/ zaferman, Lakind, Blumstein, & Blader PC and Assembly Biosciences Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

700_banner_2

Registrant Symbol Form Type Exchange Law firm / Advisor
SIERRA INCOME CORP ~ N-2 ~ Alston & Bird LLP
ENTERPRISE PRODUCTS PARTNERS L P EPD S-4 NYSE Andrews Kurth LLP
TAXUS PHARMACEUTICALS HOLDINGS, INC. ~ S-1 ~ Bernard & Yam, LLP
SERVISFIRST BANCSHARES, INC. SFBS S-4 Nasdaq Bradley Arant Boult Cummings LLP
AMTECH SYSTEMS INC ASYS S-4 Nasdaq BTU International, Inc.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB N-2 NYSE Chapman and Cutler LLP
KITE PHARMA, INC. KITE S-1 Nasdaq Cooley LLP
KITE PHARMA, INC. KITE S-1 Nasdaq Covington & Burling LLP
OXFORD IMMUNOTEC GLOBAL PLC OXFD S-3 Nasdaq Covington & Burling LLP
LABORATORY CORP OF AMERICA HOLDINGS LH S-4 NYSE Cravath, Swaine & Moore LLP
GOLDEN MINERALS CO AUMN S-3 NYSE Davis Graham & Stubbs LLP
TEKMIRA PHARMACEUTICALS CORP TKMR S-3 Nasdaq Dorsey & Whitney LLP
TEKMIRA PHARMACEUTICALS CORP TKMR S-3 Nasdaq Farris, Vaughan, Wills & Murphy LLP
FOUNDATION MEDICINE, INC. FMI S-3 Nasdaq Foundation Medicine, Inc.
FOUNDATION MEDICINE, INC. FMI S-3 Nasdaq Goodwin Procter LLP
NORTHSTAR/RXR NEW YORK METRO INCOME, INC. ~ S-11 ~ Greenberg Traurig, LLP
LOGISTICS PROPERTY TRUST INC. ~ S-11 ~ Greenberg Traurig, LLP
OMEGA COMMERCIAL FINANCE CORP OCFN S-1 OTC Gutierrez Bergman Boulris, PLLC
BENAIAH HOLDINGS GROUP INC. ~ S-1 ~ Harold P. Gewerter, Esq. Ltd.
LABORATORY CORP OF AMERICA HOLDINGS LH S-4 NYSE Hogan Lovells US LLP
PUNTO GROUP, CORP. ~ S-1 ~ InCorp Services Inc.
XFIT BRANDS, INC. ~ S-1 ~ Indeglia & Carney LLP
ISLAND CREEK COAL CO ~ S-4 ~ Latham & Watkins LLP
ENTERPRISE PRODUCTS PARTNERS L P EPD S-4 NYSE Latham & Watkins LLP
7 VENTURE GROUP, INC. ~ S-1 ~ Law Offices of Joseph Lambert Pittera
AMERICAN NATIONAL BANKSHARES INC. AMNB S-3 Nasdaq LeClairRyan, PC
SIERRA INCOME CORP ~ N-2 ~ Morris, Manning & Martin, LLP
OXFORD IMMUNOTEC GLOBAL PLC OXFD S-3 Nasdaq Oxford Immunotec Global PLC
PLY GEM INDUSTRIES INC ~ S-4 ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
AMTECH SYSTEMS INC ASYS S-4 Nasdaq Pierce Atwood LLP
LIGHTSTONE REAL ESTATE INCOME TRUST INC. ~ S-11 ~ Proskauer Rose LLP
SOLAR3D, INC. SLTD S-3 OTC Sichenzia Ross Friedman Ference LLP
BIOLASE, INC BIOL S-3 Nasdaq Sidley Austin LLP
TRAVELCENTERS OF AMERICA LLC TA S-1 NYSE Sidley Austin LLP
SIGNAL BAY, INC. SGBY 10-12G OTC Signal Bay, Inc.
TRAVELCENTERS OF AMERICA LLC TA S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
AMTECH SYSTEMS INC ASYS S-4 Nasdaq Squire Patton Boggs (US) LLP
NEW STERIS LTD ~ S-4 ~ Steris Corporation
LABORATORY CORP OF AMERICA HOLDINGS LH S-4 NYSE Sullivan & Cromwell LLP
SIERRA INCOME CORP ~ N-2 ~ Sutherland Asbill & Brennan LLP
NUTS & BOLTS INTERNATIONAL, INC. ~ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
MAGNEGAS CORP MNGA S-3 Nasdaq Szaferman, Lakind, Blumstein, & Blader, P.C.
TEKMIRA PHARMACEUTICALS CORP TKMR S-3 Nasdaq Tekmira Pharmaceuticals Corp.
VG LIFE SCIENCES INC. VGLS S-1 OTC Trombly Business Law, PC
SERVISFIRST BANCSHARES, INC. SFBS S-4 Nasdaq Troutman Sanders LLP
ENERGY XXI LTD EXXI S-4 Nasdaq Vinson & Elkins L.L.P.
ANTERO RESOURCES CORP AR S-4 NYSE Vinson & Elkins L.L.P.
ENTERPRISE PRODUCTS PARTNERS L P EPD S-4 NYSE Vinson & Elkins L.L.P.
GROUP 1 AUTOMOTIVE INC GPI S-4 NYSE Vinson & Elkins L.L.P.
PLAINS GP HOLDINGS LP PAGP S-3 NYSE Vinson & Elkins L.L.P.
NEW STERIS LTD ~ S-4 ~ Wachtell, Lipton, Rosen & Katz
ASSEMBLY BIOSCIENCES, INC. ASMB S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s